Investor Knott David M
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Knott David M . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2018-02-13 13G/A LGND / Ligand Pharmaceuticals Incorporated 1,100,656 865,500
2017-11-15 13G/A RLOG / Rand Logistics, Inc. 1,838,560 1,432,660
2017-02-13 13G/A LGND / Ligand Pharmaceuticals Incorporated 1,302,322 1,100,656
2016-05-24 13D/A LGND / Ligand Pharmaceuticals Incorporated 1,302,322
2016-04-14 13D/A RLOG / Rand Logistics, Inc. 2,144,991 1,838,560
2015-12-21 13D/A RLOG / Rand Logistics, Inc. 2,234,489 2,144,991
2015-12-18 13D/A RLOG / Rand Logistics, Inc. 2,443,767 2,234,489
2015-06-29 13D/A RLOG / Rand Logistics, Inc. 2,443,767
2014-12-09 13D/A RLOG / Rand Logistics, Inc. 2,631,956
2013-09-16 13D/A LGND / Ligand Pharmaceuticals Incorporated 1,379,312
2013-08-16 13G/A ESSX / Essex Rental Corp. 1,124,472
2013-06-19 13D/A RLOG / Rand Logistics, Inc. 2,827,332
2013-02-12 13G/A ESSX / Essex Rental Corp. 1,505,993
2013-02-01 13D/A US96169EAC84 / Westway Group Inc 0
2012-12-11 13D/A RLOG / Rand Logistics, Inc. 3,072,200
2012-12-07 13D/A US96169EAC84 / Westway Group Inc
2012-02-15 13G/A ESSX / Essex Rental Corp. 2,688,766
2012-02-01 13G/A FF / FutureFuel Corp. 1,838,000
2012-01-31 13D/A JNP / Juniper Pharmaceuticals, Inc.
2012-01-19 13D/A JNP / Juniper Pharmaceuticals, Inc.