Market Value284,363,000
Total Holdings126
File Date2019-02-19
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SPCL / Solaris Power Cells, Inc.
USA URANIUM CORP XXX / cs (91154T109)
XNNH / Xenonics Holdings, Inc.
HEMP / Hemp, Inc
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
CALL SPDR CNSMR STAPLES / cl Call (004596122)
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
GILD / Gilead Sciences, Inc.
BIT / BlackRock Multi-Sector Income Trust
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
CHAG / Chancellor Group, Inc.
BARZ / 5Barz International Inc.
FITX / Creative Edge Nutrition, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
US3665541039 / Garrison Capital Inc.
OXSQ / Oxford Square Capital Corp.
VERB / Verb Technology Company, Inc.
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
P / Pandora Media, Inc.
ASG / Liberty All-Star Growth Fund, Inc.
SIRI / Sirius XM Holdings Inc.
HEALTHMED SVCS LTD / cs (422246306)
ROAG / Rogue One Inc
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ANGEL ACQUISITION CORXXX / cs (03462P109)
INVESCO BULLETSHARES / cs (46138J106)
370ESCAU9 / General Motors 7.70xxx Bond
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
CALL NORDIC AMERN TANK / cl Call (004636832)
BTZI / BOTS, Inc.
ASG / Liberty All-Star Growth Fund, Inc.
LEOM / Leo Motors, Inc.
NTEK / NanoTech Entertainment, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFA / iShares Trust - iShares MSCI EAFE ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
GERN / Geron Corporation
EMR / Emerson Electric Co.
CLX / The Clorox Company
NLY / Annaly Capital Management, Inc.
NM / Navios Maritime Holdings, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
COP / ConocoPhillips
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SQ / Block, Inc.
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
EIX / Edison International
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
RTN / Raytheon Co.
018490100 / Allergan plc
TSLA / Tesla, Inc.
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
BTZ / BlackRock Credit Allocation Income Trust
NYMT / New York Mortgage Trust, Inc.
RVT / Royce Small-Cap Trust, Inc.
DOW / Dow Inc.
PPG / PPG Industries, Inc.
MYC / BlackRock MuniYield California Fund Inc
YUM / Yum! Brands, Inc.
SBAC / SBA Communications Corporation
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
MCA / BlackRock MuniYield California Quality Fund Inc
ED / Consolidated Edison, Inc.
VTR / Ventas, Inc.
LBSR / Liberty Star Uranium & Metals Corp.
FFWM / First Foundation Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
MSFT / Microsoft Corporation
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
WDC / Western Digital Corporation
CAPR / Capricor Therapeutics, Inc.
AMGN / Amgen Inc.
BAC / Bank of America Corporation
HON / Honeywell International Inc.
ABT / Abbott Laboratories
IBM / International Business Machines Corporation
SPY / SPDR S&P 500 ETF
NVDA / NVIDIA Corporation
MMC / Marsh & McLennan Companies, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
GE / General Electric Company
LUMN / Lumen Technologies, Inc.
SBUX / Starbucks Corporation
GLD / SPDR Gold Trust
IBB / iShares Trust - iShares Biotechnology ETF
NAC / Nuveen California Quality Municipal Income Fund
QCOM / QUALCOMM Incorporated
PSX / Phillips 66
INTC / Intel Corporation
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
CVX / Chevron Corporation
BXMX / Nuveen S&P 500 Buy-Write Income Fund
UNP / Union Pacific Corporation
META / Meta Platforms, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
PANW / Palo Alto Networks, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
NOC / Northrop Grumman Corporation
T / AT&T Inc.
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
ALTR / Altair Engineering Inc.
PFE / Pfizer Inc.
RTX / RTX Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BRK.A / Berkshire Hathaway Inc.
XOM / Exxon Mobil Corporation
PG / The Procter & Gamble Company
DBL / DoubleLine Opportunistic Credit Fund
WFC / Wells Fargo & Company
LOW / Lowe's Companies, Inc.
JPM / JPMorgan Chase & Co.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
AMZN / Amazon.com, Inc.
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
DNP / DNP Select Income Fund Inc.
LMT / Lockheed Martin Corporation
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
GOOGL / Alphabet Inc.
DIS / The Walt Disney Company
CVBF / CVB Financial Corp.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
ETN / Eaton Corporation plc
CBSH / Commerce Bancshares, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
AMD / Advanced Micro Devices, Inc.
VZ / Verizon Communications Inc.
EVV / Eaton Vance Limited Duration Income Fund
JNJ / Johnson & Johnson
BA / The Boeing Company
KMB / Kimberly-Clark Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MRK / Merck & Co., Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
GIS / General Mills, Inc.
QQQ / Invesco QQQ Trust, Series 1
DSL / DoubleLine Income Solutions Fund
HD / The Home Depot, Inc.
C / Citigroup Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
DIA / SPDR Dow Jones Industrial Average ETF Trust
PYPL / PayPal Holdings, Inc.
COST / Costco Wholesale Corporation
WMT / Walmart Inc.
ABBV / AbbVie Inc.
BMY / Bristol-Myers Squibb Company
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
CSCO / Cisco Systems, Inc.
BRK.B / Berkshire Hathaway Inc.
NFLX / Netflix, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
DUK / Duke Energy Corporation
AAPL / Apple Inc.