Market Value227,362,000
Total Holdings369
File Date2016-10-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ULBI / Ultralife Corporation
LHX / L3Harris Technologies, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BAC / Bank of America Corporation
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
GLD / SPDR Gold Trust
MO / Altria Group, Inc.
BMY / Bristol-Myers Squibb Company
QCOM / QUALCOMM Incorporated
SJM / The J. M. Smucker Company
AET / Aetna, Inc.
/ iShares Morningstar Mid-Cap Value ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
DRW / WisdomTree Trust - WisdomTree Global ex-US Real Estate Fund
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
SXL / Sunoco Logistics Partners L.P.
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
EWS / iShares, Inc. - iShares MSCI Singapore ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
RAI / Reynolds American, Inc.
GM.WS.A / General Motors Company
EWG / iShares, Inc. - iShares MSCI Germany ETF
MMU / Western Asset Managed Municipals Fund Inc.
BIK / SPDR(R) S&P(R) BRIC 40 ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
IXC / iShares Trust - iShares Global Energy ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
IFGL / iShares Trust - iShares International Developed Real Estate ETF
SHPG / Shire Plc.
XPO / XPO, Inc.
CAH / Cardinal Health, Inc.
AMGN / Amgen Inc.
VTR / Ventas, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
HPQ / HP Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
847560109 / Spectra Energy Corp.
TWX / Warner Media LLC
MA / Mastercard Incorporated
DBC / Invesco DB Commodity Index Tracking Fund
CELG / Celgene Corp.
HSY / The Hershey Company
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
BPT / BP Prudhoe Bay Royalty Trust
WPS / iShares Trust - iShares International Developed Property ETF
HTZZ / Hertz Global Holdings Inc. (New)
AAPL / Apple Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
NUAN / Nuance Communications Inc
FTR / Frontier Communications Corp.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
AEP / American Electric Power Company, Inc.
KEY / KeyCorp
ETN / Eaton Corporation plc
HBAN / Huntington Bancshares Incorporated
KO / The Coca-Cola Company
STWD / Starwood Property Trust, Inc.
JPM / JPMorgan Chase & Co.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
INTC / Intel Corporation
ORCL / Oracle Corporation
SPG / Simon Property Group, Inc.
TXN / Texas Instruments Incorporated
V / Visa Inc.
WEN / The Wendy's Company
IGF / iShares Trust - iShares Global Infrastructure ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
BKF / iShares, Inc. - iShares MSCI BIC ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
SOR / Source Capital
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SDLP / Seadrill Partners LLC
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
HPE / Hewlett Packard Enterprise Company
TLN / Talen Energy Corporation
NGG / National Grid plc - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
PFE / Pfizer Inc.
BBWI / Bath & Body Works, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
DEX / Delaware Enhanced Global Dividend & Income Fund
IXJ / iShares Trust - iShares Global Healthcare ETF
ITW / Illinois Tool Works Inc.
YUM / Yum! Brands, Inc.
CSCO / Cisco Systems, Inc.
KMB / Kimberly-Clark Corporation
PPG / PPG Industries, Inc.
USB / U.S. Bancorp
MDSO / Medidata Solutions, Inc.
QQQ / Invesco QQQ Trust, Series 1
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
/ Total S.A.
AABA / Altaba Inc
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
HRI / Herc Holdings Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
CARB / Carbonite, Inc.
EVX / VanEck ETF Trust - VanEck Environmental Services ETF
BKT / BlackRock Income Trust, Inc.
CPI / IndexIQ ETF Trust - IQ Real Return ETF
US85207U1051 / Sprint Corporation
DWM / WisdomTree Trust - WisdomTree International Equity Fund
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
MDD / SPDR(R) S&P(R) INTERNATIONAL MID CAP ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
RAX / Rackspace Hosting, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
IBME / iShares iBonds Sep 2016 AMT-Free Muni Bond ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
ALDW / Alon USA Partners, LP
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
BPK / BlackRock Municipal 2018 Term Trust
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
TCPI / TCP International Holdings Ltd.
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
67075B104 / Nuveen Flexible Investment Income Fund
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
GM.WS.B / General Motors Company - Warrants 07/10/2019
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
LJPC / La Jolla Pharmaceutical Co.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
GT / The Goodyear Tire & Rubber Company
BIIB / Biogen Inc.
BRK.B / Berkshire Hathaway Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
CCP / Care Capital Properties, Inc.
0HCZ / The Allstate Corporation
MS / Morgan Stanley
HIG / The Hartford Insurance Group, Inc.
M6G / The Macerich Company
DOW / Dow Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
LXP / LXP Industrial Trust
SPEM / SPDR Index Shares Funds - SPDR Portfolio Emerging Markets ETF
QEMM / SPDR Index Shares Funds - SPDR MSCI Emerging Markets StrategicFactors ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
WYNN / Wynn Resorts, Limited
HII / Huntington Ingalls Industries, Inc.
T / AT&T Inc.
CM / Canadian Imperial Bank of Commerce
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
/ Voya International High Dividend Equity Income Fund
FCE.A / Forest City Realty Trust, Inc.
CIT / CIT Group Inc
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
GOOGL / Alphabet Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
AMSC / American Superconductor Corporation
IWB / iShares Trust - iShares Russell 1000 ETF
ESRX / Express Scripts Holding Co.
