Market Value121,898,000
Total Holdings381
File Date2017-11-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CIM / Chimera Investment Corporation
OKE / ONEOK, Inc.
LRCX / Lam Research Corporation
RAD / Rite Aid Corp.
NOV / NOV Inc.
HPQ / HP Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
US3798901068 / Glu Mobile Inc.
ALK / Alaska Air Group, Inc.
IGT / International Game Technology PLC
TWX / Warner Media LLC
NYCB / Flagstar Financial, Inc.
US0549371070 / BB&T Corp.
FTR / Frontier Communications Corp.
JPC / Nuveen Preferred & Income Opportunities Fund
HQL / Abrdn Life Sciences Investors
CBU / Community Financial System, Inc.
HOG / Harley-Davidson, Inc.
HBI / Hanesbrands Inc.
904784709 / Unilever N.V.
USO / United States Oil Fund, LP - Limited Partnership
GILD / Gilead Sciences, Inc.
BBY / Best Buy Co., Inc.
RYAM / Rayonier Advanced Materials Inc.
CONE / CyrusOne Inc
SCU / Sculptor Capital Management Inc - Class A
AR / Antero Resources Corporation
RIG / Transocean Ltd.
BTAL / AGF Investments Trust - AGF U.S. Market Neutral Anti-Beta Fund
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
PSAU / PowerShares Global Gold and Precious Metals Portfolio
SIRI / Sirius XM Holdings Inc.
DWM / WisdomTree Trust - WisdomTree International Equity Fund
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FE / FirstEnergy Corp.
STO / Statoil ASA
DLX / Deluxe Corporation
AMRI / Albany Molecular Research, Inc.
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
QQQ / Invesco QQQ Trust, Series 1
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
RALS / ProShares Trust - ProShares RAFI Long/Short
SNAK / Inventure Foods, Inc.
RTN / Raytheon Co.
BHI / Baker Hughes Inc.
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
74005P104 / Praxair, Inc.
ERF / Enerplus Corporation
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
CNK / Cinemark Holdings, Inc.
OC / Owens Corning
BERY / Berry Global Group, Inc.
PHH / Park Ha Biological Technology Co., Ltd.
ISHARES COMMODITY OPTIMIZED TRUST / ETF (45032K102)
BGY / BlackRock Enhanced International Dividend Trust
US2655041000 / Dunkin' Brands Group, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
UBNK / United Financial Bancorp, Inc.
AMZA / ETFis Series Trust I - InfraCap MLP ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
INB / Cohen & Steers Global Income Builder, Inc.
FDC / First Data Corporation
NCV / Virtus Convertible & Income Fund
VMW / Vmware Inc. - Class A
RYN / Rayonier Inc.
CB / Chubb Limited
INGR / Ingredion Incorporated
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
ILF / iShares Trust - iShares Latin America 40 ETF
FREL / Fidelity Covington Trust - Fidelity MSCI Real Estate Index ETF
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
NAT / Nordic American Tankers Limited
SAVE / Spirit Airlines, Inc.
VRTV / Veritiv Corp
PH / Parker-Hannifin Corporation
AROW / Arrow Financial Corporation
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
VZ / Verizon Communications Inc.
DOW / Dow Inc.
DUK / Duke Energy Corporation
PAYX / Paychex, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
C / Citigroup Inc.
MCD / McDonald's Corporation
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
AEP / American Electric Power Company, Inc.
HAL / Halliburton Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BA / The Boeing Company
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
EMR / Emerson Electric Co.
IWB / iShares Trust - iShares Russell 1000 ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
FAST / Fastenal Company
LNC / Lincoln National Corporation
TSLA / Tesla, Inc.
/ Wyndham Destinations, Inc.
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
WHR / Whirlpool Corporation
BWA / BorgWarner Inc.
PRU / Prudential Financial, Inc.
JNPR / Juniper Networks, Inc.
CXP / Columbia Property Trust Inc
UE / Urban Edge Properties
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
AGNC / AGNC Investment Corp.
HAS / Hasbro, Inc.
HPE / Hewlett Packard Enterprise Company
CFG / Citizens Financial Group, Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
PBCT / People`s United Financial Inc
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
ESRX / Express Scripts Holding Co.
NLR / VanEck ETF Trust - VanEck Uranium+Nuclear Energy ETF
19041P105 / CBS Corp.
KDP / Keurig Dr Pepper Inc.
DGX / Quest Diagnostics Incorporated
SYK / Stryker Corporation
SRE / Sempra
ROK / Rockwell Automation, Inc.
ARNC / Arconic Corporation
PVH / PVH Corp.
PCG / PG&E Corporation
ABT / Abbott Laboratories
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
RZV / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Value ETF
TRST / TrustCo Bank Corp NY
DCTH / Delcath Systems, Inc.
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
MFGP / Micro Focus International Plc - ADR
CP / Canadian Pacific Kansas City Limited
GSK / GSK plc - Depositary Receipt (Common Stock)
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
NLY / Annaly Capital Management, Inc.
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
IAU / iShares Gold Trust
NWL / Newell Brands Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
BW / Babcock & Wilcox Enterprises, Inc.
AAL / American Airlines Group Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
UBP / Urstadt Biddle Properties, Inc.
KBH / KB Home
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
TWTR / Twitter Inc
CAR / Avis Budget Group, Inc.
SBUX / Starbucks Corporation
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
PG / The Procter & Gamble Company
NEE / NextEra Energy, Inc.
FDX / FedEx Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CELG / Celgene Corp.
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
KHC / The Kraft Heinz Company
BKR / Baker Hughes Company
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
ADI / Analog Devices, Inc.
AMFW / Amec Foster Wheeler Plc
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
F / Ford Motor Company
UCO / ProShares Trust II - ProShares Ultra Bloomberg Crude Oil
CDW / CDW Corporation
NVRI / Enviri Corporation
CCI / Crown Castle Inc.
SBIO / ALPS ETF Trust - ALPS Medical Breakthroughs ETF
COHR / Coherent Corp.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
UBA / Urstadt Biddle Properties, Inc. - Class A
UHS / Universal Health Services, Inc.
GOOGL / Alphabet Inc.
GOOG / Alphabet Inc.
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
PPL / PPL Corporation
TXT / Textron Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
TLTE / FlexShares Trust - FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
EWT / iShares, Inc. - iShares MSCI Taiwan ETF
CSCO / Cisco Systems, Inc.
PFLT / PennantPark Floating Rate Capital Ltd.
ORCL / Oracle Corporation
AVNS / Avanos Medical, Inc.
CVX / Chevron Corporation
AAPL / Apple Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
STWD / Starwood Property Trust, Inc.
AVXL / Anavex Life Sciences Corp.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
MSFT / Microsoft Corporation
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
AMAT / Applied Materials, Inc.
DSSI / Diamond S Shipping Inc
ABB / ABB Ltd. - ADR
AVY / Avery Dennison Corporation
DHI / D.R. Horton, Inc.
JNJ / Johnson & Johnson
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
PFE / Pfizer Inc.
DIS / The Walt Disney Company
GM / General Motors Company
SLV / iShares Silver Trust
BAX / Baxter International Inc.
MS / Morgan Stanley
MDT / Medtronic plc
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
ED / Consolidated Edison, Inc.
BR / Broadridge Financial Solutions, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
NGG / National Grid plc - Depositary Receipt (Common Stock)
MA / Mastercard Incorporated
CRSP / CRISPR Therapeutics AG
UPS / United Parcel Service, Inc.
AMGN / Amgen Inc.
BWXT / BWX Technologies, Inc.
WM / Waste Management, Inc.
MBB / iShares Trust - iShares MBS ETF
WFC / Wells Fargo & Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ACCO / ACCO Brands Corporation
SPH / Suburban Propane Partners, L.P. - Limited Partnership
ARCC / Ares Capital Corporation
BRK.B / Berkshire Hathaway Inc.
CC / The Chemours Company
NSC / Norfolk Southern Corporation
MCHP / Microchip Technology Incorporated
GE / General Electric Company
UNP / Union Pacific Corporation
HON / Honeywell International Inc.
ES / Eversource Energy
COP / ConocoPhillips
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FCEL / FuelCell Energy, Inc.
SCHW / The Charles Schwab Corporation
TMO / Thermo Fisher Scientific Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VLO / Valero Energy Corporation
XOM / Exxon Mobil Corporation
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
CAT / Caterpillar Inc.
KR / The Kroger Co.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
HST / Host Hotels & Resorts, Inc.
FBIN / Fortune Brands Innovations, Inc.
CVS / CVS Health Corporation
WPC / W. P. Carey Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CHD / Church & Dwight Co., Inc.
IBB / iShares Trust - iShares Biotechnology ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
NFLX / Netflix, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
SWK / Stanley Black & Decker, Inc.
IBM / International Business Machines Corporation
SYY / Sysco Corporation
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
KMB / Kimberly-Clark Corporation
LHX / L3Harris Technologies, Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
JCI / Johnson Controls International plc
FXI / iShares Trust - iShares China Large-Cap ETF
EWU / iShares Trust - iShares MSCI United Kingdom ETF
PSEC / Prospect Capital Corporation
SO / The Southern Company
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
AMT / American Tower Corporation
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
ELV / Elevance Health, Inc.
TMUS / T-Mobile US, Inc.
META / Meta Platforms, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
DE / Deere & Company
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
DTE / DTE Energy Company
EWJ / iShares, Inc. - iShares MSCI Japan ETF
KEY / KeyCorp
C.WSA / Citigroup, Inc.
SPY / SPDR S&P 500 ETF
INTC / Intel Corporation
NYF / iShares Trust - iShares New York Muni Bond ETF
HD / The Home Depot, Inc.
T / AT&T Inc.
PEP / PepsiCo, Inc.
ZTS / Zoetis Inc.
EDIT / Editas Medicine, Inc.
GCBC / Greene County Bancorp, Inc.
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
EXC / Exelon Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
TJX / The TJX Companies, Inc.
IGF / iShares Trust - iShares Global Infrastructure ETF
MFC / Manulife Financial Corporation
JBGS / JBG SMITH Properties
NTLA / Intellia Therapeutics, Inc.
MO / Altria Group, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
JPM / JPMorgan Chase & Co.
GIS / General Mills, Inc.
PM / Philip Morris International Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
FSLR / First Solar, Inc.
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
MMM / 3M Company
BAC / Bank of America Corporation
GLD / SPDR Gold Trust
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CMCSA / Comcast Corporation
MDLZ / Mondelez International, Inc.
ASIX / AdvanSix Inc.
BMY / Bristol-Myers Squibb Company
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
V / Visa Inc.
VNO / Vornado Realty Trust
ABBV / AbbVie Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
BKD / Brookdale Senior Living Inc.
ET / Energy Transfer LP - Limited Partnership
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
REGN / Regeneron Pharmaceuticals, Inc.
AMZN / Amazon.com, Inc.
MAIN / Main Street Capital Corporation
FPF / First Trust Intermediate Duration Preferred & Income Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
NBTB / NBT Bancorp Inc.
PLUG / Plug Power Inc.
RITM / Rithm Capital Corp.
MKC / McCormick & Company, Incorporated
AVGO / Broadcom Inc.
RMR / The RMR Group Inc.
DDD / 3D Systems Corporation
UNH / UnitedHealth Group Incorporated
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
LUMN / Lumen Technologies, Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
NKE / NIKE, Inc.
TEL / TE Connectivity plc
RTX / RTX Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MRK / Merck & Co., Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SHE / SPDR Series Trust - SPDR MSCI USA Gender Diversity ETF
CSX / CSX Corporation
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
IYG / iShares Trust - iShares U.S. Financial Services ETF
IP / International Paper Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
KO / The Coca-Cola Company
IWM / iShares Trust - iShares Russell 2000 ETF
HDV / iShares Trust - iShares Core High Dividend ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF Call
CLX / The Clorox Company
SNAP / Snap Inc.
HIG / The Hartford Insurance Group, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
OHI / Omega Healthcare Investors, Inc.