Market Value128,186,000
Total Holdings137
File Date2018-02-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
TRIB / Trinity Biotech plc - Depositary Receipt (Common Stock)
GSL / Global Ship Lease, Inc.
PDNLB / Presidential Realty Corporation
MNR / Mach Natural Resources LP
GS.PRA / The Goldman Sachs Group, Inc. - Preferred Stock
SSW.PRD / Seaspan Corp. 7.95% Series D Cumulative Redeemable Perpetual Preferred Shares
CHSCP / CHS Inc. - Preferred Stock
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VTNR / Vertex Energy, Inc.
RWT / Redwood Trust, Inc.
MIN / MFS Intermediate Income Trust
RGLD / Royal Gold, Inc.
NLY / Annaly Capital Management, Inc.
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
OEF / iShares Trust - iShares S&P 100 ETF
HTGC / Hercules Capital, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
TNP / Tsakos Energy Navigation Limited
STAR / iStar Inc
ROIC / Retail Opportunity Investments Corp.
MS.PRA / Morgan Stanley - Preferred Stock
LLDYX / Lord Abbett Investment Trust - Lord Abbett Investor Tr Short Duration Income Fund Class I
ABR / Arbor Realty Trust, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CEMI / Chembio Diagnostics Inc.
KW / Kennedy-Wilson Holdings, Inc.
VOLT / Tema ETF Trust - Tema Electrification ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
RDI / Reading International, Inc.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
CVU / CPI Aerostructures, Inc.
PHYS / Sprott Physical Gold Trust
COP / ConocoPhillips
GM.WS.B / General Motors Company - Warrants 07/10/2019 Call
FAX / Abrdn Asia-Pacific Income Fund Inc
GALT / Galectin Therapeutics Inc.
STON / StoneMor Inc
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
AMGN / Amgen Inc.
CORR / CorEnergy Infrastructure Trust, Inc.
INTC / Intel Corporation
ABBV / AbbVie Inc.
ELLH / Elah Holdings, Inc.
QQQ / Invesco QQQ Trust, Series 1
VWTR / Vidler Water Resources Inc
FRANKLIN NEW YORK TAX FREE / (354130106)
MET / MetLife, Inc.
EATON VANCE MUNS TR EV NY MUN / (27826L322)
NFLX / Netflix, Inc.
PEAK / Healthpeak Properties, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TPR / Tapestry, Inc.
BLRX / BioLineRx Ltd. - Depositary Receipt (Common Stock)
GE / General Electric Company
MRK / Merck & Co., Inc.
FPNIX / FPA New Income Inc - FPA New Income Fund
KTOS / Kratos Defense & Security Solutions, Inc.
C / Citigroup Inc.
XPO / XPO, Inc.
ALLY / Ally Financial Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
RIVERPARK FDS TR STRAT INC RTA / (76882K751)
BIOS / BioPlus Acquisition Corp - Class A
APDN / Applied DNA Sciences, Inc.
VSAT / Viasat, Inc.
PTY / Partway Group Plc
PPL / Pembina Pipeline Corporation
TOO / Teekay Offshore Partners L.P.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
WBA / Walgreens Boots Alliance, Inc.
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
HDV / iShares Trust - iShares Core High Dividend ETF
XBHKX / BlackRock Core Bond Trust
MCD / McDonald's Corporation
GOOG / Alphabet Inc.
TEMPLETON INCOME TR GLO TOTRTN / (880208855)
OHI / Omega Healthcare Investors, Inc.
RMTI / Rockwell Medical, Inc.
LEUTHOLD FDS INC GRIZZLY SHORT / (527289300)
LORD ABBETT MUNI INCOM N Y SER / (543902209)
REM / iShares Trust - iShares Mortgage Real Estate ETF
19041P105 / CBS Corp.
US00856G1177 / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19
PG / The Procter & Gamble Company
GD / General Dynamics Corporation
SIR / Select Income REIT
BRK.B / Berkshire Hathaway Inc.
IEV / iShares Trust - iShares Europe ETF
CLDX / Celldex Therapeutics, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
M / Macy's, Inc.
GLD / SPDR Gold Trust
PFF / iShares Trust - iShares Preferred and Income Securities ETF
HCHC / HC2 Holdings Inc
BIF / Boulder Growth & Income Fund Inc
CLNS / Colony NorthStar, Inc.
ALLIANCEBERNSTEIN MUN N Y PTFL / (018642207)
ROKU / Roku, Inc.
NES / Nuverra Environmental Solutions Inc
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
DAR / Darling Ingredients Inc.
VZ / Verizon Communications Inc.
T / AT&T Inc.
DVN / Devon Energy Corporation
GEYI / Global Energy Inc.
FDX / FedEx Corporation
TK / Teekay Corporation Ltd.
DIS / The Walt Disney Company
CIM / Chimera Investment Corporation
US9220314069 / Vanguard Short-Term Investment Grade Fund
MDT / Medtronic plc
SNY / Sanofi - Depositary Receipt (Common Stock)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
CNOB / ConnectOne Bancorp, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
KKR / KKR & Co. Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
JNJ / Johnson & Johnson
BCS / Barclays PLC - Depositary Receipt (Common Stock)
MCR / MFS Charter Income Trust
SRPT / Sarepta Therapeutics, Inc.
GM / General Motors Company
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
BSL / Blackstone Senior Floating Rate 2027 Term Fund
TWO / Two Harbors Investment Corp.
META / Meta Platforms, Inc.
BKTI / BK Technologies Corporation
MDLZ / Mondelez International, Inc.
R2U / Red Lion Hotels Corporation
BRK.A / Berkshire Hathaway Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
GS.PRB / Goldman Sachs Group, 6.20% Dep Shares Non-cumul Preferred, Stock Series B
IYY / iShares Trust - iShares Dow Jones U.S. ETF
AIG / American International Group, Inc.
BMY / Bristol-Myers Squibb Company
MPW / Medical Properties Trust, Inc.
PFE / Pfizer Inc.
JCI / Johnson Controls International plc
HUSA / Houston American Energy Corp.
CTSH / Cognizant Technology Solutions Corporation
CSCO / Cisco Systems, Inc.
AAPL / Apple Inc.
AERI / Aerie Pharmaceuticals Inc
MFA / MFA Financial, Inc.
AMZN / Amazon.com, Inc.
CL / Colgate-Palmolive Company
RILY / B. Riley Financial, Inc.
ESI / Element Solutions Inc
MSFT / Microsoft Corporation