Investor BARING ASSET MANAGEMENT Ltd
13D/G Filings

This page shows a list of all the recent 13D/G filings made by BARING ASSET MANAGEMENT Ltd . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2016-02-04 13G/A IAT / iShares Trust - iShares U.S. Regional Banks ETF 1,187,859 275,954
2016-02-04 13G IAT / iShares Trust - iShares U.S. Regional Banks ETF 1,187,859
2016-02-04 13G IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 1,187,859
2016-02-04 13G/A IFXAF / iShares Asia Trust - iShares FTSE A50 China Index ETF 1,187,859 275,954