Investor Carlson Capital L P
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Carlson Capital L P . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2024-11-19 13G/A TFFP / TFF Pharmaceuticals, Inc. 217,960 124,000
2024-11-06 13D/A MAGN / Magnera Corporation 284,750
2024-10-25 13D/A SWKH / SWK Holdings Corporation 9,093,766 8,907,528
2024-09-30 13D/A GLT / Glatfelter Corporation 4,705,691 3,983,288
2024-07-02 13D/A GLT / Glatfelter Corporation 7,026,000 4,705,691
2024-05-08 13G/A TFFP / TFF Pharmaceuticals, Inc. 1,842,000 217,960
2023-10-13 13D/A GLT / Glatfelter Corporation 6,465,000 7,026,000
2023-09-08 13D/A GLT / Glatfelter Corporation 5,915,000 6,465,000
2023-03-31 13D/A GLT / Glatfelter Corporation 5,415,000 5,915,000
2023-02-24 13G ALBO / Albireo Pharma Inc 1,075,000
2023-02-09 13G/A TFFP / TFF Pharmaceuticals, Inc. 2,194,000 1,842,000
2023-02-09 13G/A XCUR / Exicure, Inc. 250,000 212,283
2022-12-06 13G XCUR / Exicure, Inc. 250,000
2022-11-28 13G TFFP / TFF Pharmaceuticals, Inc. 2,194,000
2022-10-17 13D GLT / Glatfelter Corporation 2,260,000 5,415,000
2022-03-14 13G ZGNX / Zogenix Inc 4,000,000 4,000,000
2022-02-25 13G/A GLT / Glatfelter Corporation 2,173,000 2,260,000
2022-02-14 13G/A MGI / Moneygram International Inc. 3,590,224 0
2022-02-14 13G/A GLT / Glatfelter Corporation 2,332,700 2,173,000
2022-02-14 13G/A CZZ / 0 0
2022-01-10 13D/A SWKH / SWK Holdings Corporation 9,093,766 9,093,766
2021-12-28 13D/A SWKH / SWK Holdings Corporation 9,093,766 9,093,766
2021-11-23 13D/A SWKH / SWK Holdings Corporation 9,093,766 9,093,766
2021-11-12 13D/A SWKH / SWK Holdings Corporation 9,093,766 9,093,766
2021-09-20 13G GLT / Glatfelter Corporation 2,332,700 2,332,700
2021-05-18 13D/A SWKH / SWK Holdings Corporation 9,093,766 9,093,766
2021-04-06 13D/A SWKH / SWK Holdings Corporation 9,193,766 9,093,766
2019-02-14 13G/A WLH / Lyon William Homes 1,686,679 1,170,146
2019-02-12 13G/A AROC / Archrock, Inc. 3,562,622 0
2019-01-04 13G WLH / Lyon William Homes 1,686,679
2018-04-19 13D/A REGI / Renewable Energy Group Inc 3,575,000 1,327,993
2018-03-30 13D/A SWKH / SWK Holdings Corporation 9,193,766
2018-02-26 13G AROC / Archrock, Inc. 3,475,972 3,562,622
2018-02-14 13G/A EXTN / Exterran Corp 1,816,215 0
2018-02-14 13G/A CIEIQ / Cobalt Intl Energy Inc 28,673,514 0
2018-02-14 13G/A NRG / NRG Energy, Inc. 17,077,796 0
2018-02-14 13G/A MPMQ / MPM Holdings Inc. 2,452,716 1,085,491
2018-02-13 13G/A DYN / Dyne Therapeutics, Inc. 10,181,071 0
2018-02-13 13G/A BXC / BlueLinx Holdings Inc. 746,908 0
2018-02-13 13G/A PUMP / ProPetro Holding Corp. 7,749,998 0
2017-08-11 13D/A VSI / Vitamin Shoppe, Inc. 2,287,521 1,182,035
2017-07-06 13D/A REGI / Renewable Energy Group Inc 3,900,000 3,575,000
2017-03-31 13G PUMP / ProPetro Holding Corp. 7,749,998
2017-02-21 13D/A VSI / Vitamin Shoppe, Inc. 2,372,174 2,287,521
2017-02-14 13D/A AROC / Archrock, Inc. 4,255,972 3,475,972
2017-01-30 13G/A EXTN / Exterran Corp 1,776,796 1,816,215
2017-01-30 13G MPMQ / MPM Holdings Inc. 2,452,716
2017-01-30 13G NRG / NRG Energy, Inc. 17,077,796
2017-01-30 13G/A BXC / BlueLinx Holdings Inc. 8,702,128 746,908
2017-01-30 13G CIEIQ / Cobalt Intl Energy Inc 28,673,514
2017-01-30 13G/A DYN / Dyne Therapeutics, Inc. 9,396,360 10,181,071
2017-01-27 13D/A AROC / Archrock, Inc. 5,210,972 4,255,972
2017-01-17 13D/A AROC / Archrock, Inc. 6,024,105 5,210,972
2016-12-19 13D/A AROC / Archrock, Inc. 6,831,805 6,024,105
2016-12-07 13D/A AROC / Archrock, Inc. 7,624,853 6,831,805
2016-12-07 13D/A FCFS / FirstCash Holdings, Inc. 2,159,529 1,684,658
2016-12-02 13D/A FCFS / FirstCash Holdings, Inc. 2,544,658 2,159,529
2016-12-01 13D/A AROC / Archrock, Inc. 8,470,659 7,624,853
2016-11-23 13D/A FCFS / FirstCash Holdings, Inc. 2,544,658 2,544,658
2016-11-22 13D/A FCFS / FirstCash Holdings, Inc. 2,894,781 2,544,658
2016-11-21 13D/A AROC / Archrock, Inc. 9,258,249 8,470,659
2016-10-05 13D/A REGI / Renewable Energy Group Inc 3,900,000 3,900,000
2016-07-27 13D/A UTEK / Ultratech, Inc. 3,453,986 2,643,986
2016-05-31 13D REGI / Renewable Energy Group Inc 4,009,000 3,900,000
2016-05-04 13D AROC / Archrock, Inc. 8,594,816 9,258,249
2016-03-15 13D UTEK / Ultratech, Inc. 3,453,986 3,453,986
2016-02-24 13D/A VSI / Vitamin Shoppe, Inc. 2,267,066 2,372,174
2016-02-09 13G/A AROC / Archrock, Inc. 6,856,567 8,594,816
2016-02-08 13D/A FCFS / FirstCash Holdings, Inc. 2,894,781 2,894,781
2016-01-20 13D/A FCFS / FirstCash Holdings, Inc. 2,684,381 2,894,781
2016-01-12 13D/A VSI / Vitamin Shoppe, Inc. 2,045,997 2,267,066
2016-01-11 13G DYN / Dyne Therapeutics, Inc. 9,396,360
2016-01-11 13G EXTN / Exterran Corp 1,776,796
2016-01-11 13G BMG253431073 / Cosan Ltd. 12,414,223
2016-01-11 13G AROC / Archrock, Inc. 6,856,567
2016-01-11 13G DYN.WS / Dynegy Inc. 9,396,360
2016-01-11 13G KND / Kindred Healthcare, Inc. 4,700,004
2016-01-08 13G/A EXPR / Express, Inc. 0
2016-01-08 13G/A REGI / Renewable Energy Group Inc 4,009,000
2016-01-08 13G/A UTEK / Ultratech, Inc. 2,777,486 3,453,986
2016-01-08 13G/A BXC / BlueLinx Holdings Inc. 5,347,221 8,702,128
2016-01-08 13G/A MGI / Moneygram International Inc. 3,590,224
2015-12-17 13D/A FCFS / FirstCash Holdings, Inc. 2,349,229 2,684,381
2015-12-08 13D/A FCFS / FirstCash Holdings, Inc. 1,965,847 2,349,229
2015-11-09 13D FCFS / FirstCash Holdings, Inc. 1,965,847
2015-10-13 13D/A VSI / Vitamin Shoppe, Inc. 1,973,288 2,045,997
2015-07-31 13D/A VSI / Vitamin Shoppe, Inc. 1,589,528 1,973,288
2015-04-22 13D VSI / Vitamin Shoppe, Inc. 1,589,528
2015-03-31 13G/A BXC / BlueLinx Holdings Inc. 5,347,221
2015-03-06 13G/A UTEK / Ultratech, Inc. 2,777,486
2015-02-10 13G MGI / Moneygram International Inc. 3,129,160
2015-02-10 13G REGI / Renewable Energy Group Inc 3,566,680
2015-02-10 13G/A AROC / Archrock, Inc. 2,053,124
2015-02-10 13G UTEK / Ultratech, Inc. 2,797,488
2015-02-10 13G EXPR / Express, Inc. 4,718,413
2015-02-10 13G BXC / BlueLinx Holdings Inc. 5,347,221
2014-12-12 13D/A PEI / Pennsylvania Real Estate Investment Trust 3,371,580
2014-12-08 13D/A SWKH / SWK Holdings Corporation 91,120,229
2014-08-19 13D/A SWKH / SWK Holdings Corporation 69,057,100
2014-07-16 13D/A SWKH / SWK Holdings Corporation 13,149,100
2014-07-10 13G/A TPH / Tri Pointe Homes, Inc. 4,861,830
2014-07-10 13G TPH / Tri Pointe Homes, Inc. 3,913,730
2014-06-23 13D/A SWKH / SWK Holdings Corporation 13,149,100
2014-06-05 13D/A EPL / 0
2014-05-16 13D/A SWKH / SWK Holdings Corporation 13,149,100
2014-05-12 13D PEI / Pennsylvania Real Estate Investment Trust 4,751,660
2014-01-28 13G/A AROC / Archrock, Inc. 4,082,319
2014-01-03 13D/A ES / Eversource Energy 0
2013-11-01 13D/A 09746Y105 / Boise, Inc. 0
2013-09-24 13D 09746Y105 / Boise, Inc. 6,725,000
2013-09-09 13D/A SWKH / SWK Holdings Corporation 13,149,100
2013-05-09 13D/A 2,515,673
2013-04-30 13D/A RT / Ruby Tuesday, Inc. 2,987,100
2013-04-05 13D/A ES / Eversource Energy 8,934,587
2013-03-14 13D/A 3,067,734
2013-02-21 13D/A ES / Eversource Energy 8,934,587
2013-02-19 13D/A III / Information Services Group, Inc. 0
2013-01-25 13G/A HOTT / Hot Topic Inc 1,848,000
2013-01-25 13G AROC / Archrock, Inc. 3,616,511
2013-01-10 13G/A SRZ / Sunrise Senior Living Inc 0
2013-01-10 13D ES / Eversource Energy 7,950,600
2012-12-19 13D/A 0
2012-10-25 13D US37244DAF69 / GenOn Energy Inc 45,550,000
2012-09-17 13D/A CTO / CTO Realty Growth, Inc. 269,620
2012-07-02 13D/A 3,687,273
2012-03-27 13D/A III / Information Services Group, Inc. 3,265,090
2012-03-01 13D/A SWKH / SWK Holdings Corporation 12,149,100
2012-02-14 13G HOTT / Hot Topic Inc 2,314,800
2012-01-10 13G SRZ / Sunrise Senior Living Inc 7,591,415