Market Value880,643,000
Total Holdings38
File Date2020-10-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DFJ / WisdomTree Trust - WisdomTree Japan SmallCap Dividend Fund
SHV / iShares Trust - iShares Short Treasury Bond ETF
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
DIVO / Amplify ETF Trust - Amplify CWP Enhanced Dividend Income ETF
PREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF Call
DIREXION SHS ETF TR / ZACKS MLP HG INC (25460G799)
BMQZF / Bank of Montreal (PQ)
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
BBJP / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders Japan ETF
FVAL / Fidelity Covington Trust - Fidelity Value Factor ETF
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
FM / iShares, Inc. - iShares Frontier and Select EM ETF
EFAS / Global X Funds - Global X MSCI SuperDividend EAFE ETF
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
MBSD / FlexShares Trust - FlexShares Disciplined Duration MBS Index Fund
USHY / iShares Trust - iShares Broad USD High Yield Corporate Bond ETF
SMOG / VanEck ETF Trust - VanEck Low Carbon Energy ETF
BCI / abrdn ETFs - abrdn Bloomberg All Commodity Strategy K-1 Free ETF
SLV / iShares Silver Trust Call
EWJ / iShares, Inc. - iShares MSCI Japan ETF
GLDM / World Gold Trust - SPDR Gold MiniShares Trust
IAU / iShares Gold Trust
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
ESGE / iShares, Inc. - iShares ESG Aware MSCI EM ETF
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
QQQ / Invesco QQQ Trust, Series 1
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
JEPI / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Equity Premium Income ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NUDM / Nushares ETF Trust - Nuveen ESG International Developed Markets Equity ETF
SLV / iShares Silver Trust
EWG / iShares, Inc. - iShares MSCI Germany ETF
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
SPY / SPDR S&P 500 ETF Put
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Call