EFA / iShares Trust - iShares MSCI EAFE ETF
SDIV / Global X Funds - Global X SuperDividend ETF
WEC / WEC Energy Group, Inc.
CHKP / Check Point Software Technologies Ltd.
PEP / PepsiCo, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
OEF / iShares Trust - iShares S&P 100 ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
RMRM / RMR Mortgage Trust
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
NOC / Northrop Grumman Corporation
OCN / Ocwen Financial Corporation
SPIB / SPDR Series Trust - SPDR Portfolio Intermediate Term Corporate Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
MUB / iShares Trust - iShares National Muni Bond ETF
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
IOO / iShares Trust - iShares Global 100 ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
TSLA / Tesla, Inc.
HEPA / Hepion Pharmaceuticals, Inc.
AAL / American Airlines Group Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
CHTR / Charter Communications, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
WY / Weyerhaeuser Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
IBM / International Business Machines Corporation
SBUX / Starbucks Corporation
EMR / Emerson Electric Co.
NTRS / Northern Trust Corporation
EXC / Exelon Corporation
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
ABT / Abbott Laboratories
MKC / McCormick & Company, Incorporated
NEE / NextEra Energy, Inc.
DD / DuPont de Nemours, Inc.
AVB / AvalonBay Communities, Inc.
KHC / The Kraft Heinz Company
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
BRK.A / Berkshire Hathaway Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
COST / Costco Wholesale Corporation
WELL / Welltower Inc.
PG / The Procter & Gamble Company
EMN / Eastman Chemical Company
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
DVA / DaVita Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
PNC / The PNC Financial Services Group, Inc.
IDU / iShares Trust - iShares U.S. Utilities ETF
MPC / Marathon Petroleum Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IXN / iShares Trust - iShares Global Tech ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PBI / Pitney Bowes Inc.
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
AMZN / Amazon.com, Inc.
ITT / ITT Inc.
IAU / iShares Gold Trust
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
BA / The Boeing Company
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ROST / Ross Stores, Inc.
BC / Brunswick Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
MMP / Magellan Midstream Partners L.P.
ABB / ABB Ltd. - ADR
IHDG / WisdomTree Trust - WisdomTree International Hedged Quality Dividend Growth Fund
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
GWX / SPDR Index Shares Funds - SPDR S&P International Small Cap ETF
SYY / Sysco Corporation
BHK / BlackRock Core Bond Trust
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
GOOG / Alphabet Inc.
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
ENS / EnerSys
VVX / V2X, Inc.
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
NLY / Annaly Capital Management, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
MAA / Mid-America Apartment Communities, Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
META / Meta Platforms, Inc.
NFRA / FlexShares Trust - FlexShares STOXX Global Broad Infrastructure Index Fund
DIM / WisdomTree Trust - WisdomTree International MidCap Dividend Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
RESP / WisdomTree Trust - WisdomTree U.S. ESG Fund
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
L / Loews Corporation
BAX / Baxter International Inc.
PANW / Palo Alto Networks, Inc.
SLF N / Sun Life Financial Inc.
NLOK / NortonLifeLock Inc
COP / ConocoPhillips
WU / The Western Union Company
HDV / iShares Trust - iShares Core High Dividend ETF
PGR / The Progressive Corporation
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
FUN / Six Flags Entertainment Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
LLY / Eli Lilly and Company
GM / General Motors Company
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MLPA / Global X Funds - Global X MLP ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
PPL / PPL Corporation
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
HTD / John Hancock Tax-Advantaged Dividend Income Fund
SITE / SiteOne Landscape Supply, Inc.
DVYA / iShares, Inc. - iShares Asia/Pacific Dividend ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
UGI / UGI Corporation
SPY / SPDR S&P 500 ETF
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
LUMN / Lumen Technologies, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
MMM / 3M Company
XOM / Exxon Mobil Corporation
IYR / iShares Trust - iShares U.S. Real Estate ETF
WFC / Wells Fargo & Company
CMG / Chipotle Mexican Grill, Inc.
CMCSA / Comcast Corporation
UTF / Cohen & Steers Infrastructure Fund, Inc
UPS / United Parcel Service, Inc.
HD / The Home Depot, Inc.
VZ / Verizon Communications Inc.
PM / Philip Morris International Inc.
TGT / Target Corporation
PH / Parker-Hannifin Corporation
PSX / Phillips 66
JNPR / Juniper Networks, Inc.
SO / The Southern Company
TJX / The TJX Companies, Inc.
F / Ford Motor Company
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
MCD / McDonald's Corporation
ROK / Rockwell Automation, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
MBB / iShares Trust - iShares MBS ETF
NDSN / Nordson Corporation
MDLZ / Mondelez International, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
DFS / Discover Financial Services
LUV / Southwest Airlines Co.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
PSA / Public Storage
TXT / Textron Inc.
MSFT / Microsoft Corporation
ABBV / AbbVie Inc.
LMT / Lockheed Martin Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
JNJ / Johnson & Johnson
CLX / The Clorox Company
AEE / Ameren Corporation
KMI / Kinder Morgan, Inc.
SLB / Schlumberger Limited
MRK / Merck & Co., Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
XYL / Xylem Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VTV / Vanguard Index Funds - Vanguard Value ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
C.WSA / Citigroup, Inc.
FFIV / F5, Inc.
DIS / The Walt Disney Company
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
PFG / Principal Financial Group, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF