Market Value158,235,000
Total Holdings315
File Date2013-11-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AKS / AK Steel Holding Corp.
AMLP / ALPS ETF Trust - Alerian MLP ETF
ROST / Ross Stores, Inc.
AZZ / AZZ Inc.
ABT / Abbott Laboratories
FAX / Abrdn Asia-Pacific Income Fund Inc
ACTG / Acacia Research Corporation
ADBE / Adobe Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
FFIV / F5 Networks, Inc.
AET / Aetna, Inc.
AGEN / Agenus Inc.
AIR / AAR Corp.
ALGT / Allegiant Travel Company
AIMC / Altra Industrial Motion Corp
Amcore Financial Inc Xxx / (023912108)
AIG / American International Group, Inc.
US0268741560 / American International Group, Inc. Warrants
FCX / Freeport-McMoRan Inc.
AAPL / Apple Inc.
VER / VEREIT Inc
DVYA / iShares, Inc. - iShares Asia/Pacific Dividend ETF
AVD / American Vanguard Corporation
YNDX / Yandex N.V.
VLO / Valero Energy Corporation
VFH / Vanguard World Fund - Vanguard Financials ETF
ANDE / The Andersons, Inc.
ATRO / Astronics Corporation
ALV / Autoliv, Inc.
ADP / Automatic Data Processing, Inc.
AUXL / Auxilium Pharmaceuticals Inc
AVY / Avery Dennison Corporation
FDX / FedEx Corporation
ACN / Accenture plc
BGNN / B Green Innovations, Inc.
BPT / BP Prudhoe Bay Royalty Trust
PUT / PUTNAM CNTY TENN GO REF BDS 2018 Put
BAC.PRD / Bank of America Corp. 6.204% Preferred Perpetual Series D
BKYF / Bank Of Kentucky Financial Corp
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
BWV / Blue Water Biotech, Inc.
INP / Barclays iPath MSCI India Index ETN due on 12/18/2036 due 12/18/2036
iPath S&P 500 VIX Sht Term Fd / ETF (06740C261)
06740L485 / iPath US Treasury Flattenerr ETN
TSLA / Tesla, Inc.
BDC / Belden Inc.
BIIB / Biogen Inc.
BKH / Black Hills Corporation
BGR / BlackRock Energy and Resources Trust
BRCM / Broadcom Corporation
CBB / Cincinnati Bell, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
BWLD / Buffalo Wild Wings, Inc.
BR / Broadridge Financial Solutions, Inc.
19041P105 / CBS Corp.
CME / CME Group Inc.
126132109 / CNOOC Ltd.
CST / CST Brands, Inc.
14754D100 / Cash America International, Inc.
CAVM / MontaVista Software, LLC
CNXC / Concentrix Corporation
CELG / Celgene Corp. Put
CVE / Cenovus Energy Inc.
FTXP / Foothills Exploration, Inc.
VTR / Ventas, Inc.
153501101 / Central Fund of Canada Ltd.
PHM / PulteGroup, Inc.
CERN / Cerner Corp.
CHEV / Charging Robotics Inc.
US16941M1099 / China Mobile Ltd.
IWN / iShares Trust - iShares Russell 2000 Value ETF
CRUS / Cirrus Logic, Inc.
C.WS.B / Citigroup Inc.
Citigrp Cap Xvi Pfd 6.45% / (17310L201)
Claymore Exch Traded Fd / (18383M100)
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
FRN / Guggenheim Frontier Markets ETF
CRM / Salesforce, Inc.
CLX / The Clorox Company
EOG / EOG Resources, Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
CLR / Continental Resources Inc (OKLA)
US2168311072 / Cooper Tire & Rubber Co
CFC.PRB / Countrywide Capital V
CACC / Credit Acceptance Corporation
22542D811 / VelocityShares VIX Short Term ETN linked to the S&P 500 VIX STF due 12/4/2030
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
FXA / Invesco CurrencyShares Australian Dollar Trust
CY / Cypress Semiconductor Corp.
DAR / Darling Ingredients Inc.
DECK / Deckers Outdoor Corporation
OXY / Occidental Petroleum Corporation
PowerShares DB Commodity / ETF (25154H459)
TNA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bull 3X Shares
SPXL / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bull 3X Shares
CALL / magicJack VocalTec Ltd. Call
Direxion Daily Small Cap Bear / (25459Y488)
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
DISCA / Discovery Inc - Class A
SJM / The J. M. Smucker Company
AX / Axos Financial, Inc.
DRE / Duke Realty Corporation - Preferred Security
DUK / Duke Energy Corporation
DANG / E-Commerce China Dangdang Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
PEP / PepsiCo, Inc.
XOM / Exxon Mobil Corporation
ECA / EnCana Corp.
HCN / Welltower Inc.
GOOGL / Alphabet Inc.
EPGRQ / Environmental Power Corp.
HON / Honeywell International Inc.
NFLX / Netflix, Inc.
EXCH / Exchange Bankshares, Inc.
YMLP / Yorkville High Income MLP ETF
Yorkville High Income Infras / (301505509)
OPK / OPKO Health, Inc.
INTC / Intel Corporation
LLY / Eli Lilly and Company
ESRX / Express Scripts Holding Co.
SPY / SPDR S&P 500 ETF Put
FRP / Fairpoint Communications, Inc.
FMCC / Federal Home Loan Mortgage Corporation
FNMA / Federal National Mortgage Association
FHN / First Horizon Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
PFE / Pfizer Inc.
SPY / SPDR S&P 500 ETF
UNH / UnitedHealth Group Incorporated
GCO / Genesco Inc.
CDE / Coeur Mining, Inc.
GDCRF / Gold Canyon Resources Inc.
GG / Goldcorp, Inc.
GMCR / Keurig Green Mountain, Inc.
SO / The Southern Company
MRK / Merck & Co., Inc.
HF / Tidal Trust II - DGA Core Plus Absolute Return ETF
EHC / Encompass Health Corporation
HEWA / HealthWarehouse.com, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HSH /
HSY / The Hershey Company
HST / Host Hotels & Resorts, Inc.
Hillendrand Inc / (441815107)
WFC / Wells Fargo & Company
XXIA / Ixia
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
ISRG / Intuitive Surgical, Inc.
IRC / Inland Real Estate Corporation
Integra Bank Corporation / (45814P105)
Intrcontinentalexchange / (45865V100)
AKAM / Akamai Technologies, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
IRDM / Iridium Communications Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
AJG / Arthur J. Gallagher & Co.
FLS / Flowserve Corporation
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
iShares MSCI Malaysia / (464286830)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
OEF / iShares Trust - iShares S&P 100 ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MSFT / Microsoft Corporation
IXP / iShares Trust - iShares Global Comm Services ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
AAPL / Apple Inc. Call
IWR / iShares Trust - iShares Russell Mid-Cap ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
PKG / Packaging Corporation of America
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
AGZ / iShares Trust - iShares Agency Bond ETF
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
DIS / The Walt Disney Company
ACWX / iShares Trust - iShares MSCI ACWI ex U.S. ETF
WPS / iShares Trust - iShares International Developed Property ETF
iShares FTSE EPRA/NARIET NA / (464288455)
iShares FTSE EPRA/NAR Asia / (464288463)
IFGL / iShares Trust - iShares International Developed Real Estate ETF
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
USRT / iShares Trust - iShares Core U.S. REIT ETF
GLJ / iShares Trust
FNIO / iShares Industrial/Office Real Estate Capped ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
MXI / iShares Trust - iShares Global Materials ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
IWC / iShares Trust - iShares Micro-Cap ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
iShares MSCI AC Asia Tech / (46429B374)
F / Ford Motor Company
US00C4U1L353 / Mylan N.V.
JOY / Joy Global, Inc.
GS / The Goldman Sachs Group, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
KSU / Kansas City Southern
JNJ / Johnson & Johnson
KMP /
KRFT /
GILD / Gilead Sciences, Inc.
MMM / 3M Company
LEAT / Leatt Corporation
EMR / Emerson Electric Co.
NKE / NIKE, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
ORCL / Oracle Corporation
LNKD / LinkedIn Corp.
LO /
LULU / lululemon athletica inc.
MCR / MFS Charter Income Trust
AGNC / AGNC Investment Corp.
APH / Amphenol Corporation
MKTX / MarketAxess Holdings Inc.
Market Vectors Etf TRUST / (57060U100)
Market Vectors Junior Gold Min / (57060U589)
Market Vectors China / (57060U597)
Market Vectors Nuclear Etf Tt / (57060U704)
IWM / iShares Trust - iShares Russell 2000 ETF
VIVO / Meridian Bioscience Inc.
SMM / Salient Midstream & MLP Fund
M / Macy's, Inc.
MER.PRP / Merrill Lynch Capital Trust III
US59560V1098 / Mid-Con Energy Partners, LP
CSCO / Cisco Systems, Inc.
MDLZ / Mondelez International, Inc.
TYPE / Monotype Imaging Holdings, Inc.
61166W101 / Monsanto Co.
61166W101 / Monsanto Co. Put
BMY / Bristol-Myers Squibb Company
MOV / Movado Group, Inc.
MGAM / Mobile Global Esports Inc.
JPXN / iShares Trust - iShares JPX-Nikkei 400 ETF
628852204 / NCI Building Systems, Inc. Put
Nasdaq 100 Shares / ETF (631100104)
NOV / NOV Inc.
GOLD / Barrick Mining Corporation
HYB / The New America High Income Fund Inc.
OVTI / OmniVision Technologies, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
PNC / The PNC Financial Services Group, Inc.
PH / Parker-Hannifin Corporation
PRGO / Perrigo Company plc
PBT / Permian Basin Royalty Trust
PTR / PetroChina Co. Ltd. - ADR
PVH / PVH Corp.
PDM / Piedmont Realty Trust, Inc.
PHK / PIMCO High Income Fund
PIPR / Piper Sandler Companies
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PII / Polaris Inc.
Powershares Listed Private Equ / ETF (73935X195)
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
Powershares DWA Dev Mkts Tech / ETF (73936Q108)
PowerShares Emerging Mkts Sov / ETF (73936T573)
PowerShares Build America Bond / ETF (73937B407)
Powershares S&P 500 High Beta / ETF (73937B829)
PLPC / Preformed Line Products Company
Proshares Ultrashort Lehman 20 / (74347R297)
PRLB / Proto Labs, Inc.
REEMF / Rare Element Resources Ltd.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
RBSPF / NatWest Group plc
IPF / SPDR(R) S&P(R) International Financial Sector ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
IPE / SPDR Barclays TIPS ETF
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
SNTS / Santarus, Inc
Silicon Graphics Intl Corp / (82706L108)
LUV / Southwest Airlines Co.
SWN / Southwestern Energy Company
847560109 / Spectra Energy Corp.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
SPDR Gold Trust / ETF (863307104)
CLF / Cleveland-Cliffs Inc.
CLF / Cleveland-Cliffs Inc. Put
PTY / PIMCO Corporate & Income Opportunity Fund
EMF / Templeton Emerging Markets Fund
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
TNH / Terra Nitrogen Co., L.P.
ANDV / Andeavor Corp.
CL / Colgate-Palmolive Company
DDD / 3D Systems Corporation
US8865471085 / Tiffany & Co.
/ Voya Prime Rate Trust
TRV / The Travelers Companies, Inc.
TQNT /
UAA / Under Armour, Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
ECOL / US Ecology Inc.
