Investor Paloma Partners Management Co
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Paloma Partners Management Co . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2023-02-23 13D/A EVV / Eaton Vance Limited Duration Income Fund 1,012 0
2022-09-23 13D EVV / Eaton Vance Limited Duration Income Fund 1,012 1,012
2022-04-14 13G/A EVV / Eaton Vance Limited Duration Income Fund 690 1,012
2022-02-11 13G/A EVV / Eaton Vance Limited Duration Income Fund 472 690
2021-01-21 13G EVV / Eaton Vance Limited Duration Income Fund 472
2020-02-14 13G/A / Chaparral Energy, Inc. 2,358,654 2,733,654
2019-07-25 13G / Chaparral Energy, Inc. 2,358,654
2018-06-21 13D/A AGYS / Agilysys, Inc. 1,280,391 1,144,473
2018-05-31 13D/A AGYS / Agilysys, Inc. 1,534,741 1,280,391
2018-05-18 13D/A AGYS / Agilysys, Inc. 1,772,286 1,534,741
2017-11-03 13D AGYS / Agilysys, Inc. 1,772,286
2017-06-29 13G QPAC / Quinpario Acquisition Corp. 2 1,600,000