Market Value270,307,000
Total Holdings578
File Date2015-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
RCPT / Receptos, Inc.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
STT / State Street Corporation
NQS / Nuveen Select Quality Municipal Fund, Inc.
HNNMY / H & M Hennes & Mauritz AB (publ) - Depositary Receipt (Common Stock)
SWBI / Smith & Wesson Brands, Inc.
BOH / Bank of Hawaii Corporation
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
PBCT / People`s United Financial Inc
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
RAVE / Rave Restaurant Group, Inc.
HFWA / Heritage Financial Corporation
PUREFUNDS ISE CYBER / cs (30304R407)
ANTM / Anthem Inc
GLOBAL X SUPERDIVIDEND / cs (03795E295)
HPQ / HP Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SOR / Source Capital
ADM / Archer-Daniels-Midland Company
/ Diamond Offshore Drilling Inc
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
SO / The Southern Company
MERRILL LYNCH 7.28% PFD / ps (59021K205)
US26432K1088 / Duff & Phelps Utility and Corporate Bond Trust, Inc.
RDS.B / Shell Plc - ADR
ES / Eversource Energy
MKTO / Marketo, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
RGORF / Randgold Resources Ltd.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
NRF / NorthStar Realty Finance Corp.
RUSHA / Rush Enterprises, Inc.
MSEX / Middlesex Water Company
VSTO / Vista Outdoor Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
EAGLE BROADBAND INC NXXX / cs (269437208)
ECON / Columbia ETF Trust II - Columbia Research Enhanced Emerging Economies ETF
BLACKROCK CORE BD TR / cs (09249E104)
ISC8 INC / cs (450098108)
NKTR / Nektar Therapeutics
PEB / Pebblebrook Hotel Trust
NRF.PRB / NorthStar Realty Finance Corp.
OAK / Oaktree Capital Group, LLC
BOOT / Boot Barn Holdings, Inc.
NLSN / Nielsen Holdings plc
RVNC / Revance Therapeutics, Inc.
NUVEEN MASS PREM INCOME / cs (67061E108)
OXSQ / Oxford Square Capital Corp.
EAF / GrafTech International Ltd.
CVCY / Central Valley Community Bancorp
JUNO / Juno Therapeutics, Inc.
NTEK / NanoTech Entertainment, Inc.
VCV / Invesco California Value Municipal Income Trust
385002100 / Gramercy Property Trust Inc.
CNSL / Consolidated Communications Holdings, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
JGH / Nuveen Global High Income Fund
BTX.WS / BioTime, Inc. Warrants exp. 2018-10-01
RVT / Royce Small-Cap Trust, Inc.
IDNA INC XXX / cs (45169P106)
LL / LL Flooring Holdings, Inc.
WFM / Whole Foods Market, Inc.
PNC / The PNC Financial Services Group, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
TVC / Tennessee Valley Authority - Preferred Stock
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
NMBL / Nimble Storage, Inc.
EWP / iShares, Inc. - iShares MSCI Spain ETF
BEAV / B/E Aerospace, Inc.
OA / Orbital ATK, Inc.
SIRI / Sirius XM Holdings Inc.
CHINA DIGITAL MEDIA CXXX / cs (169382108)
NXC / Nuveen California Select Tax-Free Income Portfolio
EWSC / Invesco Capital Management LLC - Invesco S&P SmallCap 600 Equal Weight ETF
82735Q102 / Silver Bay Realty Trust Corp.
SCCFF / Strategic Resources Inc.
OCR /
CSII / Cardiovascular Systems Inc.
EMES / Harbor ETF Trust - Harbor Emerging Markets Select ETF
GMCR / Keurig Green Mountain, Inc.
NUVEEN ALL CAP ENERGY ML / cs (67075E112)
NUVEEN INVT QUALITY MUN / cs (67062E107)
ENPH / Enphase Energy, Inc.
NBIX / Neurocrine Biosciences, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
ARE.PRD / Alexandria Real Estate Equities, Inc. 7.00% Series D Preferred
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
SAFEWAY PDC LLC CVR RTS / wt (786CVR308)
ABC / Amerisource Bergen Corp.
CALL FIREEYE INC / cl Call (004678684)
AMERICAS ENERGY CO XXX / cs (03063G102)
BXLT / Baxalta Incorporated
DAR / Darling Ingredients Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
420031106 / Hawaiian Telcom Holdco, Inc.
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
KYTH / Kythera Biopharma
PAG / Penske Automotive Group, Inc.
TFM / Fresh Market Holdings Inc (The)
US0357108051 / Annaly Capital Management, Inc.
/ XL Group Ltd.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
FSP / Franklin Street Properties Corp.
VMW / Vmware Inc. - Class A
SBMRY / SABMiller plc
HTM / U.S. Geothermal Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
GUNR / FlexShares Trust - FlexShares Morningstar Global Upstream Natural Resources Index Fund
CUNB / CU Bancorp
GPRO / GoPro, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
VIS / Vanguard World Fund - Vanguard Industrials ETF
JCP / J.C. Penney Co., Inc.
GMKKY / Gruma, S.A.B. de C.V. - Depositary Receipt (Common Stock)
TDS / Telephone and Data Systems, Inc.
CUBE / CubeSmart
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
ADX / Adams Diversified Equity Fund, Inc.
CXA / SPDR(R) Nuveen Barclays California Municipal Bond ETF
FXY / Invesco CurrencyShares Japanese Yen Trust
US98212B1035 / WPX Energy, Inc.
ITOCY / ITOCHU Corporation - Depositary Receipt (Common Stock)
PB / Prosperity Bancshares, Inc.
CNA / CNA Financial Corporation
AHL / Aspen Insurance Holdings Limited
PDM / Piedmont Realty Trust, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
SKLKY / Shinsei Bank, Ltd - ADR
FRP / Fairpoint Communications, Inc.
REXR / Rexford Industrial Realty, Inc.
UNIT / Unity Group LLC
VRTV / Veritiv Corp
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
20030N606 / Comcast Corp., 5.00% Bonds due 12/15/2061
FITX / Creative Edge Nutrition, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
SU / Suncor Energy Inc.
KLXI / KLX Inc.
GS.PRD / The Goldman Sachs Group, Inc. - Preferred Stock
SD / SandRidge Energy, Inc.
83416T100 / SolarCity Corp
SAFEWAY CASA LEY CVR RTS / wt (786CVR209)
J / Jacobs Solutions Inc.
TR / Tootsie Roll Industries, Inc.
GNCMB / General Communication, Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ENRON CORP DISC 00 8%PFD / ps (P37307108)
AEGON / Aegon NV
PREMIER LASER SYS A NXXX / cs (740522107)
AHL.PRC / Aspen Insurance Holdings Limited - Preferred Stock
JYHW / Jayhawk Energy, Inc.
DPZ / Domino's Pizza, Inc.
TDTT / FlexShares Trust - FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TRV / The Travelers Companies, Inc.
ALL.PRE / Allstate Corp. (The)
CCP / Care Capital Properties, Inc.
UHAL / U-Haul Holding Company
SEAS / United Parks & Resorts Inc.
Y2187A101 / Eagle Bulk Shipping, Inc.
COF / Capital One Financial Corporation
ARNC / Arconic Corporation
TEL / TE Connectivity plc
BLACKROCK CALIF MUN INCO / cs (09248E105)
CRC / California Resources Corporation
BSRR / Sierra Bancorp
NSAM / NorthStar Asset Management Group, Inc.
NEFF / Neff Corp.
USA URANIUM CORP XXX / cs (91154T109)
772739207 / Rock-Tenn
PCP / Precision Castparts Corporation
PNK / Pinnacle Entertainment, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
VA / Virgin America Inc.
XCEMX / Clearbridge Energy MLP Fund Inc
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
VER / VEREIT Inc
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
MIN / MFS Intermediate Income Trust
NIHD / NII Holdings, Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
UDN / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bearish Fund
SPLK / Splunk Inc.
SOUHY / South32 Limited - Depositary Receipt (Common Stock)
US92346NAB55 / VeriFone Systems, Inc
ALDR / Alder BioPharmaceuticals, Inc.
CODGF / Compagnie de Saint-Gobain S.A.
ONB / Old National Bancorp
CSFL / Centerstate Banks, Inc.
FIRST TRUST NYSE ARCA / cs (33733E207)
CNS / Cohen & Steers, Inc.
BKS / Barnes & Noble, Inc.
SSUMY / Sumitomo Corporation - Depositary Receipt (Common Stock)
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
MARKET VECTORS PREF SEC / cs (57061R791)
NHC / National HealthCare Corporation
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
126132109 / CNOOC Ltd.
FLM / First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF
FXI / iShares Trust - iShares China Large-Cap ETF
EWW / iShares, Inc. - iShares MSCI Mexico ETF
SANB / BOC Aviation Limited - Corporate Bond/Note
SD / SandRidge Energy, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
HLX / Helix Energy Solutions Group, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
US33812L1026 / Fitbit Inc.
FOX / Fox Corporation
IYR / iShares Trust - iShares U.S. Real Estate ETF
ADELPHIA COMMUN CP CLXXX / cs (006ESC917)
LEA / Lear Corporation
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
SEB / Seaboard Corporation
DITEM EXPLORATION INC F / cs (254920101)
GM.WS.A / General Motors Company
UE / Urban Edge Properties
SMDCF / SHL Telemedicine Ltd.
JPS / Nuveen Preferred & Income Securities Fund
POST / Post Holdings, Inc.
GM.WS.B / General Motors Company - Warrants 07/10/2019
CCGM / China CGame, Inc.
PRU / Prudential Financial, Inc.
US0549371070 / BB&T Corp.
ZG / Zillow Group, Inc.
ZG / Zillow Group, Inc.
LAC / Lithium Americas Corp.
/ Windstream Holdings, Inc
USB.PRH / U.S. Bancorp - Preferred Stock
SRE / Sempra
PTR / PetroChina Co. Ltd. - ADR
DRE / Duke Realty Corporation - Preferred Security
SLV / iShares Silver Trust
TNK / Teekay Tankers Ltd.
JWN / Nordstrom, Inc.
RH / RH
GNK / Genco Shipping & Trading Limited
US63934E1082 / Navistar International Corp
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
BB / BlackBerry Limited
MDY / SPDR S&P MidCap 400 ETF Trust
TTFNF / TotalEnergies SE
BRCM / Broadcom Corporation
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
WYNN / Wynn Resorts, Limited
MMAT / Meta Materials Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
KMI / Kinder Morgan, Inc.
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
US7443206070 / Prudential Financial, 5.75% Junior Subordinated Bonds due 12/15/2052
EPD / Enterprise Products Partners L.P. - Limited Partnership
ALU / Alcatel Lucent
WY / Weyerhaeuser Company
LBSR / Liberty Star Uranium & Metals Corp.
NRG / NRG Energy, Inc.
GPC / Genuine Parts Company
HUM / Humana Inc.
GPS / The Gap, Inc.
PTMN / BCP Investment Corp.
JFR / Nuveen Floating Rate Income Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
78463X368 / SPDR Solactive Japan ETF
UAA / Under Armour, Inc.
AMAT / Applied Materials, Inc.
HES / Hess Corporation
GLW / Corning Incorporated
US3021041047 / ExOne Co
MNKKQ / Mallinckrodt Plc
RIG / Transocean Ltd.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
KHC / The Kraft Heinz Company
BMRN / BioMarin Pharmaceutical Inc.
SGEN / Seagen Inc
AGEN / Agenus Inc.
NUE / Nucor Corporation
NLY / Annaly Capital Management, Inc.
INVE / Identiv, Inc.
ACI09N1H7 / Fiat Chrysler Automobiles N.V
GTMIF / Gastem Inc.
HBM / Hudbay Minerals Inc.
GNVC / GenVec, Inc.
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
PWNX / Powerlinx Inc.
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
91912N105 / Vape Holdings, Inc.
RGR / Sturm, Ruger & Company, Inc.
PWAVQ / Powerwave Technologies, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
THQI / Thq Inc
SPCL / Solaris Power Cells, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
NKE / NIKE, Inc.
/ Sina Corp.
MO / Altria Group, Inc.
LVS / Las Vegas Sands Corp.
SNY / Sanofi - Depositary Receipt (Common Stock)
/ Tesco PLC
SSYS / Stratasys Ltd.
GOLD / Barrick Mining Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
USB.PRA / U.S. Bancorp - Preferred Security
PXD / Pioneer Natural Resources Company
/ Blackrock Muniyield Arizona Fund Inc
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
MBLY / Mobileye Global Inc.
AFL / Aflac Incorporated
DEO / Diageo plc - Depositary Receipt (Common Stock)
AMBA / Ambarella, Inc.
FGB / First Trust Specialty Finance and Financial Opportunities Fund
IWV / iShares Trust - iShares Russell 3000 ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
DASTY / Dassault Systèmes SE - Depositary Receipt (Common Stock)
IAU / iShares Gold Trust
EEP / Enbridge Energy Partners, L.P.
LFC / China Life Insurance Co - ADR
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
MDSO / Medidata Solutions, Inc.
RVREF / True Gold Mining Inc
SNDK / Sandisk Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PHK / PIMCO High Income Fund
WWAV / The WhiteWave Foods Co.
APU / AmeriGas Partners, L.P.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
EC / Ecopetrol S.A. - Depositary Receipt (Common Stock)
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
OKS / ONEOK Partners, L.P.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
SODA / SodaStream International Ltd.
MWO / Morgan Stanley Capital Trust V, 5 3/4% Capital Securities
DDD / 3D Systems Corporation
MATX / Matson, Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
WES / Western Midstream Partners, LP - Limited Partnership
US62010U1016 / Motors Liquidation Company GUC Trust
XPDIX / PIMCO Dynamic Income Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
BERY / Berry Global Group, Inc.
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
SASOF / Sasol Limited
CACI / CACI International Inc
/ VIVUS, Inc.
MHRC / Magnum Hunter Resources Corp.
MHRC / Magnum Hunter Resources Corp.
MSTR / Strategy Inc
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
NQI / Nuveen Quality Municipal Fund, Inc.
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
Y0553W103 / Baltic Trading Ltd
LOGN / Logitech International S.A.
RMBS / Rambus Inc.
SWX / Southwest Gas Holdings, Inc.
CMLS / Cumulus Media Inc.
AGNCP / AGNC Investment Corp. - Preferred Stock
NQU / Nuveen Quality Income Municipal Fund, Inc.
LODE / Comstock Inc.
CHAG / Chancellor Group, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
91911K102 / Bausch Health Companies
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
ALEX / Alexander & Baldwin, Inc.
YELP / Yelp Inc.
CMNR / Commerce Energy Group, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
GBNW / Global Energy Networks Corp.
868536103 / Supervalu, Inc.
UMH / UMH Properties, Inc.
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
UIS / Unisys Corporation
BKN / BlackRock Investment Quality Municipal Trust Inc.
US5249011058 / Legg Mason, Inc.
SDIV / Global X Funds - Global X SuperDividend ETF
SCCO / Southern Copper Corporation
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
OLN / Olin Corporation
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
EWG / iShares, Inc. - iShares MSCI Germany ETF
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
EWC / iShares, Inc. - iShares MSCI Canada ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SCS / Steelcase Inc.
ZQKSQ / Quiksilver, Inc.
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IYF / iShares Trust - iShares U.S. Financials ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
USL / United States 12 Month Oil Fund, LP
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IDCC / InterDigital, Inc.
NUAN / Nuance Communications Inc
FITB / Fifth Third Bancorp
TSLA / Tesla, Inc.
QQQ / Invesco QQQ Trust, Series 1
GM / General Motors Company
DE / Deere & Company
CFC.PRB / Countrywide Capital V
WM / Waste Management, Inc.
US0325111070 / Anadarko Petroleum Corp.
CMG / Chipotle Mexican Grill, Inc.
O / Realty Income Corporation
AVNS / Avanos Medical, Inc.
STX / Seagate Technology Holdings plc
AET / Aetna, Inc.
FTR / Frontier Communications Corp.
ZIOP / Alaunos Therapeutics Inc
C.WSA / Citigroup, Inc.
BJZ / BlackRock California Municipal 2018 Term Trust
TMO / Thermo Fisher Scientific Inc.
CLMT / Calumet, Inc.
MOS / The Mosaic Company
EFA / iShares Trust - iShares MSCI EAFE ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
RDUS / Radius Recycling, Inc.
FEYE / FireEye Inc
GD / General Dynamics Corporation
RTN / Raytheon Co.
TJX / The TJX Companies, Inc.
HKHHY / Heineken Holding N.V. - Depositary Receipt (Common Stock)
LFVN / LifeVantage Corporation
CMI / Cummins Inc.
018490100 / Allergan plc
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CAT / Caterpillar Inc.
ALL / The Allstate Corporation
AXON / Axon Enterprise, Inc.
PTY / Partway Group Plc
BFFAF / BASF SE
CNMD / CONMED Corporation
MCA / BlackRock MuniYield California Quality Fund Inc
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
TR / Tootsie Roll Industries, Inc.
CMCSA / Comcast Corporation
CATY / Cathay General Bancorp
HBM / Hudbay Minerals Inc.
HAS / Hasbro, Inc.
MDLZ / Mondelez International, Inc.
XZTRX / Zweig Total Return Fund Inc.
BANC / Banc of California, Inc.
CAG / Conagra Brands, Inc.
HOG / Harley-Davidson, Inc.
BK / The Bank of New York Mellon Corporation
OCX / OncoCyte Corporation
SRG / Seritage Growth Properties
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
A / Agilent Technologies, Inc.
LAACZ / Laaco Ltd - Unit
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
HZNP / Horizon Therapeutics Plc
DOW / Dow Inc.
KEYS / Keysight Technologies, Inc.
BF.B / Brown-Forman Corporation
PPG / PPG Industries, Inc.
MYC / BlackRock MuniYield California Fund Inc
TWX / Warner Media LLC
HTA / Healthcare Realty Trust Inc - Class A
USB / U.S. Bancorp
BOBE / Bob Evans Farms, Inc.
DX / Dynex Capital, Inc.
MET / MetLife, Inc.
YUM / Yum! Brands, Inc.
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
CYS / CYS Investments, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
AGNC / AGNC Investment Corp.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
DMMK / Dream Marketing, Inc.
CSX / CSX Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EOG / EOG Resources, Inc.
FL / Foot Locker, Inc.
PLUG / Plug Power Inc.
PM / Philip Morris International Inc.
LLL / JX Luxventure Limited
NOV / NOV Inc.
CELG / Celgene Corp.
ABBV / AbbVie Inc.
LYV / Live Nation Entertainment, Inc.
AMGN / Amgen Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
PNW / Pinnacle West Capital Corporation
ETR / Entergy Corporation
JEF / Jefferies Financial Group Inc.
GILD / Gilead Sciences, Inc.
EIX / Edison International
OI / O-I Glass, Inc.
MRK / Merck & Co., Inc.
CNP / CenterPoint Energy, Inc.
COP / ConocoPhillips
TTWO / Take-Two Interactive Software, Inc.
CAH / Cardinal Health, Inc.
L / Loews Corporation
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
FCEL / FuelCell Energy, Inc.
VTR / Ventas, Inc.
FNMA / Federal National Mortgage Association
TD / The Toronto-Dominion Bank
RHT / Red Hat, Inc.
KR / The Kroger Co.
DVA / DaVita Inc.
BIIB / Biogen Inc.
EBAY / eBay Inc.
ESRX / Express Scripts Holding Co.
CVS / CVS Health Corporation
CXW / CoreCivic, Inc.
US8865471085 / Tiffany & Co.
MGM / MGM Resorts International
RSG / Republic Services, Inc.
KORS / Michael Kors Holdings Ltd.
IQV / IQVIA Holdings Inc.
CRYFQ / Crystallex International Corp
IP / International Paper Company
PCG / PG&E Corporation
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
WMB / The Williams Companies, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
ZBRA / Zebra Technologies Corporation
UPS / United Parcel Service, Inc.
BAX / Baxter International Inc.
TRIP / Tripadvisor, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
PNR / Pentair plc
HAL / Halliburton Company
UNH / UnitedHealth Group Incorporated
CINF / Cincinnati Financial Corporation
TPR / Tapestry, Inc.
FISV / Fiserv, Inc.
JCI / Johnson Controls International plc
DLR / Digital Realty Trust, Inc.
JCI / Johnson Controls International plc
SWKS / Skyworks Solutions, Inc.
FLR / Fluor Corporation
AWK / American Water Works Company, Inc.
JBLU / JetBlue Airways Corporation
VLO / Valero Energy Corporation
AAL / American Airlines Group Inc.
MCK / McKesson Corporation
ODFL / Old Dominion Freight Line, Inc.
FMCC / Federal Home Loan Mortgage Corporation
WFT / Weatherford International plc
LLY / Eli Lilly and Company
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
DVN / Devon Energy Corporation
HII / Huntington Ingalls Industries, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
MMC / Marsh & McLennan Companies, Inc.
SHLD / Global X Funds - Global X Defense Tech ETF
D / Dominion Energy, Inc.
NXPI / NXP Semiconductors N.V.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
ATVI / Activision Blizzard Inc
X / United States Steel Corporation
MFA / MFA Financial, Inc.
QRVO / Qorvo, Inc.
LULU / lululemon athletica inc.
AXP / American Express Company
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
FFWM / First Foundation Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
ABB / ABB Ltd. - ADR
TXN / Texas Instruments Incorporated
RAD / Rite Aid Corp.
GIS / General Mills, Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
RHHBY / Roche Holding AG - Depositary Receipt (Common Stock)
PEG / Public Service Enterprise Group Incorporated
LNKD / LinkedIn Corp.
KITE / Kite Pharma, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
ESPR / Esperion Therapeutics, Inc.
OPK / OPKO Health, Inc.
HON / Honeywell International Inc.
US16941M1099 / China Mobile Ltd.
KRFT /
HAIN / The Hain Celestial Group, Inc.
NLY.PRE / Annaly Capital Management, Inc.
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
BESE / Beeston Enterprises, Ltd.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
JQC / Nuveen Credit Strategies Income Fund
SXL / Sunoco Logistics Partners L.P.
TSRE / Trade Street Residential, Inc.
PEBO / Peoples Bancorp Inc.
LUMN / Lumen Technologies, Inc.
ADT / ADT Inc.
POT / Potash Corp. of Saskatchewan, Inc.
PHSL / PHSL Worldwide Inc.
GS / The Goldman Sachs Group, Inc.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
GE / General Electric Company
SLS / SELLAS Life Sciences Group, Inc.
OXY / Occidental Petroleum Corporation
WFC / Wells Fargo & Company
NM / Navios Maritime Holdings, Inc.
HD / The Home Depot, Inc.
F / Ford Motor Company
BTU / Peabody Energy Corporation
DHR / Danaher Corporation
UBS / UBS Group AG
TWTR / Twitter Inc
TSCO / Tractor Supply Company
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ACN / Accenture plc
IYH / iShares Trust - iShares U.S. Healthcare ETF
NOC / Northrop Grumman Corporation
CBSH / Commerce Bancshares, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
ED / Consolidated Edison, Inc.
EMR / Emerson Electric Co.
SBUX / Starbucks Corporation
DIS / The Walt Disney Company
RTX / RTX Corporation
KO / The Coca-Cola Company
GOOGL / Alphabet Inc.
FCT / First Trust Senior Floating Rate Income Fund II
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
BA / The Boeing Company
FNSR / Finisar Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
LMT / Lockheed Martin Corporation
C / Citigroup Inc.
PYPL / PayPal Holdings, Inc.
NVDA / NVIDIA Corporation
UNP / Union Pacific Corporation
NEM / Newmont Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BMY / Bristol-Myers Squibb Company
AMD / Advanced Micro Devices, Inc.
CRM / Salesforce, Inc.
MSFT / Microsoft Corporation
AMZN / Amazon.com, Inc.
FCX / Freeport-McMoRan Inc.
VZ / Verizon Communications Inc.
CVX / Chevron Corporation
LOW / Lowe's Companies, Inc.
WMT / Walmart Inc.
HRL / Hormel Foods Corporation
BRK.A / Berkshire Hathaway Inc.
AMT / American Tower Corporation
KLAC / KLA Corporation
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
AVGO / Broadcom Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
PCQ / PIMCO California Municipal Income Fund
PFE / Pfizer Inc.
MS / Morgan Stanley
XOM / Exxon Mobil Corporation
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
BRK.B / Berkshire Hathaway Inc.
COST / Costco Wholesale Corporation
SCHW / The Charles Schwab Corporation
JPM / JPMorgan Chase & Co.
DSL / DoubleLine Income Solutions Fund
TGT / Target Corporation
SNA / Snap-on Incorporated
SLB / Schlumberger Limited
ABT / Abbott Laboratories
MDT / Medtronic plc
SPY / SPDR S&P 500 ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
PG / The Procter & Gamble Company
DBL / DoubleLine Opportunistic Credit Fund
GOOG / Alphabet Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
NAC / Nuveen California Quality Municipal Income Fund
EVV / Eaton Vance Limited Duration Income Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
BAC / Bank of America Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
DNP / DNP Select Income Fund Inc.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
PANW / Palo Alto Networks, Inc.
ETN / Eaton Corporation plc
ORCL / Oracle Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
V / Visa Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
MU / Micron Technology, Inc.
NFLX / Netflix, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
CSCO / Cisco Systems, Inc.
DUK / Duke Energy Corporation
JNJ / Johnson & Johnson
FAST / Fastenal Company
PEP / PepsiCo, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
META / Meta Platforms, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
INTC / Intel Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
T / AT&T Inc.
AAPL / Apple Inc.
GLD / SPDR Gold Trust
VTV / Vanguard Index Funds - Vanguard Value ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
IBM / International Business Machines Corporation
MCD / McDonald's Corporation