Market Value125,961,000
Total Holdings235
File Date2014-05-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AOL /
AFFX / Affymetrix, Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
AWF / AllianceBernstein Global High Income Fund
AGNC / AGNC Investment Corp.
APU / AmeriGas Partners, L.P.
UPS / United Parcel Service, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
SEEL / Seelos Therapeutics, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BEAM / Beam Therapeutics Inc.
BFZ / BlackRock California Municipal Income Trust
NYT / The New York Times Company
CSQ / Calamos Strategic Total Return Fund
CVX / Chevron Corporation
ORCL / Oracle Corporation
AAPL / Apple Inc.
CL / Colgate-Palmolive Company
CELG / Celgene Corp.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CNP / CenterPoint Energy, Inc.
CPHD / Cepheid
CHK / Chesapeake Energy Corporation
WDAY / Workday, Inc.
CYN / Cyngn Inc.
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
TAO / Invesco China Real Estate ETF
XOM / Exxon Mobil Corporation
CORT / Corcept Therapeutics Incorporated
232820100 / Cytec Industries Inc.
SITE / SiteOne Landscape Supply, Inc.
SGHAX / Deutsche DWS Income Trust - DWS Global High Income Fund Class A
BDD / DB Base Metals Double Long ETN due 6/1/2038
YINN / Direxion Shares ETF Trust - Direxion Daily FTSE China Bull 3X Shares
DIREXION SHS ETF TR / DAILY GOLD MINER (25459Y389)
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
DBL / DoubleLine Opportunistic Credit Fund
DOW / Dow Inc.
F_KZ / Ford Motor Company
DRRX / DURECT Corporation
DVAX / Dynavax Technologies Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EVV / Eaton Vance Limited Duration Income Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EW / Edwards Lifesciences Corporation
EEP / Enbridge Energy Partners, L.P.
ARCC / Ares Capital Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
OXY / Occidental Petroleum Corporation
LUMN / Lumen Technologies, Inc.
FEYE / FireEye Inc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EBAY / eBay Inc.
DE / Deere & Company
LEN / Lennar Corporation
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
DIS / The Walt Disney Company
AMAT / Applied Materials, Inc.
IBM / International Business Machines Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
META / Meta Platforms, Inc.
WFC / Wells Fargo & Company
SLB / Schlumberger Limited
CSCO / Cisco Systems, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
FTR / Frontier Communications Corp.
WY / Weyerhaeuser Company
FIO / Franklin Income Opportunities Fund
GRX / The Gabelli Healthcare & Wellness Trust
GE / General Electric Company
GM.WS.A / General Motors Company Call
GM.WS.B / General Motors Company - Warrants 07/10/2019 Call
GREK / Global X Funds - Global X MSCI Greece ETF
SOCL / Global X Funds - Global X Social Media ETF
GG / Goldcorp, Inc.
HQH / Abrdn Healthcare Investors
TURN / 180 Degree Capital Corp.
CUBA / The Herzfeld Caribbean Basin Fund Inc.
HPQ / HP Inc.
HIW / Highwoods Properties, Inc.
HFC / HollyFrontier Corp
IVR / Invesco Mortgage Capital Inc.
IAU / iShares Gold Trust
EWP / iShares, Inc. - iShares MSCI Spain ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IXC / iShares Trust - iShares Global Energy ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IEV / iShares Trust - iShares Europe ETF
ICLN / iShares Trust - iShares Global Clean Energy ETF
GLJ / iShares Trust
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
HDV / iShares Trust - iShares Core High Dividend ETF
KSU / Kansas City Southern
RIT / LMP Real Estate Income Fund, Inc.
LNKD / LinkedIn Corp.
MAC / The Macerich Company
MADISON STRTG SECTOR PREM FD / (558268108)
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / GBL ALTER ENRG (57061R593)
MET / MetLife, Inc.
MXE / Mexico Equity & Income Fund Inc.
MCP /
61166W101 / Monsanto Co.
MSF / Morgan Stanley Emerging Markets Fund, Inc.
NOV / NOV Inc.
AXP / American Express Company
NG / NovaGold Resources Inc.
JPS / Nuveen Preferred & Income Securities Fund
OMC / Omnicom Group Inc.
P / Pandora Media, Inc.
PCN / PIMCO Corporate & Income Strategy Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PBI / Pitney Bowes Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
0PP / Portola Pharmaceuticals Inc
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
PGJ / Invesco Exchange-Traded Fund Trust - Invesco Golden Dragon China ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
RF / Regions Financial Corporation
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SIRI / Sirius XM Holdings Inc.
83416T100 / SolarCity Corp
STT / State Street Corporation
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
TWC / Spectrum Management Holding Company LLC
TRP / TC Energy Corporation
TKF / Turkish Investment Fund, Inc.
FOX / Fox Corporation
TWTR / Twitter Inc
UTEK / Ultratech, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VMW / Vmware Inc. - Class A
TGT / Target Corporation
WAG /
EMD / Western Asset Emerging Markets Debt Fund Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
AABA / Altaba Inc
COV /
QGEN / Qiagen N.V.
HON / Honeywell International Inc.
AVB / AvalonBay Communities, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
MSFT / Microsoft Corporation
RWT / Redwood Trust, Inc.
NKE / NIKE, Inc.
JPM / JPMorgan Chase & Co.
COF / Capital One Financial Corporation
UNP / Union Pacific Corporation
MDT / Medtronic plc
INTC / Intel Corporation
PFE / Pfizer Inc.
BRK.B / Berkshire Hathaway Inc.
GIS / General Mills, Inc.
HD / The Home Depot, Inc.
AFL / Aflac Incorporated
IBB / iShares Trust - iShares Biotechnology ETF
HAL / Halliburton Company
GM / General Motors Company
KO / The Coca-Cola Company
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
EMR / Emerson Electric Co.
NFG / National Fuel Gas Company
MMM / 3M Company
ISRG / Intuitive Surgical, Inc.
FCX / Freeport-McMoRan Inc.
ITW / Illinois Tool Works Inc.
BDX / Becton, Dickinson and Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
GILD / Gilead Sciences, Inc.
DVN / Devon Energy Corporation
GOOGL / Alphabet Inc.
V / Visa Inc.
SBUX / Starbucks Corporation
USB / U.S. Bancorp
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BMY / Bristol-Myers Squibb Company
TRV / The Travelers Companies, Inc.
FBIN / Fortune Brands Innovations, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
FDX / FedEx Corporation
MTN / Vail Resorts, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
IWB / iShares Trust - iShares Russell 1000 ETF
HRL / Hormel Foods Corporation
IGR / CBRE Global Real Estate Income Fund
CMCSA / Comcast Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
COP / ConocoPhillips
GLD / SPDR Gold Trust
KIM / Kimco Realty Corporation
T / AT&T Inc.
BAX / Baxter International Inc.
PG / The Procter & Gamble Company
PEP / PepsiCo, Inc.
AMGN / Amgen Inc.
WTRG / Essential Utilities, Inc.
JNJ / Johnson & Johnson
VZ / Verizon Communications Inc.
MCD / McDonald's Corporation
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
CMCSA / Comcast Corporation
AMZN / Amazon.com, Inc.
BLK / BlackRock, Inc.
CLX / The Clorox Company