Market Value123,283,000
Total Holdings243
File Date2015-11-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DRRX / DURECT Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
HDV / iShares Trust - iShares Core High Dividend ETF
AFFX / Affymetrix, Inc.
WFC / Wells Fargo & Company
M / Macy's, Inc.
BK / The Bank of New York Mellon Corporation
IBM / International Business Machines Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BMY / Bristol-Myers Squibb Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
DE / Deere & Company
CL / Colgate-Palmolive Company
NVS / Novartis AG - Depositary Receipt (Common Stock)
ROST / Ross Stores, Inc.
CSCO / Cisco Systems, Inc.
COST / Costco Wholesale Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HAL / Halliburton Company
BOX / Box, Inc.
CG / The Carlyle Group Inc.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
JRS / Nuveen Real Estate Income Fund
JFR / Nuveen Floating Rate Income Fund
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
SO / The Southern Company
ILMN / Illumina, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
OKE / ONEOK, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DBC / Invesco DB Commodity Index Tracking Fund
SWKS / Skyworks Solutions, Inc.
GT / The Goodyear Tire & Rubber Company
CORT / Corcept Therapeutics Incorporated
ALU / Alcatel Lucent
SDRL / Seadrill Limited
XOM / Exxon Mobil Corporation
CVX / Chevron Corporation
AAPL / Apple Inc.
AMZN / Amazon.com, Inc.
UDR / UDR, Inc.
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
WDAY / Workday, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
LNKD / LinkedIn Corp.
DNP / DNP Select Income Fund Inc.
ICLN / iShares Trust - iShares Global Clean Energy ETF
URBN / Urban Outfitters, Inc.
FTR / Frontier Communications Corp.
61166W101 / Monsanto Co.
AMAT / Applied Materials, Inc.
UPS / United Parcel Service, Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
EBAY / eBay Inc.
GOLD / Barrick Mining Corporation
TRV / The Travelers Companies, Inc.
EIX / Edison International
TBRA / Tobira Therapeutics, Inc.
TSLA / Tesla, Inc.
KSU / Kansas City Southern
OXY / Occidental Petroleum Corporation
SIRI / Sirius XM Holdings Inc.
CELG / Celgene Corp.
CRC / California Resources Corporation
HFC / HollyFrontier Corp
FEYE / FireEye Inc
DUK / Duke Energy Corporation
018490100 / Allergan plc
AABA / Altaba Inc
MADISON STRTG SECTOR PREM FD / (558268108)
PBI / Pitney Bowes Inc.
APU / AmeriGas Partners, L.P.
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
PCN / PIMCO Corporate & Income Strategy Fund
GM.WS.A / General Motors Company Call
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
WWAV / The WhiteWave Foods Co.
AWF / AllianceBernstein Global High Income Fund
GG / Goldcorp, Inc.
VCV / Invesco California Value Municipal Income Trust
VRTV / Veritiv Corp
NTG / Tortoise Midstream Energy Fund, Inc.
PGJ / Invesco Exchange-Traded Fund Trust - Invesco Golden Dragon China ETF
TYG / Tortoise Energy Infrastructure Corporation
LC / LendingClub Corporation
GM.WS.A / General Motors Company
ORM / Owens Realty Mortgage, Inc.
MSF / Morgan Stanley Emerging Markets Fund, Inc.
83416T100 / SolarCity Corp
TDC / Teradata Corporation
RIT / LMP Real Estate Income Fund, Inc.
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
PNY / Piedmont Natural Gas Co., Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
CYN / Cyngn Inc.
SIGI / Selective Insurance Group, Inc.
HCN / Welltower Inc.
232820100 / Cytec Industries Inc.
CPHD / Cepheid
MXE / Mexico Equity & Income Fund Inc.
EVV / Eaton Vance Limited Duration Income Fund
OKS / ONEOK Partners, L.P.
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
CSQ / Calamos Strategic Total Return Fund
ACCO / ACCO Brands Corporation
EQL / ALPS ETF Trust - ALPS Equal Sector Weight ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
BXLT / Baxalta Incorporated
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
UTEK / Ultratech, Inc.
IXC / iShares Trust - iShares Global Energy ETF
TURN / 180 Degree Capital Corp.
VAC / Marriott Vacations Worldwide Corporation
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
JPS / Nuveen Preferred & Income Securities Fund
P / Pandora Media, Inc.
QQQ / Invesco QQQ Trust, Series 1
DEUTSCHE GLOBAL HIGH INCOME / (25158V108)
JPC / Nuveen Preferred & Income Opportunities Fund
XPFNX / PIMCO Income Strategy Fund II
VMW / Vmware Inc. - Class A
DBL / DoubleLine Opportunistic Credit Fund
TWC / Spectrum Management Holding Company LLC
XCEMX / Clearbridge Energy MLP Fund Inc
EEP / Enbridge Energy Partners, L.P.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
SNH / Senior Housing Properties Trust
BFZ / BlackRock California Municipal Income Trust
MAR / Marriott International, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
HPQ / HP Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
DOW / Dow Inc.
