Market Value227,380,000
Total Holdings259
File Date2023-01-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
RITM / Rithm Capital Corp.
T / AT&T Inc.
HBAN / Huntington Bancshares Incorporated
CAT / Caterpillar Inc.
US462222AD25 / Ionis Pharmaceuticals Inc
DVN / Devon Energy Corporation
AVGO / Broadcom Inc.
ISRG / Intuitive Surgical, Inc.
PM / Philip Morris International Inc.
MCO / Moody's Corporation
US25470MAB54 / DISH Network Corp. 3.375% Bond
US395366AB33 / Greenlight Cap Re Ltd Bond
US60879BAB36 / Momo Inc Bond
US848637AD65 / Splunk Inc Bond
US00971TAJ07 / Akamai Technologies Inc Bond
UAUG / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - August
UJUN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - June
QTJL / Innovator ETFs Trust - Innovator Growth Accelerated Plus ETF - July
US207410AF81 / CONV. NOTE
US682143AE23 / Omeros Corp., Series 2004-HYB1
US95790DAD75 / WMC 6 3/4 09/15/24
US26884LAK52 / EQT CORP CONV 1.75% 05/01/2026
US595017AU87 / Microchip Technology Inc
US88688TAB61 / Tilray Inc
US670704AJ40 / NuVasive, Inc.
US948596AC55 / Weibo Corp Bond
US703343AB93 / Patk 1-02/01/23 Bond
US302301AE67 / Ezcorp Inc Bond
US76680RAF47 / CONVERTIBLE ZERO
US780153BB73 / CONV. NOTE
US723787AP23 / CONV. NOTE
US531229AB89 / Liberty Media Corporation Bond
US29978AAC80 / Everbridge Inc
US42330PAK30 / Helix Energy Solutions Group Inc
US03823UAB89 / APPLIED OPTOELECTRONICS INC CONV 5% 03/15/2024
US852234AF05 / CONV. NOTE
US29404KAB26 / Envestnet Inc Bond
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
US98954MAH43 / ZILLOW GROUP INC CONV 2.75% 05/15/2025
US958102AP07 / Western Digital Corp Bond
US848577AB85 / SAVE 1 05/15/26
US122017AB26 / CONV. NOTE
US45782BAD64 / INSEEGO CORP CONV 3.25% 05/01/2025
US12685JAG04 / CONV. NOTE
US43940TAB52 / Hope Bancorp Inc Bond
US87918AAF21 / CONV. NOTE
US83304AAB26 / CONV. NOTE
US925550AB17 / Viavi Solutions Inc Bond
US629377CG50 / Nrg Energy Inc Bond
US826919AD45 / CONV. NOTE
US45845PAA66 / Intercept Pharmaceuticals, Inc. Bond
HNDL / Strategy Shares - Strategy Shares NASDAQ 7 HANDL Index ETF
VRSK / Verisk Analytics, Inc.
US699374AB04 / Paratek Pharmaceuticals Inc Bond
AMZN / Amazon.com, Inc.
INTC / Intel Corporation
TSLA / Tesla, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
IWM / iShares Trust - iShares Russell 2000 ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
RTX / RTX Corporation
SPTI / SPDR Series Trust - SPDR Portfolio Intermediate Term Treasury ETF
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
NEE / NextEra Energy, Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
PCG / PG&E Corporation
MSFT / Microsoft Corporation
US55272XAA00 / Mfa Finl Inc Bond
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
STZ / Constellation Brands, Inc.
T.PRC / AT&T Inc. - Preferred Stock
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
US457985AM13 / CONV. NOTE
CSCO / Cisco Systems, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
VGSH / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury ETF
QQQ / Invesco QQQ Trust, Series 1
DIS / The Walt Disney Company
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
LMT / Lockheed Martin Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
UI / Ubiquiti Inc.
US252131AK39 / CONV. NOTE
PEP / PepsiCo, Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
AFRM / Affirm Holdings, Inc.
DFAC / Dimensional ETF Trust - Dimensional U.S. Core Equity 2 ETF
JPM / JPMorgan Chase & Co.
ITW / Illinois Tool Works Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SBUX / Starbucks Corporation
BRK.A / Berkshire Hathaway Inc.
ILMN / Illumina, Inc.
GOOG / Alphabet Inc.
ALB / Albemarle Corporation
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
NFLX / Netflix, Inc.
GS / The Goldman Sachs Group, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SSD / Simpson Manufacturing Co., Inc.
AJG / Arthur J. Gallagher & Co.
PG / The Procter & Gamble Company
IVE / iShares Trust - iShares S&P 500 Value ETF
DFUV / Dimensional ETF Trust - Dimensional US Marketwide Value ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
OFLX / Omega Flex, Inc.
SPTL / SPDR Series Trust - SPDR Portfolio Long Term Treasury ETF
MUB / iShares Trust - iShares National Muni Bond ETF
UJUL / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - July
LUMN / Lumen Technologies, Inc.
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
WYNN / Wynn Resorts, Limited
EFZ / ProShares Trust - ProShares Short MSCI EAFE
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
SO / The Southern Company
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
DOW / Dow Inc.
GM / General Motors Company
GOGL / Golden Ocean Group Limited
MA / Mastercard Incorporated
MO / Altria Group, Inc.
UNH / UnitedHealth Group Incorporated
TGT / Target Corporation
TMO / Thermo Fisher Scientific Inc.
CCJ / Cameco Corporation
LLY / Eli Lilly and Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
NVDA / NVIDIA Corporation
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
AMBA / Ambarella, Inc.
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
HYT / BlackRock Corporate High Yield Fund, Inc.
IGR / CBRE Global Real Estate Income Fund
LAC / Lithium Americas Corp.
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
US09061GAH48 / BioMarin Pharmaceutical, Inc. Bond
VVR / Invesco Senior Income Trust
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
QYLD / Global X Funds - Global X NASDAQ 100 Covered Call ETF
SELF / Global Self Storage, Inc.
0QYC / First Majestic Silver Corp.
SRE / Sempra
US29786AAJ51 / ETSY INC 10/26 0.125
MSCI / MSCI Inc.
US697435AF27 / CONV. NOTE
NAZ / Nuveen Arizona Quality Municipal Income Fund
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
OLED / Universal Display Corporation
DE / Deere & Company
IRNT / IronNet Inc
SCHK / Schwab Strategic Trust - Schwab 1000 Index ETF
CGC / Canopy Growth Corporation
F / Ford Motor Company
SH / ProShares Trust - ProShares Short S&P500
ONCT / Oncternal Therapeutics, Inc.
PFE / Pfizer Inc.
GILD / Gilead Sciences, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
GUT / The Gabelli Utility Trust
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
CI / The Cigna Group
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
US163072AA98 / Cheesecake Factory Inc/The
NOC / Northrop Grumman Corporation
US70509VAA89 / Pebblebrook Hotel Trust
OKE / ONEOK, Inc.
BA / The Boeing Company
XLSR / SSGA Active Trust - SPDR SSGA US Sector Rotation ETF
VTR / Ventas, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
MCK / McKesson Corporation
NICE / NICE Ltd. - Depositary Receipt (Common Stock)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
US844741BG22 / Southwest Airlines Co
US30063PAC95 / EXACT SCIENCES CORP CONV 0.375% 03/01/2028
ANET / Arista Networks Inc
US91879QAN97 / CONVERTIBLE ZERO
VZ / Verizon Communications Inc.
US55024UAD19 / CONV. NOTE
FLOT / iShares Trust - iShares Floating Rate Bond ETF
DFAT / Dimensional ETF Trust - Dimensional U.S. Targeted Value ETF
SCHW / The Charles Schwab Corporation
IFRA / iShares Trust - iShares U.S. Infrastructure ETF
ABBV / AbbVie Inc.
SCCO / Southern Copper Corporation
XOM / Exxon Mobil Corporation
KO / The Coca-Cola Company
ASML / ASML Holding N.V. - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
CVS / CVS Health Corporation
QCOM / QUALCOMM Incorporated
CVX / Chevron Corporation
GOOGL / Alphabet Inc.
ULTA / Ulta Beauty, Inc.
ADBE / Adobe Inc.
SPGI / S&P Global Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
GLD / SPDR Gold Trust
HD / The Home Depot, Inc.
IBM / International Business Machines Corporation
COST / Costco Wholesale Corporation
PANW / Palo Alto Networks, Inc.
DUK / Duke Energy Corporation
V / Visa Inc.
META / Meta Platforms, Inc.
MRK / Merck & Co., Inc.
MAIN / Main Street Capital Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
WMT / Walmart Inc.
AMD / Advanced Micro Devices, Inc.
SPY / SPDR S&P 500 ETF
JNJ / Johnson & Johnson
UPS / United Parcel Service, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
MU / Micron Technology, Inc.
MCD / McDonald's Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
BRK.B / Berkshire Hathaway Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
HIE / Miller/Howard High Income Equity Fund
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
LOOP / Loop Industries, Inc.
FISR / SSGA Active Trust - SPDR SSGA Fixed Income Sector Rotation ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
DKNG / DraftKings Inc.
TXN / Texas Instruments Incorporated
JEPI / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Equity Premium Income ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
ARCC / Ares Capital Corporation
US345370CZ16 / CONVERTIBLE ZERO
IVW / iShares Trust - iShares S&P 500 Growth ETF
REGN / Regeneron Pharmaceuticals, Inc.