Market Value360,633,000
Total Holdings47
File Date2014-11-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
HPI / John Hancock Preferred Income Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWG / iShares, Inc. - iShares MSCI Germany ETF
US73936T4748 / POWERSHARES NATIONAL AMT-
MARKET VECTORS ETF TR / COAL ETF (57060U837)
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
DIREXION SHS ETF TR / INDIA BULL 3X SH (25459Y330)
XNPMX / Nuveen Premium Income Municipal
MARKET VECTORS ETF TR / VIETNAM ETF (57060U761)
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
DIREXION SHS ETF TR / DAILY GOLD MINER (25459Y389)
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
RSX / VanEck ETF Trust - VanEck Russia ETF
PROSHARES TR / REAL EST NEW 11 (74348A871)
SGG / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_SGGB
/ Global X YieldCo & Renewable Energy Income ETF
DOG / ProShares Trust - ProShares Short Dow30
BGH / Barings Global Short Duration High Yield Fund
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
SPPP / Sprott Physical Platinum and Palladium Trust
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
NQS / Nuveen Select Quality Municipal Fund, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
NQI / Nuveen Quality Municipal Fund, Inc.
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
PTY / PIMCO Corporate & Income Opportunity Fund
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
ILF / iShares Trust - iShares Latin America 40 ETF
NUVEEN PREM INCOME MUN FD 4 / (6706K4105)
PROSHARES TR II / VIX STRMFUT ETF (74347W361)
SH / ProShares Trust - ProShares Short S&P500
EWN / iShares, Inc. - iShares MSCI Netherlands ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
XPFLX / PIMCO Income Strategy Fund
JMF / Nuveen Energy MLP Total Return Fund
BKT / BlackRock Income Trust, Inc.
YINN / Direxion Shares ETF Trust - Direxion Daily FTSE China Bull 3X Shares
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
EWD / iShares, Inc. - iShares MSCI Sweden ETF
JQC / Nuveen Credit Strategies Income Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
SLV / iShares Silver Trust
IYR / iShares Trust - iShares U.S. Real Estate ETF
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SPY / SPDR S&P 500 ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
AFB / AllianceBernstein National Municipal Income Fund, Inc.
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
IAU / iShares Gold Trust
HPS / John Hancock Preferred Income Fund III
EFR / Eaton Vance Senior Floating-Rate Trust
GGE / Green Giant Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
DGP / DB Gold Double Long ETN
JPS / Nuveen Preferred & Income Securities Fund
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
RXL / ProShares Trust - ProShares Ultra Health Care
EFT / Eaton Vance Floating-Rate Income Trust
USO / United States Oil Fund, LP - Limited Partnership
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
GSG / iShares S&P GSCI Commodity-Indexed Trust
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
EWP / iShares, Inc. - iShares MSCI Spain ETF
TSI / TCW Strategic Income Fund, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
IWR / iShares Trust - iShares Russell Mid-Cap ETF
DBC / Invesco DB Commodity Index Tracking Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
MDY / SPDR S&P MidCap 400 ETF Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CSQ / Calamos Strategic Total Return Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
RGT / Royce Global Trust, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
JPC / Nuveen Preferred & Income Opportunities Fund
IBB / iShares Trust - iShares Biotechnology ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
EOS / Eaton Vance Enhanced Equity Income Fund II
OEF / iShares Trust - iShares S&P 100 ETF
DVY / iShares Trust - iShares Select Dividend ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
RVT / Royce Small-Cap Trust, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
IWB / iShares Trust - iShares Russell 1000 ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
CHI / Calamos Convertible Opportunities and Income Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
GLD / SPDR Gold Trust
IYY / iShares Trust - iShares Dow Jones U.S. ETF
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
IWV / iShares Trust - iShares Russell 3000 ETF
TIP / iShares Trust - iShares TIPS Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF