Investor Pessin Norman H
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Pessin Norman H . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2025-02-24 13D/A POCI / Precision Optics Corporation, Inc. 481,229
2025-02-10 13D/A BRFH / Barfresh Food Group, Inc. 10,595,611
2022-11-15 13D SIEN / Sientra, Inc. 5,670,923
2022-11-02 13D/A PEYE / Precision Optics Corp., Inc. 1,432,084 1,432,084
2022-11-01 13D/A STRM / Streamline Health Solutions, Inc. 980,391 1,283,421
2022-10-07 13D/A DUOT / Duos Technologies Group, Inc. 766,157 1,221,062
2022-09-12 13D/A ISSC / Innovative Solutions and Support, Inc. 1,476,331 861,825
2022-05-18 13D/A LIQT / LiqTech International, Inc. 3,510,869 2,494,269
2022-02-08 13D/A DUOT / Duos Technologies Group, Inc. 466,157 766,157
2021-10-06 13D/A PEYE / Precision Optics Corp., Inc. 963,334 1,432,084
2021-10-05 13D/A DUOT / Duos Technologies Group, Inc. 102,972 466,157
2021-06-03 13D/A BRFH / Barfresh Food Group, Inc. 4,206,722 10,595,611
2021-04-21 13D/A BRFH / Barfresh Food Group, Inc. 4,206,722 4,206,722
2021-04-21 13D/A BRFH / Barfresh Food Group, Inc. 3,892,452 4,206,722
2021-04-16 13D/A ICCC / ImmuCell Corporation 703,636 703,636
2021-03-02 13D/A DUOT / Duos Technologies Group, Inc. 102,972 102,972
2020-12-04 13D/A OBLG / Oblong, Inc. 346,648
2020-10-21 13D/A NEPH / Nephros, Inc. 489,435
2020-03-25 13D/A BRFH / Barfresh Food Group, Inc. 2,392,452 3,892,452
2020-02-24 13D/A DUOT / Duos Technologies Group, Inc. 1,050,000 102,972
2019-10-23 13D STRM / Streamline Health Solutions, Inc. 980,391
2019-10-23 13D/A SMED / Sharps Compliance Corp. 1,224,493 1,393,651
2019-10-15 13D BRFH / Barfresh Food Group, Inc. 2,392,452
2019-09-23 13D/A GLOW / Victory Portfolios II - VictoryShares WestEnd Global Equity ETF 402,004
2019-07-18 13D/A CEMI / Chembio Diagnostics Inc. 1,143,067 1,367,587
2019-07-09 13D/A ISSC / Innovative Solutions and Support, Inc. 1,251,944 1,476,331
2019-07-08 13D/A PEYE / Precision Optics Corp., Inc. 763,334 963,334
2019-05-20 13D/A NEPH / Nephros, Inc. 2,732,707 3,954,925
2019-03-28 13D DUOT / Duos Technologies Group, Inc. 1,050,000
2019-03-28 13D/A ICCC / ImmuCell Corporation 480,000 703,636
2019-02-05 13D/A / ICTV Brands Inc. 4,126,776 2,829,476
2019-01-24 13D/A / ICTV Brands Inc. 5,171,980 4,126,776
2018-12-14 13D/A / ICTV Brands Inc. 5,171,980 5,171,980
2018-10-26 13D PEYE / Precision Optics Corp., Inc. 763,334
2018-10-23 13D/A / ICTV Brands Inc. 5,696,079 5,171,980
2018-07-10 13D/A / ICTV Brands Inc. 5,696,079 5,696,079
2018-07-09 13D/A / ICTV Brands Inc. 5,696,079 5,696,079
2018-04-25 13D/A / ICTV Brands Inc. 5,696,079 5,696,079
2018-04-18 13D NEPH / Nephros, Inc. 2,732,707
2018-04-16 13D/A LIQT / LiqTech International, Inc. 3,510,869 3,510,869
2018-01-31 13D/A SMED / Sharps Compliance Corp. 957,459 1,224,493
2017-08-08 13D/A CSBR / Champions Oncology, Inc. 572,517 742,161
2017-07-31 13D/A ICCC / ImmuCell Corporation 480,000 480,000
2017-05-16 13D/A LIQT / LiqTech International, Inc. 1,510,869 3,510,869
2017-02-14 13D/A MSON / Misonix Inc 366,641
2017-02-08 13D/A LIQT / LiqTech International, Inc. 1,463,013 1,510,869
2017-01-13 13D CSBR / Champions Oncology, Inc. 572,517
2017-01-04 13D/A CASM / CAS Medical Systems, Inc. 1,084,877 1,395,777
2016-10-26 13D/A ICCC / ImmuCell Corporation 250,000 480,000
2016-10-11 13D/A US45244C1045 / Image Sensing Systems, Inc. 457,130 337,855
2016-10-06 13D/A / ICTV Brands Inc. 2,216,674 5,696,079
2016-09-22 13D/A ISSC / Innovative Solutions and Support, Inc. 1,133,158 1,251,944
2016-09-09 13D/A CEMI / Chembio Diagnostics Inc. 884,087 1,143,067
2016-08-25 13D/A US45244C1045 / Image Sensing Systems, Inc. 579,730 457,130
2016-08-24 13D/A CRTN / Cartesian, Inc. 384,527 0
2016-08-01 13D/A TSSI / TSS, Inc. 1,468,789 1,468,789
2016-07-29 13D/A TSSI / TSS, Inc. 2,168,789 1,468,789
2016-07-28 13D CRTN / Cartesian, Inc. 384,527
2016-07-13 13D/A LIQT / LiqTech International, Inc. 1,094,624 1,463,013
2016-06-23 13D/A WGA / AG&E Holdings, Inc. 443,929
2016-03-17 13D/A TSSI / TSS, Inc. 2,168,789
2016-02-16 13D/A SMED / Sharps Compliance Corp. 957,459
2016-02-03 13D ICCC / ImmuCell Corporation 250,000
2016-01-25 13D/A US45244C1045 / Image Sensing Systems, Inc. 445,730 579,730
2015-12-16 13D/A ISSC / Innovative Solutions and Support, Inc. 1,133,158
2015-11-09 13D/A CASM / CAS Medical Systems, Inc. 1,084,877
2015-11-05 13D/A / ICTV Brands Inc. 1,866,761 2,216,674
2015-10-02 13D/A CEMI / Chembio Diagnostics Inc. 884,087
2015-10-02 13D LIQT / LiqTech International, Inc. 777,853 1,094,624
2015-07-21 13D/A US45244C1045 / Image Sensing Systems, Inc. 327,330 445,730
2015-07-09 13D/A / ICTV Brands Inc. 1,272,990 1,866,761
2015-06-04 13D LIQT / LiqTech International, Inc. 777,853
2015-04-17 13D/A ORBC / Orbcomm Inc 2,624,990
2015-04-13 13D / ICTV Brands Inc. 1,272,990
2015-04-06 13D/A US45244C1045 / Image Sensing Systems, Inc. 327,330
2015-02-19 13D CASM / CAS Medical Systems, Inc. 772,377
2015-02-09 13D/A SMED / Sharps Compliance Corp. 716,057
2015-02-06 13D/A CEMI / Chembio Diagnostics Inc. 616,476
2015-01-12 13D/A ISIG / Insignia Systems, Inc. 387,814
2015-01-08 13D/A DDXS / Diadexus, Inc. 4,127,499
2014-12-18 13D/A US45244C1045 / Image Sensing Systems, Inc. 170,891
2014-11-06 13D/A XWES / World Energy Solutions Inc 691,735
2014-10-21 13D ISSC / Innovative Solutions and Support, Inc. 842,905
2014-10-20 13D/A DDXS / Diadexus, Inc. 2,380,996
2014-10-14 13D/A NLS / Nautilus Inc 886,859
2014-09-05 13D DDXS / Diadexus, Inc. 1,900,599
2014-06-05 13D SMED / Sharps Compliance Corp. 488,200
2014-06-02 13D CASM / CAS Medical Systems, Inc. 625,000
2014-05-29 13D ISIG / Insignia Systems, Inc. 519,657
2014-05-14 13D/A XWES / World Energy Solutions Inc 631,923
2014-04-30 13D US45244C1045 / Image Sensing Systems, Inc. 151,677
2014-04-09 13D/A NLS / Nautilus Inc 1,230,678
2014-03-10 13D/A CRTN / Cartesian, Inc. 324,132
2013-12-19 13D/A DAEG / Daegis Inc. 2,006,056
2013-11-27 13D DAEG / Daegis Inc. 1,014,066
2013-11-15 13D/A MSON / Misonix Inc 537,374
2013-11-01 13D/A MGCD / MGC Diagnostics Corp. 209,045
2013-09-23 13D/A CEMI / Chembio Diagnostics Inc. 449,770
2013-08-23 13D/A TSSI / TSS, Inc. 1,393,331
2013-04-24 13D XWES / World Energy Solutions Inc 384,126
2013-03-26 13D/A ORBC / Orbcomm Inc 2,351,734
2013-02-26 13D/A JAN / JanOne Inc. 207,615
2013-02-15 13D/A MSON / Misonix Inc 374,872
2013-01-28 13D/A MOC / Command Security Corp. 355,200
2013-01-17 13D/A TSSI / TSS, Inc. 1,393,331
2013-01-14 13D/A CRTN / Cartesian, Inc. 325,132
2012-12-12 13D/A JAN / JanOne Inc. 301,647
2012-11-30 13D/A MSON / Misonix Inc 364,472
2012-11-13 13D/A HAMP / Hampshire Group, Ltd.
2012-10-02 13D/A TSSI / TSS, Inc. 1,297,331
2012-08-10 13D/A HAMP / Hampshire Group, Ltd.
2012-08-09 13D/A HAMP / Hampshire Group, Ltd.
2012-07-26 13D/A MOC / Command Security Corp. 260,549
2012-06-01 13D/A ANLY / Analysts International Corp 406,376
2012-05-24 13D/A MSON / Misonix Inc 271,947
2012-05-18 13D/A NLS / Nautilus Inc 1,979,883
2012-04-16 13D/A TSSI / TSS, Inc. 885,727
2012-03-02 13D AGNU / AG&E Hldgs Inc 585,667
2012-02-27 13D NLS / Nautilus Inc 1,521,253
2012-01-27 13D/A CRTN / Cartesian, Inc. 240,302
2012-01-27 13D/A MDF / Metropolitan Health Networks Inc 1,153,529
2012-01-20 13D/A ATGN / Altigen Communications, Inc. 1,536,320
2012-01-05 13D/A HAMP / Hampshire Group, Ltd.