Market Value216,573,000
Total Holdings185
File Date2017-02-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
KMPH / Zevra Therapeutics Inc
US58503F5026 / Medley Capital Corp.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SFL / SFL Corporation Ltd.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
SALM / Salem Media Group, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
OCLR / Oclaro, Inc
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
XRX / Xerox Holdings Corporation
BOE / BlackRock Enhanced Global Dividend Trust
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
SNR / New Senior Investment Group Inc
VIRT / Virtu Financial, Inc.
GPM / Guggenheim Enhanced Equity Income Fund
SIR / Select Income REIT
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
SRC / Spirit Realty Capital, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
RPAI / Retail Properties of America Inc - Class A
VER / VEREIT Inc
NGD / New Gold Inc.
CLB / Core Laboratories Inc.
DOW / Dow Inc.
PSEC / Prospect Capital Corporation
IRT / Independence Realty Trust, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
GDL / The GDL Fund
PNNT / PennantPark Investment Corporation
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
XUSAX / Liberty All Star Equity Fund
GIM / Templeton Global Income Fund
CDXC / ChromaDex Corporation
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
FXI / iShares Trust - iShares China Large-Cap ETF
XISDX / Prudential Short Duration High
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
LLL / JX Luxventure Limited
NWBI / Northwest Bancshares, Inc.
ATHX / Athersys, Inc.
GRBK / Green Brick Partners, Inc.
IEP / Icahn Enterprises L.P.
UTF / Cohen & Steers Infrastructure Fund, Inc
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
SID / Companhia Siderúrgica Nacional - Depositary Receipt (Common Stock)
PAGP / Plains GP Holdings, L.P. - Limited Partnership
US0268741560 / American International Group, Inc. Warrants
CAIAF / CA Immobilien Anlagen AG
VVR / Invesco Senior Income Trust
SDLP / Seadrill Partners LLC
FVE / Five Star Senior Living Inc.
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
WSTC / West Corp.
SLCA / U.S. Silica Holdings, Inc.
NRE / NorthStar Realty Europe Corp.
FEO / First Trust-abrdn Emerging Opportunity Fund
CEFL / ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CREDIT SUISSE AG NASSAU BRH / VEL SH 3X LG NAT (22539T324)
QQQ / Invesco QQQ Trust, Series 1
TACO / Berto Acquisition Corp.
CXP / Columbia Property Trust Inc
NG / NovaGold Resources Inc.
STKL / SunOpta Inc.
BTZ / BlackRock Credit Allocation Income Trust
EMD / Western Asset Emerging Markets Debt Fund Inc.
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
MBLY / Mobileye Global Inc.
NYRT / New York REIT, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
BCLYF / Barclays PLC
BGY / BlackRock Enhanced International Dividend Trust
AMLP / ALPS ETF Trust - Alerian MLP ETF
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
IAU / iShares Gold Trust
GSK / GSK plc - Depositary Receipt (Common Stock)
MLPA / Global X Funds - Global X MLP ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
IXG / iShares Trust - iShares Global Financials ETF
CF / CF Industries Holdings, Inc.
JPS / Nuveen Preferred & Income Securities Fund
CELG / Celgene Corp.
X / United States Steel Corporation
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
NLY / Annaly Capital Management, Inc.
SLW / Silver Wheaton Corp.
GME / GameStop Corp.
CP / Canadian Pacific Kansas City Limited
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
EVG / Eaton Vance Short Duration Diversified Income Fund
ADM / Archer-Daniels-Midland Company
PFE / Pfizer Inc.
NVDA / NVIDIA Corporation
AAPL / Apple Inc.
GOOGL / Alphabet Inc.
V / Visa Inc.
MSFT / Microsoft Corporation
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
BA / The Boeing Company
INTC / Intel Corporation
SH / ProShares Trust - ProShares Short S&P500
ABT / Abbott Laboratories
GS / The Goldman Sachs Group, Inc.
ABBV / AbbVie Inc.
MO / Altria Group, Inc.
JPM / JPMorgan Chase & Co.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BAC / Bank of America Corporation
GLD / SPDR Gold Trust
DE / Deere & Company
CVX / Chevron Corporation
C / Citigroup Inc.
SLV / iShares Silver Trust
AMZN / Amazon.com, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MET / MetLife, Inc.
DHR / Danaher Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
WFC / Wells Fargo & Company
KMB / Kimberly-Clark Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
AVK / Advent Convertible and Income Fund
NZF / Nuveen Municipal Credit Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
AMGN / Amgen Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
GOOG / Alphabet Inc.
CAT / Caterpillar Inc.
FI / Fiserv, Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
IXN / iShares Trust - iShares Global Tech ETF
AFK / VanEck ETF Trust - VanEck Africa Index ETF
HSY / The Hershey Company
IBM / International Business Machines Corporation
ARI / Apollo Commercial Real Estate Finance, Inc.
CASY / Casey's General Stores, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SHW / The Sherwin-Williams Company
IVE / iShares Trust - iShares S&P 500 Value ETF
BRK.A / Berkshire Hathaway Inc.
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ACN / Accenture plc
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
DGRO / iShares Trust - iShares Core Dividend Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FSK / FS KKR Capital Corp.
GNL / Global Net Lease, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
FNDX / Schwab Strategic Trust - Schwab Fundamental U.S. Large Company ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
NFLX / Netflix, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VERSX / Vanguard Emerging Markets Stock Index Fund
SO / The Southern Company
IWD / iShares Trust - iShares Russell 1000 Value ETF
VZ / Verizon Communications Inc.
USB / U.S. Bancorp
EOG / EOG Resources, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
DD / DuPont de Nemours, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MRK / Merck & Co., Inc.
RITM / Rithm Capital Corp.
XHR / Xenia Hotels & Resorts, Inc.
F / Ford Motor Company
MUI / BlackRock Municipal Income Fund, Inc.
JNJ / Johnson & Johnson
AEM / Agnico Eagle Mines Limited
MCD / McDonald's Corporation
B / Barrick Mining Corporation
KO / The Coca-Cola Company
DIS / The Walt Disney Company
SBUX / Starbucks Corporation
SPY / SPDR S&P 500 ETF
XOM / Exxon Mobil Corporation
GILD / Gilead Sciences, Inc.
AIG / American International Group, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PFG / Principal Financial Group, Inc.
BRK.A / Berkshire Hathaway Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PSLV / Sprott Physical Silver Trust
IXJ / iShares Trust - iShares Global Healthcare ETF
CSCO / Cisco Systems, Inc.
PEP / PepsiCo, Inc.
MMM / 3M Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
T / AT&T Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF