Investor Cowen Prime Advisors LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Cowen Prime Advisors LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Add This Fund
to your dashboard

Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2023-08-07 13G ITI / Iteris, Inc. 2,349,950 0
2023-08-07 13G SCTL / Societal CDMO, Inc. 2,763,400 0
2023-08-07 13G PDFS / PDF Solutions, Inc. 1,431,404 0
2023-02-03 13G PDFS / PDF Solutions, Inc. 1,742,725 1,431,404
2023-02-03 13G HTGM / HTG Molecular Diagnostics Inc 593,133 0
2023-02-03 13G PDFS / PDF Solutions, Inc. 1,742,725 1,431,404
2023-02-03 13G NEPH / Nephros, Inc. 633,050 0
2023-02-03 13G HTGM / HTG Molecular Diagnostics Inc 593,133 0
2022-02-09 13G NEPH / Nephros, Inc. 633,050
2022-02-09 13G PDFS / PDF Solutions, Inc. 1,742,725
2022-02-09 13G HTGM / HTG Molecular Diagnostics Inc 593,133
2022-02-09 13G ITI / Iteris, Inc. 2,349,950
2021-08-02 13G REPH / Societal CDMO Inc 2,763,400