APA / APA Corporation
TWX / Warner Media LLC
HIW / Highwoods Properties, Inc.
PCG / PG&E Corporation
RF / Regions Financial Corporation
CMCSA / Comcast Corporation
/ Voya Prime Rate Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CNP / CenterPoint Energy, Inc.
QGEN / Qiagen N.V.
EFA / iShares Trust - iShares MSCI EAFE ETF
RL / Ralph Lauren Corporation
ESRX / Express Scripts Holding Co.
0PP / Portola Pharmaceuticals Inc
AXP / American Express Company
PFG / Principal Financial Group, Inc.
CHK / Chesapeake Energy Corporation
PEG / Public Service Enterprise Group Incorporated
FOX / Fox Corporation
SITE / SiteOne Landscape Supply, Inc.
OMC / Omnicom Group Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
DVA / DaVita Inc.
GM.WS.B / General Motors Company - Warrants 07/10/2019
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
LEN / Lennar Corporation
CERN / Cerner Corp.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
REGN / Regeneron Pharmaceuticals, Inc.
GE / General Electric Company
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
TWTR / Twitter Inc
MET / MetLife, Inc.
NCR / NCR Corp.
SEEL / Seelos Therapeutics, Inc.
RWT / Redwood Trust, Inc.
MRK / Merck & Co., Inc.
NKE / NIKE, Inc.
GIS / General Mills, Inc.
BRK.B / Berkshire Hathaway Inc.
PG / The Procter & Gamble Company
MCD / McDonald's Corporation
DVAX / Dynavax Technologies Corporation
AVB / AvalonBay Communities, Inc.
MMM / 3M Company
GSK / GSK plc - Depositary Receipt (Common Stock)
GM.WS.B / General Motors Company - Warrants 07/10/2019 Call
QCOM / QUALCOMM Incorporated
RRC / Range Resources Corporation
BKNG / Booking Holdings Inc.
GOOGL / Alphabet Inc.
WMT / Walmart Inc.
AEP / American Electric Power Company, Inc.
IONS / Ionis Pharmaceuticals, Inc.
IGR / CBRE Global Real Estate Income Fund
ETSY / Etsy, Inc.
MA / Mastercard Incorporated
BDX / Becton, Dickinson and Company
MDT / Medtronic plc
AMGN / Amgen Inc.
EMN / Eastman Chemical Company
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
FBIN / Fortune Brands Innovations, Inc.
GM / General Motors Company
IBB / iShares Trust - iShares Biotechnology ETF
SLB / Schlumberger Limited
AFL / Aflac Incorporated
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
KO / The Coca-Cola Company
CLX / The Clorox Company
T / AT&T Inc.
META / Meta Platforms, Inc.
JPM / JPMorgan Chase & Co.
GOOG / Alphabet Inc.
F_KZ / Ford Motor Company
COF / Capital One Financial Corporation
BAX / Baxter International Inc.
HD / The Home Depot, Inc.
BA / The Boeing Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
V / Visa Inc.
NFG / National Fuel Gas Company
LUV / Southwest Airlines Co.
C / Citigroup Inc.
IP / International Paper Company
KIM / Kimco Realty Corporation
LMT / Lockheed Martin Corporation
ISRG / Intuitive Surgical, Inc.
FDX / FedEx Corporation
USB / U.S. Bancorp
COP / ConocoPhillips
UNP / Union Pacific Corporation
ITCI / Intra-Cellular Therapies, Inc.
NYT / The New York Times Company
WY / Weyerhaeuser Company
PFE / Pfizer Inc.
BAC / Bank of America Corporation
INTC / Intel Corporation
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
MSFT / Microsoft Corporation
EMR / Emerson Electric Co.
DIS / The Walt Disney Company
WTRG / Essential Utilities, Inc.
PYPL / PayPal Holdings, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NTAP / NetApp, Inc.
GILD / Gilead Sciences, Inc.
HON / Honeywell International Inc.
FCX / Freeport-McMoRan Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
DVN / Devon Energy Corporation
ORCL / Oracle Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
HRL / Hormel Foods Corporation
GLD / SPDR Gold Trust
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
SBUX / Starbucks Corporation
JNJ / Johnson & Johnson
ITW / Illinois Tool Works Inc.
PEP / PepsiCo, Inc.
PANW / Palo Alto Networks, Inc.
CMCSA / Comcast Corporation
VZ / Verizon Communications Inc.
CAT / Caterpillar Inc.
WBA / Walgreens Boots Alliance, Inc.