Market Value128,506,000
Total Holdings197
File Date2014-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
OXY / Occidental Petroleum Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
M / Macy's, Inc.
IVR / Invesco Mortgage Capital Inc.
APU / AmeriGas Partners, L.P.
FIO / Franklin Income Opportunities Fund
EVV / Eaton Vance Limited Duration Income Fund
0PP / Portola Pharmaceuticals Inc
IXC / iShares Trust - iShares Global Energy ETF
TAO / Invesco China Real Estate ETF
RIT / LMP Real Estate Income Fund, Inc.
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
IEV / iShares Trust - iShares Europe ETF
GT / The Goodyear Tire & Rubber Company
SITE / SiteOne Landscape Supply, Inc.
ECA / EnCana Corp.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
AOL /
DBL / DoubleLine Opportunistic Credit Fund
HUN / Huntsman Corporation
XOM / Exxon Mobil Corporation
UNP / Union Pacific Corporation
FTR / Frontier Communications Corp.
TGT / Target Corporation
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
CELG / Celgene Corp.
UPS / United Parcel Service, Inc.
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
PBI / Pitney Bowes Inc.
SIRI / Sirius XM Holdings Inc.
LUMN / Lumen Technologies, Inc.
CORT / Corcept Therapeutics Incorporated
FEYE / FireEye Inc
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
MADISON STRTG SECTOR PREM FD / (558268108)
DEUTSCHE GLOBAL HIGH INCOME / (25158V108)
UTEK / Ultratech, Inc.
AABA / Altaba Inc
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
LNKD / LinkedIn Corp.
AGNC / AGNC Investment Corp.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
GG / Goldcorp, Inc.
TWC / Spectrum Management Holding Company LLC
PGJ / Invesco Exchange-Traded Fund Trust - Invesco Golden Dragon China ETF
EEP / Enbridge Energy Partners, L.P.
CGW / Invesco Exchange-Traded Fund Trust II - Invesco S&P Global Water Index ETF
GM.WS.A / General Motors Company
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
83416T100 / SolarCity Corp
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
QQQ / Invesco QQQ Trust, Series 1
MCP /
PCN / PIMCO Corporate & Income Strategy Fund
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
TIP / iShares Trust - iShares TIPS Bond ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
VMW / Vmware Inc. - Class A
HQH / Abrdn Healthcare Investors
TURN / 180 Degree Capital Corp.
CYN / Cyngn Inc.
EWP / iShares, Inc. - iShares MSCI Spain ETF
COV /
232820100 / Cytec Industries Inc.
CPHD / Cepheid
MXE / Mexico Equity & Income Fund Inc.
JPS / Nuveen Preferred & Income Securities Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
P / Pandora Media, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
DBC / Invesco DB Commodity Index Tracking Fund
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
WAG /
ICLN / iShares Trust - iShares Global Clean Energy ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
SGHAX / Deutsche DWS Income Trust - DWS Global High Income Fund Class A
BKCC / BlackRock Capital Investment Corporation
NLY / Annaly Capital Management, Inc.
AWF / AllianceBernstein Global High Income Fund
CSQ / Calamos Strategic Total Return Fund
MSF / Morgan Stanley Emerging Markets Fund, Inc.
BFZ / BlackRock California Municipal Income Trust
NG / NovaGold Resources Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
APA / APA Corporation
DOW / Dow Inc.
DRRX / DURECT Corporation
HIW / Highwoods Properties, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
RF / Regions Financial Corporation
/ Voya Prime Rate Trust
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
QGEN / Qiagen N.V.
CNP / CenterPoint Energy, Inc.
STT / State Street Corporation
FOX / Fox Corporation
OMC / Omnicom Group Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VUG / Vanguard Index Funds - Vanguard Growth ETF
BLK / BlackRock, Inc.
HPQ / HP Inc.
HFC / HollyFrontier Corp
GM.WS.B / General Motors Company - Warrants 07/10/2019
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
MET / MetLife, Inc.
AXP / American Express Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
KIM / Kimco Realty Corporation
MMM / 3M Company
PSX / Phillips 66
EWG / iShares, Inc. - iShares MSCI Germany ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SBUX / Starbucks Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
IWB / iShares Trust - iShares Russell 1000 ETF
WDAY / Workday, Inc.
GE / General Electric Company
ISRG / Intuitive Surgical, Inc.
GM / General Motors Company
SLB / Schlumberger Limited
DIS / The Walt Disney Company
IHI / iShares Trust - iShares U.S. Medical Devices ETF
IGR / CBRE Global Real Estate Income Fund
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
EFA / iShares Trust - iShares MSCI EAFE ETF
AFFX / Affymetrix, Inc.
DE / Deere & Company
CSCO / Cisco Systems, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
NYT / The New York Times Company
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
CL / Colgate-Palmolive Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
T / AT&T Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
PEP / PepsiCo, Inc.
GLD / SPDR Gold Trust
INTC / Intel Corporation
BDX / Becton, Dickinson and Company
WTRG / Essential Utilities, Inc.
META / Meta Platforms, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
WFC / Wells Fargo & Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
COST / Costco Wholesale Corporation
PG / The Procter & Gamble Company
LEN / Lennar Corporation
SEEL / Seelos Therapeutics, Inc.
CLX / The Clorox Company
IBB / iShares Trust - iShares Biotechnology ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TWTR / Twitter Inc
AMZN / Amazon.com, Inc.
RWT / Redwood Trust, Inc.
RIG / Transocean Ltd.
DVAX / Dynavax Technologies Corporation
GLW / Corning Incorporated
EBAY / eBay Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
AVB / AvalonBay Communities, Inc.
IAU / iShares Gold Trust
CMCSA / Comcast Corporation
JPM / JPMorgan Chase & Co.
IONS / Ionis Pharmaceuticals, Inc.
HAL / Halliburton Company
GILD / Gilead Sciences, Inc.
F_KZ / Ford Motor Company
ITW / Illinois Tool Works Inc.
ARCC / Ares Capital Corporation
BAX / Baxter International Inc.
WMT / Walmart Inc.
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
HRL / Hormel Foods Corporation
CMCSA / Comcast Corporation
GIS / General Mills, Inc.
EMR / Emerson Electric Co.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
WY / Weyerhaeuser Company
AMAT / Applied Materials, Inc.
AFL / Aflac Incorporated
GOOG / Alphabet Inc.
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
MDT / Medtronic plc
GOOGL / Alphabet Inc.
PFE / Pfizer Inc.
COF / Capital One Financial Corporation
ORCL / Oracle Corporation
CVX / Chevron Corporation
BRK.B / Berkshire Hathaway Inc.
COP / ConocoPhillips
DVN / Devon Energy Corporation
TRV / The Travelers Companies, Inc.
FBIN / Fortune Brands Innovations, Inc.
VZ / Verizon Communications Inc.
KO / The Coca-Cola Company
FCX / Freeport-McMoRan Inc.
V / Visa Inc.
FDX / FedEx Corporation
NFG / National Fuel Gas Company
MSFT / Microsoft Corporation
JNJ / Johnson & Johnson
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
MCD / McDonald's Corporation
USB / U.S. Bancorp
BMY / Bristol-Myers Squibb Company
AMGN / Amgen Inc.