All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| Altair Nanotech @.58 5/28/16 *
/ warrants (03820G106) |
|
|
|
|
|
|
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| VTAE / Vitae Pharmaceuticals, Inc.
|
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| CVV / CVD Equipment Corporation
|
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| EPIX / ESSA Pharma Inc.
|
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| APPS / Digital Turbine, Inc.
|
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| KNWN / Know Labs, Inc.
|
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| IDN / Intellicheck, Inc.
|
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| VSTM / Verastem, Inc.
|
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| STRM / Streamline Health Solutions, Inc.
|
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| SGMO / Sangamo Therapeutics, Inc.
|
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| NLST / Netlist, Inc.
|
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| CEVA / CEVA, Inc.
|
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| PFSW / PFSWEB Inc
|
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| PCRX / Pacira BioSciences, Inc.
|
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| ASC / Ardmore Shipping Corporation
|
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| IPLY / Interplay Entertainment Corp.
|
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| TRIL / Trillium Therapeutics Inc
|
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| KPRX / Kiora Pharmaceuticals, Inc.
|
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| GREE / Greenidge Generation Holdings Inc.
|
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| CYTR / LadRx Corp
|
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| XPLR / Xplore Technologies Corp.
|
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| RDHL / RedHill Biopharma Ltd. - Depositary Receipt (Common Stock)
|
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| LTBR / Lightbridge Corporation
|
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| BWEN / Broadwind, Inc.
|
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| LDRH / iShares Trust - iShares iBonds 1-5 Year High Yield and Income Ladder ETF
|
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| AMRC / Ameresco, Inc.
|
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| Overland Storage, Inc. 20% of
/ Rights (999999999) |
|
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| DXYN / The Dixie Group, Inc.
|
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| SAAS / inContact, Inc.
|
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| US7170711045 / Pfenex Inc.
|
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| CYRN / CYREN Ltd
|
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| CRLRF / Crailar Technologies Inc.
|
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| SYNG / Synergetics, Inc.
|
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| 91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
|
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| SCMP / Sucampo Pharmaceuticals, Inc.
|
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| CPHR / Cipher Pharmaceuticals, Inc.
|
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| LOXO / Loxo Oncology, Inc.
|
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| POWR / PowerSecure International, Inc
|
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| FDNH / Foundation Healthcare Inc.
|
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| SEAC / SeaChange International, Inc.
|
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| Arrowhead Research Corporation
/ (042797209) |
|
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| BTX / BlackRock Innovation and Growth Term Trust
|
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|
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|
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| / VIVUS, Inc.
|
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| 001930205 / ARI Network Services, Inc.
|
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| NDRM / NeuroDerm Ltd.
|
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| IDSY / I.D. Systems, Inc.
|
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| CORI / Corium International, Inc.
|
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| SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
|
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| SMT / SMART Technologies Inc.
|
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|
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| Selectica, Inc.
/ (816288104) |
|
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| VCRA / Vocera Communication Inc
|
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| IRMD / IRADIMED CORPORATION
|
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| IPAS / iPass, Inc.
|
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| FCEL / FuelCell Energy, Inc.
|
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| TREE / LendingTree, Inc.
|
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| HTLZF / Hamilton Thorne Ltd.
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| WGBS / WaferGen Bio-Systems, Inc.
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| WATT / Energous Corporation
|
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| MagneTek, Inc.
/ (559424403) |
|
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| FSTR / L.B. Foster Company
|
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| DSPG / DSP Group, Inc.
|
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| ASND / Ascendis Pharma A/S - Depositary Receipt (Common Stock)
|
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| CTRL / Control4 Corp
|
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| SPDC / Speed Commerce, Inc.
|
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| OSN / Ossen Innovation Co Ltd - ADR
|
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| ECOM / ChannelAdvisor Corp
|
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| PRKR / ParkerVision, Inc.
|
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| TIS / Orchids Paper Products Company
|
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| CDTX / Cidara Therapeutics, Inc.
|
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| Trillium Therapeutics @19.50 U
/ preferred (98620X506) |
|
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| THST / Truett-Hurst, Inc.
|
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| DRNA / Dicerna Pharmaceuticals Inc
|
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| GIMO / Gigamon Inc.
