Market Value227,462,000
Total Holdings273
File Date2020-05-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WMT / Walmart Inc.
AEP / American Electric Power Company, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
SNPS / Synopsys, Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
CPRX / Catalyst Pharmaceuticals, Inc.
RJF / Raymond James Financial, Inc.
GIM / Templeton Global Income Fund
ALTM / Arcadium Lithium plc
KR / The Kroger Co.
MET / MetLife, Inc.
JEQ / Abrdn Japan Equity Fund Inc
HTD / John Hancock Tax-Advantaged Dividend Income Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CLNE / Clean Energy Fuels Corp.
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
TXN / Texas Instruments Incorporated
/ McDermott International, Inc.
CYBR / CyberArk Software Ltd.
OLED / Universal Display Corporation
PEGI / Pattern Energy Group Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
AGNC / AGNC Investment Corp.
TDG / TransDigm Group Incorporated
PPG / PPG Industries, Inc.
VIVO / Meridian Bioscience Inc.
ADSK / Autodesk, Inc.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
TFC / Truist Financial Corporation
BIIB / Biogen Inc.
TGTX / TG Therapeutics, Inc.
IVAL / EA Series Trust - Alpha Architect International Quantitative Value ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
RTN / Raytheon Co.
SHV / iShares Trust - iShares Short Treasury Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
AYX / Alteryx, Inc.
SKYW / SkyWest, Inc.
PIM / Putnam Master Intermediate Income Trust
US9576671088 / Western Asset Variable Rate Strategic Fund Inc.
SZC / Cushing NextGen Infrastructure Income Fund
TSLF / THL Credit Senior Loan Fund
CBB / Cincinnati Bell, Inc.
US74733V1008 / QEP Resources, Inc.
904784709 / Unilever N.V.
IFN / The India Fund, Inc.
ISD / PGIM High Yield Bond Fund, Inc.
OAS / Oasis Petroleum Inc. - New
IVV / iShares Trust - iShares Core S&P 500 ETF
NVDA / NVIDIA Corporation
PG / The Procter & Gamble Company
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
CHK / Chesapeake Energy Corporation
AMD / Advanced Micro Devices, Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
DAL / Delta Air Lines, Inc.
SPY / SPDR S&P 500 ETF
PM / Philip Morris International Inc.
MA / Mastercard Incorporated
ADBE / Adobe Inc.
CSCO / Cisco Systems, Inc.
APA / APA Corporation
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
GNW / Genworth Financial, Inc.
AXP / American Express Company
DHI / D.R. Horton, Inc.
EW / Edwards Lifesciences Corporation
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
ZTS / Zoetis Inc.
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
SYY / Sysco Corporation
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
NBIX / Neurocrine Biosciences, Inc.
C.WSA / Citigroup, Inc.
PFG / Principal Financial Group, Inc.
META / Meta Platforms, Inc.
OXY / Occidental Petroleum Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MNKD / MannKind Corporation
YMTX / Yumanity Therapeutics Inc
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
NKE / NIKE, Inc.
HD / The Home Depot, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
STEW / SRH Total Return Fund, Inc.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
HUM / Humana Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
KO / The Coca-Cola Company
CINF / Cincinnati Financial Corporation
AOD / Abrdn Total Dynamic Dividend Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
NXPI / NXP Semiconductors N.V.
DEO / Diageo plc - Depositary Receipt (Common Stock)
MUB / iShares Trust - iShares National Muni Bond ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
CHKP / Check Point Software Technologies Ltd.
IVE / iShares Trust - iShares S&P 500 Value ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SHOP / Shopify Inc.
T / AT&T Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
OMP / Oasis Midstream Partners LP - Unit
US0153511094 / Alexion Pharmaceuticals, Inc.
TEI / Templeton Emerging Markets Income Fund
MDLZ / Mondelez International, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
TWLO / Twilio Inc.
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
USB / U.S. Bancorp
STX / Seagate Technology Holdings plc
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
HAL / Halliburton Company
LHX / L3Harris Technologies, Inc.
QQQ / Invesco QQQ Trust, Series 1
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
BAC / Bank of America Corporation
DIS / The Walt Disney Company
HRC / Hill-Rom Holdings Inc
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
DOW / Dow Inc.
LYB / LyondellBasell Industries N.V.
SNP / China Petroleum & Chemical Corp - ADR
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
FITB / Fifth Third Bancorp
LGI / Lazard Global Total Return and Income Fund, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
BAX / Baxter International Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ORLY / O'Reilly Automotive, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
RVT / Royce Small-Cap Trust, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
PUMP / ProPetro Holding Corp.
GOOG / Alphabet Inc.
ARDC / Ares Dynamic Credit Allocation Fund, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
UNP / Union Pacific Corporation
OEF / iShares Trust - iShares S&P 100 ETF
DHR / Danaher Corporation
TRV / The Travelers Companies, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FFA / First Trust Enhanced Equity Income Fund
TY / Tri-Continental Corporation
ORCL / Oracle Corporation
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
CHW / Calamos Global Dynamic Income Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
BCX / Blackrock Resources & Commodities Strategy Trust
GDV / The Gabelli Dividend & Income Trust
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
MCR / MFS Charter Income Trust
KMI / Kinder Morgan, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
SSNC / SS&C Technologies Holdings, Inc.
BFOR / ALPS ETF Trust - Barron's 400 ETF
LOW / Lowe's Companies, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
PNC / The PNC Financial Services Group, Inc.
ALL / The Allstate Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
BHK / BlackRock Core Bond Trust
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
FIS / Fidelity National Information Services, Inc.
NFLX / Netflix, Inc.
PEP / PepsiCo, Inc.
CTAS / Cintas Corporation
FAST / Fastenal Company
FFBC / First Financial Bancorp.
WM / Waste Management, Inc.
WELL / Welltower Inc.
NOW / ServiceNow, Inc.
JCI / Johnson Controls International plc
CRM / Salesforce, Inc.
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
VZ / Verizon Communications Inc.
CVS / CVS Health Corporation
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
BOE / BlackRock Enhanced Global Dividend Trust
SU / Suncor Energy Inc.
MSFT / Microsoft Corporation
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
SYK / Stryker Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
AVGO / Broadcom Inc.
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
JNJ / Johnson & Johnson
AAPL / Apple Inc.
RGLD / Royal Gold, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ONTX / Onconova Therapeutics, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
BGR / BlackRock Energy and Resources Trust
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
JOF / Japan Smaller Capitalization Fund, Inc.
GPM / Guggenheim Enhanced Equity Income Fund
MO / Altria Group, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
CONE / CyrusOne Inc
RDS.B / Shell Plc - ADR
SSRM / SSR Mining Inc.
BKNG / Booking Holdings Inc.
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
BGCP / BGC Partners Inc - Class A
BKT / BlackRock Income Trust, Inc.
CERN / Cerner Corp.
KSU / Kansas City Southern
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
SENS / Senseonics Holdings, Inc.
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
COST / Costco Wholesale Corporation
BDX / Becton, Dickinson and Company
NLY / Annaly Capital Management, Inc.
LLY / Eli Lilly and Company
UNH / UnitedHealth Group Incorporated
JPS / Nuveen Preferred & Income Securities Fund
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
SILV / SilverCrest Metals Inc
PYPL / PayPal Holdings, Inc.
Y / Alleghany Corp.
GOOGL / Alphabet Inc.
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ROP / Roper Technologies, Inc.
AVK / Advent Convertible and Income Fund
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
TGT / Target Corporation
ROK / Rockwell Automation, Inc.
ED / Consolidated Edison, Inc.
INTC / Intel Corporation
EQIX / Equinix, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
UYG / ProShares Trust - ProShares Ultra Financials
V / Visa Inc.
C / Citigroup Inc.
EMR / Emerson Electric Co.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
DGRS / WisdomTree Trust - WisdomTree U.S. SmallCap Quality Dividend Growth Fund
TJX / The TJX Companies, Inc.
HSY / The Hershey Company
ABT / Abbott Laboratories
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MMM / 3M Company
MU / Micron Technology, Inc.
F / Ford Motor Company
SLB / Schlumberger Limited
BA / The Boeing Company
MRK / Merck & Co., Inc.
RTX / RTX Corporation
GS / The Goldman Sachs Group, Inc.
XOM / Exxon Mobil Corporation
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
UPS / United Parcel Service, Inc.
QCOM / QUALCOMM Incorporated
JPM / JPMorgan Chase & Co.
SNX / TD SYNNEX Corporation
ABBV / AbbVie Inc.
ELV / Elevance Health, Inc.
AMZN / Amazon.com, Inc.
CAT / Caterpillar Inc.
DE / Deere & Company
MDT / Medtronic plc
MCD / McDonald's Corporation
QVAL / EA Series Trust - Alpha Architect U.S. Quantitative Value ETF
GRX / The Gabelli Healthcare & Wellness Trust
GE / General Electric Company
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
GILD / Gilead Sciences, Inc.
ECF / Ellsworth Growth and Income Fund Ltd.
HYT / BlackRock Corporate High Yield Fund, Inc.
IEUR / iShares Trust - iShares Core MSCI Europe ETF
BRK.B / Berkshire Hathaway Inc.
CSQ / Calamos Strategic Total Return Fund
CI / The Cigna Group
PFE / Pfizer Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
ADX / Adams Diversified Equity Fund, Inc.
DUK / Duke Energy Corporation
ENB / Enbridge Inc.
DVY / iShares Trust - iShares Select Dividend ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
LMT / Lockheed Martin Corporation
UTF / Cohen & Steers Infrastructure Fund, Inc
MRO / Marathon Oil Corporation
RMT / Royce Micro-Cap Trust, Inc.
GDL / The GDL Fund
FTF / Franklin Limited Duration Income Trust
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
HON / Honeywell International Inc.
SO / The Southern Company
ADP / Automatic Data Processing, Inc.
INSG / Inseego Corp.
CMCSA / Comcast Corporation
COP / ConocoPhillips
RYN / Rayonier Inc.
MPC / Marathon Petroleum Corporation
BMY / Bristol-Myers Squibb Company