EGY / VAALCO Energy, Inc.
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VTWV / Vanguard Scottsdale Funds - Vanguard Russell 2000 Value ETF
VLCSX / Vanguard Large-Cap Index Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VODPF / Vodafone Group Public Limited Company
VLTC / Voltari Corporation
WTI / W&T Offshore, Inc. Call
WRES / Warren Resources, Inc.
ELV / Elevance Health, Inc.
WIA / Western Asset Inflation-Linked Income Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
JYF / WisdomTree Dreyfus Japanese Yen Fund
YUM / Yum! Brands, Inc.
CVX / Chevron Corporation
TGH / Textainer Group Holdings Limited
ASPS / Altisource Portfolio Solutions S.A.
SSYS / Stratasys Ltd.
DE / Deere & Company
CLVSF / CellaVision AB (publ)
ARCH / Arch Resources, Inc.
PSHG / Performance Shipping Inc.
D / Dominion Energy, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CSX / CSX Corporation Put
KBH / KB Home
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
KO / The Coca-Cola Company
AXP / American Express Company
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
BRK.A / Berkshire Hathaway Inc.
BBY / Best Buy Co., Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FMY / First Trust Mortgage Income Fund
NLY / Annaly Capital Management, Inc.
FBVI / FCN Banc Corp.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
IBB / iShares Trust - iShares Biotechnology ETF
ASH / Ashland Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
VZ / Verizon Communications Inc.
MA / Mastercard Incorporated
PXD / Pioneer Natural Resources Company
LOW / Lowe's Companies, Inc.
TEUM / Pareteum Corp
VTV / Vanguard Index Funds - Vanguard Value ETF
GLD / SPDR Gold Trust
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
SLV / iShares Silver Trust
IDV / iShares Trust - iShares International Select Dividend ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
GS / The Goldman Sachs Group, Inc. Call
VOX / Vanguard World Fund - Vanguard Communication Services ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
IWO / iShares Trust - iShares Russell 2000 Growth ETF
GS / The Goldman Sachs Group, Inc. Put
COP / ConocoPhillips
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
LUMN / Lumen Technologies, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
ENSG / The Ensign Group, Inc.
DAL / Delta Air Lines, Inc.
ASRT / Assertio Holdings, Inc.
GLW / Corning Incorporated
MO / Altria Group, Inc.
KMB / Kimberly-Clark Corporation
USFCQ / USA Synthetic Fuel Corp
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CSX / CSX Corporation
EXLS / ExlService Holdings, Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
WMT / Walmart Inc.
JPM / JPMorgan Chase & Co.
KR / The Kroger Co.
WM / Waste Management, Inc.
EMN / Eastman Chemical Company
DVY / iShares Trust - iShares Select Dividend ETF
MPC / Marathon Petroleum Corporation
ABBV / AbbVie Inc.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
GLP / Global Partners LP - Limited Partnership
T / AT&T Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
EBAY / eBay Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SBUX / Starbucks Corporation
GIS / General Mills, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
UPS / United Parcel Service, Inc.
RMBS / Rambus Inc.
META / Meta Platforms, Inc.
PM / Philip Morris International Inc.
FITB / Fifth Third Bancorp
COST / Costco Wholesale Corporation
ROK / Rockwell Automation, Inc.
USB / U.S. Bancorp
EL / The Estée Lauder Companies Inc.
ITW / Illinois Tool Works Inc.
SWKS / Skyworks Solutions, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
MCD / McDonald's Corporation
MRO / Marathon Oil Corporation
IPAR / Interparfums, Inc.
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
NSC / Norfolk Southern Corporation
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
CAT / Caterpillar Inc.
IBM / International Business Machines Corporation Put
TIP / iShares Trust - iShares TIPS Bond ETF
CINF / Cincinnati Financial Corporation
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HBAN / Huntington Bancshares Incorporated
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund