Market Value128,791,000
Total Holdings142
File Date2017-10-25
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
TRIB / Trinity Biotech plc - Depositary Receipt (Common Stock)
GSL / Global Ship Lease, Inc.
PDNLB / Presidential Realty Corporation
MNR / Mach Natural Resources LP
GS.PRA / The Goldman Sachs Group, Inc. - Preferred Stock
SSW.PRD / Seaspan Corp. 7.95% Series D Cumulative Redeemable Perpetual Preferred Shares
TOO / Teekay Offshore Partners L.P.
CHSCP / CHS Inc. - Preferred Stock
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VTNR / Vertex Energy, Inc.
MIN / MFS Intermediate Income Trust
RGLD / Royal Gold, Inc.
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
NLY / Annaly Capital Management, Inc.
HTGC / Hercules Capital, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
TNP / Tsakos Energy Navigation Limited
STAR / iStar Inc
ROIC / Retail Opportunity Investments Corp.
MS.PRA / Morgan Stanley - Preferred Stock
LLDYX / Lord Abbett Investment Trust - Lord Abbett Investor Tr Short Duration Income Fund Class I
ABR / Arbor Realty Trust, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CEMI / Chembio Diagnostics Inc.
VOLT / Tema ETF Trust - Tema Electrification ETF
KW / Kennedy-Wilson Holdings, Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
RDI / Reading International, Inc.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
CVU / CPI Aerostructures, Inc.
PHYS / Sprott Physical Gold Trust
KKR / KKR & Co. Inc.
GM.WS.B / General Motors Company - Warrants 07/10/2019 Call
FAX / Abrdn Asia-Pacific Income Fund Inc
GALT / Galectin Therapeutics Inc.
LORD ABBETT MUNI INCOM N Y SER / (543902209)
BIOS / BioPlus Acquisition Corp - Class A
AMGN / Amgen Inc.
BSGM / BioSig Technologies, Inc.
NFLX / Netflix, Inc.
DVN / Devon Energy Corporation
PEAK / Healthpeak Properties, Inc.
TPR / Tapestry, Inc.
FPNIX / FPA New Income Inc - FPA New Income Fund
BKTI / BK Technologies Corporation
BLRX / BioLineRx Ltd. - Depositary Receipt (Common Stock)
GE / General Electric Company
RILY / B. Riley Financial, Inc.
HUSA / Houston American Energy Corp.
MRK / Merck & Co., Inc.
REM / iShares Trust - iShares Mortgage Real Estate ETF
PPL / Pembina Pipeline Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
ELLH / Elah Holdings, Inc.
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
US00856G1177 / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19
GLD / SPDR Gold Trust
WBA / Walgreens Boots Alliance, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PHFB / Phantom Fiber Corp.
ALLY / Ally Financial Inc.
OHI / Omega Healthcare Investors, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
GD / General Dynamics Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
APDN / Applied DNA Sciences, Inc.
AXGN / Axogen, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
HDV / iShares Trust - iShares Core High Dividend ETF
XPO / XPO, Inc.
GEYI / Global Energy Inc.
DAR / Darling Ingredients Inc.
PG / The Procter & Gamble Company
HCHC / HC2 Holdings Inc
SIR / Select Income REIT
NES / Nuverra Environmental Solutions Inc
PFF / iShares Trust - iShares Preferred and Income Securities ETF
GPRO / GoPro, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
US9220314069 / Vanguard Short-Term Investment Grade Fund
TEMPLETON INCOME TR GLO TOTRTN / (880208855)
ABBV / AbbVie Inc.
M / Macy's, Inc.
IEV / iShares Trust - iShares Europe ETF
BIF / Boulder Growth & Income Fund Inc
XBHKX / BlackRock Core Bond Trust
GOOG / Alphabet Inc.
QQQ / Invesco QQQ Trust, Series 1
CLNS / Colony NorthStar, Inc.
EATON VANCE MUNS TR EV NY MUN / (27826L322)
RIVERPARK FDS TR STRAT INC RTA / (76882K751)
AERI / Aerie Pharmaceuticals Inc
VSAT / Viasat, Inc.
ALLIANCEBERNSTEIN MUN N Y PTFL / (018642207)
BRK.B / Berkshire Hathaway Inc.
CORR / CorEnergy Infrastructure Trust, Inc.
MCD / McDonald's Corporation
FRANKLIN NEW YORK TAX FREE / (354130106)
LEUTHOLD FDS INC GRIZZLY SHORT / (527289300)
NES / Nuverra Environmental Solutions Inc
SPNRF / Sparton Resources Inc.
CLDX / Celldex Therapeutics, Inc.
KTOS / Kratos Defense & Security Solutions, Inc.
C / Citigroup Inc.
GS.PRB / Goldman Sachs Group, 6.20% Dep Shares Non-cumul Preferred, Stock Series B
VZ / Verizon Communications Inc.
T / AT&T Inc.
FDX / FedEx Corporation
DIS / The Walt Disney Company
CIM / Chimera Investment Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
RMTI / Rockwell Medical, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
MET / MetLife, Inc.
CNOB / ConnectOne Bancorp, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
TK / Teekay Corporation Ltd.
19041P105 / CBS Corp.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
MCR / MFS Charter Income Trust
OEF / iShares Trust - iShares S&P 100 ETF
GM / General Motors Company
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
BSL / Blackstone Senior Floating Rate 2027 Term Fund
TWO / Two Harbors Investment Corp.
VWTR / Vidler Water Resources Inc
META / Meta Platforms, Inc.
MDLZ / Mondelez International, Inc.
R2U / Red Lion Hotels Corporation
BRK.A / Berkshire Hathaway Inc.
SRPT / Sarepta Therapeutics, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
COP / ConocoPhillips
AIG / American International Group, Inc.
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MPW / Medical Properties Trust, Inc.
CSCO / Cisco Systems, Inc.
JNJ / Johnson & Johnson
BLIN / Bridgeline Digital, Inc.
MFA / MFA Financial, Inc.
AMZN / Amazon.com, Inc.
RWT / Redwood Trust, Inc.
CTSH / Cognizant Technology Solutions Corporation
CL / Colgate-Palmolive Company
ESI / Element Solutions Inc
MSFT / Microsoft Corporation