Investor Commonwealth Equity Services, Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Commonwealth Equity Services, Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-05-07 13G/A FSCO / FS Credit Opportunities Corp. 10,104,494 9,869,575
2024-02-09 13G/A TTP / Tortoise Pipeline & Energy Fund, Inc. 139,845 104,928
2023-12-06 13G/A TTP / Tortoise Pipeline & Energy Fund, Inc. 2,392 139,845
2023-11-03 13G/A TTP / Tortoise Pipeline & Energy Fund, Inc. 150,120 2,392
2023-02-22 13G FSCO / FS Credit Opportunities Corp. 10,104,494
2023-01-27 13G/A TTP / Tortoise Pipeline & Energy Fund, Inc. 124,064 150,120
2022-12-07 13G TTP / Tortoise Pipeline & Energy Fund, Inc. 124,064
2018-02-09 13G FSK / FS KKR Capital Corp. 11,151,906