Market Value997,732,000
Total Holdings138
File Date2013-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AFL / Aflac Incorporated
LO /
ADBE / Adobe Inc.
A / Agilent Technologies, Inc.
ALK / Alaska Air Group, Inc.
ADS / Bread Financial Holdings Inc
YNDX / Yandex N.V.
AXP / American Express Company
AAPL / Apple Inc.
C / Citigroup Inc.
NIB / Barclays Bank PLC - ZC SP ETN REDEEM 24/06/2038 USD 50
GS / The Goldman Sachs Group, Inc.
SPGI / S&P Global Inc.
BRK.B / Berkshire Hathaway Inc.
BIIB / Biogen Inc.
BA / The Boeing Company
CI / The Cigna Group
CPN / Calpine Corp.
COF / Capital One Financial Corporation
CAH / Cardinal Health, Inc.
LUMN / Lumen Technologies, Inc.
GUGGENHEIM/SABRIENT INSIDER ETF / ETF (18383M209)
GUGGENHEIM/BEACON SPIN-OFF ETF / ETF (18383M605)
GUGGENHEIM/RAYMOND JAMES SB1 ETF / ETF (18383M613)
TPR / Tapestry, Inc.
CL / Colgate-Palmolive Company
DBRG / DigitalBridge Group, Inc.
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
DWS MUN INCOME TR COM / (23338M106)
DFS / Discover Financial Services
DISH / DISH Network Corporation
DTV / DTE Energy Company
DLTR / Dollar Tree, Inc.
EBAY / eBay Inc.
EPC / Edgewell Personal Care Company
ESRX / Express Scripts Holding Co.
OCSL / Oaktree Specialty Lending Corporation
FL / Foot Locker, Inc.
GE / General Electric Company
GM / General Motors Company
GILD / Gilead Sciences, Inc.
GURU / Global X Funds - Global X Guru Index ETF
GOOGL / Alphabet Inc.
GIB.A / CGI Inc.
HCA / HCA Healthcare, Inc.
HPQ / HP Inc.
HON / Honeywell International Inc.
HBAN / Huntington Bancshares Incorporated
ITW / Illinois Tool Works Inc.
IBM / International Business Machines Corporation
IVR / Invesco Mortgage Capital Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
ISHARES INC MSCI UTD KINGDM / ETF (464286699)
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
EWY / iShares, Inc. - iShares MSCI South Korea ETF
EZA / iShares, Inc. - iShares MSCI South Africa ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
TIP / iShares Trust - iShares TIPS Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ILF / iShares Trust - iShares Latin America 40 ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWV / iShares Trust - iShares Russell 3000 ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
EUFN / iShares Trust - iShares MSCI Europe Financials ETF
JPM / JPMorgan Chase & Co.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JOY / Joy Global, Inc.
US00C4U1L353 / Mylan N.V.
KSS / Kohl's Corporation
LNC / Lincoln National Corporation
MARKET VECTORS SEMICONDUCTOR ETF / ETF (57060U233)
MAT / Mattel, Inc.
MDLZ / Mondelez International, Inc.
MCO / Moody's Corporation
NBH / Neuberger Berman Municipal Fund Inc.
JWN / Nordstrom, Inc.
NRF / NorthStar Realty Finance Corp.
OMEX / Odyssey Marine Exploration, Inc.
ORCL / Oracle Corporation
PM / Philip Morris International Inc.
PSX / Phillips 66
POWERSHARES LISTED PRIVATE EQUITY ETF / ETF (73935X195)
POWERSHARES BUYBACK ACHIEVERS ETF / ETF (73935X286)
PROSHARES SHORT S&P 500 ETF / ETF (74347R503)
PROSHARES SHORT SMALL CAP 600 / ETF (74347R784)
UKF / ProShares Ultra Russell1000 Growth
REK / ProShares Trust - ProShares Short Real Estate
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
PRU / Prudential Financial, Inc.
RAX / Rackspace Hosting, Inc.
RDN / Radian Group Inc.
ROK / Rockwell Automation, Inc.
RCI / Rogers Communications Inc.
SPY / SPDR S&P 500 ETF
GMF / SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF
GUR / SPDR(R) S&P(R) EMERGING EUROPE ETF
IRY / SPDR(R) S&P(R) International Health Care Sector ETF
IPD / SPDR(R) S&P(R) International Consumer Discretionary Sector ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SBH / Sally Beauty Holdings, Inc.
SLB / Schlumberger Limited
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SAVE / Spirit Airlines, Inc.
STWD / Starwood Property Trust, Inc.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
STT / State Street Corporation
TJX / The TJX Companies, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TAL / TAL Education Group - Depositary Receipt (Common Stock)
MMM / 3M Company
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
UNP / Union Pacific Corporation
91911K102 / Bausch Health Companies
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
WAG /
WAT / Waters Corporation
WFC / Wells Fargo & Company
WDC / Western Digital Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
WYNN / Wynn Resorts, Limited
ACN / Accenture plc
ESV / Ensco plc
SDRL / Seadrill Limited
ASMLF / ASML Holding N.V.
AVGO / Broadcom Inc.
CHKP / Check Point Software Technologies Ltd.
DXJS / WisdomTree Trust - WisdomTree Japan Hedged SmallCap Equity Fund