Market Value450,624,000
Total Holdings259
File Date2013-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DD / DuPont de Nemours, Inc.
CMCSA / Comcast Corporation
INTC / Intel Corporation
NSC / Norfolk Southern Corporation
LOW / Lowe's Companies, Inc.
MSFT / Microsoft Corporation
BDX / Becton, Dickinson and Company
BBD.B / Bombardier Inc.
CORPORACION GEO SAB de CV / (002229342)
AASTROM BIOSCIENCES, INC / (00253U305)
AASTROM BIOSCIENCES, INC / (00253U404)
DPSTF / Deutsche Post AG
VIVHY / Vivendi SE - Depositary Receipt (Common Stock)
ACORN INTERNATIONAL FUND / FD (004851200)
BEIJING ENTERPRISES HLDGS / (006081690)
MALAYSIA AIRPORTS HOLDINGS BER / (006188193)
UNITED TRACTORS TBK / (006230845)
SPASF / SATS Ltd.
EZIDF / Ezion Holdings Limited
ELECTRICITY GENERATING PUBLIC / (006304643)
HYFXF / Hyflux Ltd
BANGKOK EXPRESSWAY PUB-NVDR / (006360087)
ADVANCED INFO SERVICES PUB CO / (006412609)
THAI UNION FROZEN PROD-NVDR / (006422727)
KT / KT Corporation - Depositary Receipt (Common Stock)
GELYF / Geely Automobile Holdings Limited
SUPCF / Supalai Public Company Limited - Depositary Receipt (Common Stock)
AP / Ampco-Pittsburgh Corporation
PAN-UNITED CORP / (006669814)
FORTUNE REAL ESTATE INVESTMENT / (006677174)
AET / Aetna, Inc.
CNSAX / Aim Growth Series - Invesco Convertible Securities Fund Class A
APD / Air Products and Chemicals, Inc.
YTLPF / YTL Power International Berhad
PCFBF / Pacific Basin Shipping Limited
BEIJING ENTERPRISES WATER GROU / (00B01YCG0)
ZTCOF / ZTE Corporation
AGPYF / Agile Group Holdings Limited
CHINA /
MOTOR / CCM MERGER INC SR UNSECURED 144A 03/22 6
00B1Z98B5 / China Automation Group Limited
THAI TAP WATER SUPPLY - NVDR / (00B297425)
00B2PFVH7 / China Railway Construction Corporation Ltd.
EGRNF / China Evergrande Group
/ China Unicom (Hong Kong) Ltd.
WCHNF / West China Cement Limited
ZOOMLION HEAVY INDUSTRY-H / (00B544N70)
ACGBF / Agricultural Bank of China Limited
SYDDF / Sydney Airport - Stapled (Unit SAT1, Ordinary Share)
RC5 / TRIYARDS HOLDINGS LTD
ARNC / Arconic Corporation
018490100 / Allergan plc
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
WTRG / Essential Utilities, Inc.
ARTIO INT'L EQUITY FUND II / FD (04315J837)
ASH / Ashland Inc.
SYY / Sysco Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PFG / Principal Financial Group, Inc.
HD / The Home Depot, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BAC.WS.A / Bank of America Corp. A Warrants
MO / Altria Group, Inc.
US0682788031 / Baron Small Cap Fund
BAX / Baxter International Inc.
BEAM / Beam Therapeutics Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BWP / Boardwalk Pipeline Partners L.P
DVN / Devon Energy Corporation
DE / Deere & Company
CPN / Calpine Corp.
DEO / Diageo plc - Depositary Receipt (Common Stock)
CRS / Carpenter Technology Corporation
CE / Celanese Corporation
CVX / Chevron Corporation
CVE / Cenovus Energy Inc.
EBRBY / Centrais Electricas Brazil
CERN / Cerner Corp.
CHK / Chesapeake Energy Corporation
CPHI / China Pharma Holdings, Inc.
LLL / JX Luxventure Limited
COLUMBIA US GOV MORTGAGE-Z / FD (19766J607)
ADP / Automatic Data Processing, Inc.
CMI / Cummins Inc.
XRAY / DENTSPLY SIRONA Inc.
ITW / Illinois Tool Works Inc.
DODFX / Dodge & Cox Funds - Dodge & Cox International Stock Fund
256603AA9 / Dole Food Co Inc New Senior Notes 13.875% 03/15/14 Called For Redemption
DOW / Dow Inc.
KDP / Keurig Dr Pepper Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
US2779072006 / EATON VANCE INC FD BOSTN-
EPD / Enterprise Products Partners L.P. - Limited Partnership
AEP / American Electric Power Company, Inc.
ESRX / Express Scripts Holding Co.
BBBY / Bed Bath & Beyond, Inc.
FNB / F.N.B. Corporation
FPACX / Fpa Funds Trust - FPA Crescent Portfolio Institutional Class
NEE.PRC / FPL Group Capital Trust I
FIDELITY SPARAN EXTENDED MKT I / FD (315911883)
US3159126008 / FIDELITY SMALL CAP DISCOVERY FUND
FFRAX / Fidelity Advisor Series I - Fidelity Advisor Floating Rate High Income Class A
FIDELITY LTD TERM MUNICIPAL IN / FD (316203207)
FIDELITY PA MUNI INCOME FD / FD (316344209)
FLPKX / Fidelity Puritan Trust - Fidelity Low Priced Stock Fund Class K
FIDELITY GLOBAL BALANCED FD / FD (316345404)
FSICX / Fidelity Strategic Income Fund
FIFTH THIRD BANK 8.5% Series G / PFD (316773209)
FBNK / First Connecticut Bancorp, Inc.
FIRST EAGLE GLOBAL FUND / FD (32008F507)
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FMER / FirstMerit Corp.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
FULT / Fulton Financial Corporation
DROP / Fuse Science, Inc.
AMP / Ameriprise Financial, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GEF.B / Greif, Inc.
HQH / Abrdn Healthcare Investors
HAL / Halliburton Company
HANCOCK HORIZON DIVERSIFIED IN / FD (41012R787)
HFLIX / Hartford Mutual Funds Inc - Hartford Floating Rate Fund Class I
HCN / Welltower Inc.
HP / Helmerich & Payne, Inc.
SNDD / RedHawk Holdings Corp
IFN / The India Fund, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
FXI / iShares Trust - iShares China Large-Cap ETF
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
FDX / FedEx Corporation
JCI / Johnson Controls International plc
JPXUZ / JPMorgan Chase & Co.
KBR / KBR, Inc.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
TMO / Thermo Fisher Scientific Inc.
TWCUX / American Century Mutual Funds Inc. - American Century Ultra Investor Class
INDY / iShares Trust - iShares India 50 ETF
KMP /
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
KOP / Koppers Holdings Inc.
KRFT /
LLEN / L&L Energy, Inc.
LDR / Landauer, Inc.
LTBR / Lightbridge Corporation
MIC / Macquarie Infrastructure Holdings LLC - Units
YACKTMAN FD INC COM / FD (561709478)
MRO / Marathon Oil Corporation
MDT / Medtronic plc
MCPIQ / Molycorp, Inc.
61166W101 / Monsanto Co.
NCR / NCR Corp.
NEUBERGER BERMAN LARGE CAP DIS / FD (641224373)
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
NWL / Newell Brands Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
OKS / ONEOK Partners, L.P.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
MPC / Marathon Petroleum Corporation
PIMCO REAL ESTATE REALRETURN / FD (72200Q273)
PBI / Pitney Bowes Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
PRUDENTIAL JENN EQTY OPPOR-Z / FD (74437E800)
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
R / Ryder System, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
SAP / SAP SE - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
SQNM / Sequenom, Inc.
847560109 / Spectra Energy Corp.
BRK.A / Berkshire Hathaway Inc.
SU / Suncor Energy Inc.
TGINX / TCW Funds Inc - TCW Emerging Markets Income Fund N Class
OXSQ / Oxford Square Capital Corp.
TSYS / TeleCommunication Systems, Inc.
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TGBAX / Templeton Income Trust - Templeton Global Bond Fund Advisor Class
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TAVFX / Third Avenue Trust - Third Avenue Value Fund Institutional Class
US8865471085 / Tiffany & Co.
OXY / Occidental Petroleum Corporation
TBGVX / Tweedy Browne Fund Inc - Tweedy Browne International Value Fd USD
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VWNEX / Vanguard Windsor Funds - Vanguard Windsor Admiral Class
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VIFSX / Vanguard 500 Index Fund
US9229087104 / VANGUARD 500 INDEX FUND VANGUARD 500 INDEX ADM
AFL / Aflac Incorporated
VIAB / Viacom, Inc.
VODPF / Vodafone Group Public Limited Company
VNO / Vornado Realty Trust
WAG /
WFC.WS / Wells Fargo & Co. (Warrant)
MBFAX / Wells Fargo Funds Trust - Allspring Core Bond Fd USD Cls A
WU / The Western Union Company
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
ESV / Ensco plc
SFL / SFL Corporation Ltd.
WFT / Weatherford International plc
FSUGY / Fortescue Ltd - Depositary Receipt (Common Stock)
FLEX / Flex Ltd.
CHD / Church & Dwight Co., Inc.
HRL / Hormel Foods Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
AXP / American Express Company
GS / The Goldman Sachs Group, Inc.
ALL / The Allstate Corporation
WFC / Wells Fargo & Company
GIS / General Mills, Inc.
PEP / PepsiCo, Inc.
GE / General Electric Company
CPT / Camden Property Trust
MAR / Marriott International, Inc.
CLX / The Clorox Company
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
NKE / NIKE, Inc.
C / Citigroup Inc.
LMT / Lockheed Martin Corporation
PSX / Phillips 66
DIS / The Walt Disney Company
ORCL / Oracle Corporation
D / Dominion Energy, Inc.
UNM / Unum Group
JPM / JPMorgan Chase & Co.
META / Meta Platforms, Inc.
BX / Blackstone Inc.
RNR / RenaissanceRe Holdings Ltd.
LHX / L3Harris Technologies, Inc.
BAC / Bank of America Corporation
DVY / iShares Trust - iShares Select Dividend ETF
AME / AMETEK, Inc.
EXC / Exelon Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
PG / The Procter & Gamble Company
PFE / Pfizer Inc.
MDLZ / Mondelez International, Inc.
EMR / Emerson Electric Co.
LRCX / Lam Research Corporation
EMN / Eastman Chemical Company
IBM / International Business Machines Corporation
TGT / Target Corporation
DUK / Duke Energy Corporation
LLY / Eli Lilly and Company
ED / Consolidated Edison, Inc.
COP / ConocoPhillips
MRK / Merck & Co., Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EGP / EastGroup Properties, Inc.
QCOM / QUALCOMM Incorporated
HON / Honeywell International Inc.
PGR / The Progressive Corporation
TXN / Texas Instruments Incorporated
GLD / SPDR Gold Trust
GOOGL / Alphabet Inc.
CMCSA / Comcast Corporation
TMO / Thermo Fisher Scientific Inc.
TRV / The Travelers Companies, Inc.
CSCO / Cisco Systems, Inc.
ABBV / AbbVie Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
FOCPX / Fidelity Securities Fund - Fidelity OTC Portfolio
CVS / CVS Health Corporation
SPY / SPDR S&P 500 ETF
USB / U.S. Bancorp
AMAT / Applied Materials, Inc.
MMM / 3M Company
PM / Philip Morris International Inc.
FITB / Fifth Third Bancorp
MET / MetLife, Inc.
WMT / Walmart Inc.
ABT / Abbott Laboratories
OEF / iShares Trust - iShares S&P 100 ETF
RTX / RTX Corporation
BK / The Bank of New York Mellon Corporation
VZ / Verizon Communications Inc.
SWK / Stanley Black & Decker, Inc.
BMY / Bristol-Myers Squibb Company
CNI / Canadian National Railway Company
FCNTX / Fidelity Contrafund - Fidelity Contra Fund
V / Visa Inc.
MA / Mastercard Incorporated
PNC / The PNC Financial Services Group, Inc.
HSY / The Hershey Company
VGSTX / Vanguard Star Funds - Vanguard STAR Fund Investor Shares
GLW / Corning Incorporated
F / Ford Motor Company
WM / Waste Management, Inc.
ADBE / Adobe Inc.
NEE / NextEra Energy, Inc.
MCD / McDonald's Corporation
CL / Colgate-Palmolive Company
IWM / iShares Trust - iShares Russell 2000 ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
AXAHY / AXA SA - Depositary Receipt (Common Stock)
ELME / Elme Communities
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
FBGRX / Fidelity Securities Fund - Fidelity Blue Chip Growth Fund
KMB / Kimberly-Clark Corporation
ETN / Eaton Corporation plc
YUM / Yum! Brands, Inc.
HIG / The Hartford Insurance Group, Inc.
SO / The Southern Company
T / AT&T Inc.
BRK.B / Berkshire Hathaway Inc.
BA / The Boeing Company
CB / Chubb Limited
AVT / Avnet, Inc.
PH / Parker-Hannifin Corporation
AWK / American Water Works Company, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
SWSSX / Schwab Capital Trust - Schwab Small-Cap Index Fund
GD / General Dynamics Corporation
XYL / Xylem Inc.
XEL / Xcel Energy Inc.
KO / The Coca-Cola Company
XOM / Exxon Mobil Corporation
JNJ / Johnson & Johnson
AAPL / Apple Inc.
CAT / Caterpillar Inc.