|
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| CRBO / Carbon Energy Corporation
|
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| EXTR / Extreme Networks, Inc.
|
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| SRT / Startek, Inc.
|
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| AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock)
|
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| SNAK / Inventure Foods, Inc.
|
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| MNTX / Manitex International, Inc.
|
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| RGDXQ / Response Genetics, Inc
|
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| ITMSF / Intermap Technologies Corporation
|
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| LENSF / Presbia PLC
|
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| PETX / Aratana Therapeutics, Inc.
|
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| TIVO / TiVo Inc.
|
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| RGLS / Regulus Therapeutics Inc.
|
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| ZGNX / Zogenix Inc
|
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| US33830X1046 / Five Prime Therapeutics Inc
|
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| GTIM / Good Times Restaurants Inc.
|
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| GeneNews, Ltd. (Canada) (CF)
/ (36870T107) |
|
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| GLDD / Great Lakes Dredge & Dock Corporation
|
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| DTRM / Determine, Inc.
|
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| PEYE / Precision Optics Corp., Inc.
|
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| FLKS / Flex Pharma, Inc.
|
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| CLRB / Cellectar Biosciences, Inc.
|
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| GNCA / Genocea Biosciences Inc
|
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| DDXS / Diadexus, Inc.
|
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| SHSP / SharpSpring Inc
|
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| MXL / MaxLinear, Inc.
|
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| QUMU / Qumu Corp
|
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| SAIA / Saia, Inc.
|
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| BCOV / Brightcove Inc.
|
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| RLOG / Rand Logistics, Inc.
|
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| NVEE / NV5 Global, Inc.
|
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| ASYS / Amtech Systems, Inc.
|
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| QTWW / Quantum Fuel Systems Technologies Worldwide, Inc.
|
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| CTCT / Constant Contact, Inc.
|
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| IMMR / Immersion Corporation
|
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| ALBO / Albireo Pharma Inc
|
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| XEBEF / Xebec Adsorption Inc
|
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| ADEP / Adept Technology
|
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| INVI / Integral Vision, Inc.
|
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| US0906721065 / BioTelemetry, Inc.
|
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| PPEHF / Pure Techs Ltd.
|
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| TPST / Tempest Therapeutics, Inc.
|
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| LFDEF / UrtheCast Corp
|
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| NVAX / Novavax, Inc.
|
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| GAIA / Gaia, Inc.
|
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| MRNS / Marinus Pharmaceuticals, Inc.
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| LRMR / Larimar Therapeutics, Inc.
|
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| KPRX / Kiora Pharmaceuticals, Inc.
|
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| SQNS / Sequans Communications S.A. - Depositary Receipt (Common Stock)
|
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| LMAT / LeMaitre Vascular, Inc.
|
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| ARGS / Argos Therapeutics, Inc.
|
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| NEON / Neonode Inc.
|
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| ITI / Iteris, Inc.
|
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| PCTI / PCTEL, Inc.
|
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| IZEA / IZEA Worldwide, Inc.
|
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| AQMS / Aqua Metals, Inc.
|
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| RGEN / Repligen Corporation
|
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| IPWR / Ideal Power Inc.
|
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| NPTN / NeoPhotonics Corporation
|
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| HPTO / hopTo Inc.
|
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| MOSY / Mosys Inc
|
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| LPSN / LivePerson, Inc.
|
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| AMSC / American Superconductor Corporation
|
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| SCYX / SCYNEXIS, Inc.
|
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| SMMT / Summit Therapeutics Inc.
|
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| AVGR / Avinger, Inc.
|
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| ACAD / ACADIA Pharmaceuticals Inc.
|
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| CVU / CPI Aerostructures, Inc.
|
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| JOB / GEE Group Inc.
|
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| OPK / OPKO Health, Inc.
|
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| XELB / Xcel Brands, Inc.
|
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| WLMS / Williams Industrial Services Group Inc
|
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| KOPN / Kopin Corporation
|
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| GNSS / Genasys Inc.
|
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| AVAV / AeroVironment, Inc.
|
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| INFU / InfuSystem Holdings, Inc.
|
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| ORN / Orion Group Holdings, Inc.
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| UCTT / Ultra Clean Holdings, Inc.
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|
