Market Value304,885,000
Total Holdings922
File Date2014-05-02
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
ACCO / ACCO Brands Corporation
ADT / ADT Inc.
AFL / Aflac Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
AMCX / AMC Networks Inc.
AOL /
T / AT&T Inc.
AAN / The Aaron's Company, Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
ANF / Abercrombie & Fitch Co.
AYI / Acuity Inc.
ADBE / Adobe Inc.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
AET / Aetna, Inc.
AMG / Affiliated Managers Group, Inc.
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
AL / Air Lease Corporation
APD / Air Products and Chemicals, Inc.
ARG / Airgas, Inc.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
Y / Alleghany Corp.
018490100 / Allergan plc
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
ALL / The Allstate Corporation
ANRZQ / Alpha Natural Resources, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
SCU / Sculptor Capital Management Inc - Class A
AMXVF / America Movil S.A.B.DE C.V. - Series L
AAL / American Airlines Group Inc.
AAL / American Airlines Group Inc.
AMBKP / American Capital Trust I - Preferred Security
AEP / American Electric Power Company, Inc.
AXP / American Express Company
US0268741560 / American International Group, Inc. Warrants
AIG / American International Group, Inc.
AMT / American Tower Corporation
COR / Cencora, Inc.
AMGN / Amgen Inc.
APH / Amphenol Corporation
US0325111070 / Anadarko Petroleum Corp.
ADI / Analog Devices, Inc.
AU / AngloGold Ashanti plc
NLY / Annaly Capital Management, Inc.
ANSS / ANSYS, Inc.
APA / APA Corporation
AAPL / Apple Inc.
AMAT / Applied Materials, Inc.
ADM / Archer-Daniels-Midland Company
ARCC / Ares Capital Corporation
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
US04351G1013 / Ascena Retail Group, Inc.
ASCMB / Ascent Capital Group, Inc.
ASH / Ashland Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
04685W103 / athenahealth, Inc.
ATO / Atmos Energy Corporation
OKE / ONEOK, Inc.
AZC / Augusta Resource Corp
ADP / Automatic Data Processing, Inc.
AVNW / Aviat Networks, Inc.
CAR / Avis Budget Group, Inc.
AV / Aviva Plc
ACLS / Axcelis Technologies, Inc.
US0549371070 / BB&T Corp.
BCE / BCE Inc.
BGCP / BGC Partners Inc - Class A
BBL / BHP Group Plc - ADR
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BRE / Bre Properties Inc
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
BLDP / Ballard Power Systems Inc.
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BCV / Bancroft Fund Ltd.
BAC / Bank of America Corporation
BMO / Bank of Montreal
BK / The Bank of New York Mellon Corporation
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
BCS / Barclays PLC - Depositary Receipt (Common Stock)
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
GOLD / Barrick Mining Corporation
BAX / Baxter International Inc.
BEAM / Beam Therapeutics Inc.
BDX / Becton, Dickinson and Company
BBBY / Bed Bath & Beyond, Inc.
BDC / Belden Inc.
BMS / Bemis Co., Inc.
BRK.B / Berkshire Hathaway Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BMRN / BioMarin Pharmaceutical Inc.
BIIB / Biogen Inc.
BGT / BlackRock Floating Rate Income Trust
/ Total S.A.
BLKB / Blackbaud, Inc.
BB / BlackBerry Limited
BLE / BlackRock Municipal Income Trust II
BX / Blackstone Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
09348R102 / BLDRS Index Funds Trust
ADRE / Invesco Capital Management LLC - Invesco BLDRS Emerging Markets 50 ADR Index Fund
HRB / H&R Block, Inc.
BCOR / Grayscale Funds Trust - Grayscale Bitcoin Adopters ETF
BA / The Boeing Company
BMY / Bristol-Myers Squibb Company
BRCM / Broadcom Corporation
BR / Broadridge Financial Solutions, Inc.
BRCD / Brocade Communications Systems, Inc.
US1182301010 / Buckeye Partners, L.P.
BWLD / Buffalo Wild Wings, Inc.
19041P105 / CBS Corp.
CBRE / CBRE Group, Inc.
CHRW / C.H. Robinson Worldwide, Inc.
CIT / CIT Group Inc
CNL / Collective Mining Ltd.
CME / CME Group Inc.
BNCN / BNC Bancorp
CMS / CMS Energy Corporation
126132109 / CNOOC Ltd.
CSX / CSX Corporation
CVS / CVS Health Corporation
CAIAF / CA Immobilien Anlagen AG
CVC / Cablevision Systems Corp.
DVN / Devon Energy Corporation
CCMP / CMC Materials Inc
127190AD8 / CACI International, Inc. Convertible Bond
CALM / Cal-Maine Foods, Inc.
CCJ / Cameco Corporation
CAM / Cameron International Corporation
CPB / The Campbell's Company
CNI / Canadian National Railway Company
CNQ / Canadian Natural Resources Limited
COF / Capital One Financial Corporation
CAH / Cardinal Health, Inc.
CFN / CareFusion Corporation
CCL / Carnival Corporation & plc
CUK / Carnival Corporation & plc - Depositary Receipt (Common Stock)
CART / Maplebear Inc.
CAT / Caterpillar Inc.
CATO / The Cato Corporation
CE / Celanese Corporation
CELG / Celgene Corp.
CNP / CenterPoint Energy, Inc.
LUMN / Lumen Technologies, Inc.
CERN / Cerner Corp.
385002100 / Gramercy Property Trust Inc.
CHK / Chesapeake Energy Corporation
165167BZ9 / Chesapeake Energy Corporation 2.50% Conv.sr.notes 5/15/37
165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
CVX / Chevron Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CHS / Chico's FAS, Inc.
US16941M1099 / China Mobile Ltd.
CMG / Chipotle Mexican Grill, Inc.
CB / Chubb Limited
CHYR / Chyronhego Corp
CINF / Cincinnati Financial Corporation
CSCO / Cisco Systems, Inc.
C / Citigroup Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
HAO / Haoxi Health Technology Limited
CLH / Clean Harbors, Inc.
CLX / The Clorox Company
GLO / Clough Global Opportunities Fund
TPR / Tapestry, Inc.
COKE / Coca-Cola Consolidated, Inc.
KO / The Coca-Cola Company
CTSH / Cognizant Technology Solutions Corporation
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
CL / Colgate-Palmolive Company
CXP / Columbia Property Trust Inc
CMCSA / Comcast Corporation
CMCSA / Comcast Corporation
COB / CommunityOne Bancorp
ELP / Companhia Paranaense de Energia - COPEL - Depositary Receipt (Common Stock)
CMP / Compass Minerals International, Inc.
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
US21871D1037 / Corelogic Inc
GLW / Corning Incorporated
COST / Costco Wholesale Corporation
CIK / Credit Suisse Asset Management Income Fund, Inc.
CREE / Cree, Inc.
CCI / Crown Castle Inc.
FXA / Invesco CurrencyShares Australian Dollar Trust
232820100 / Cytec Industries Inc.
DNP / DNP Select Income Fund Inc.
DHR / Danaher Corporation
DVA / DaVita Inc.
DE / Deere & Company
DAL / Delta Air Lines, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
DBD / Diebold Nixdorf, Incorporated
DGI / DigitalGlobe, Inc.
DIS / The Walt Disney Company
DFS / Discover Financial Services
DISCA / Discovery Inc - Class A
DISCK / Warner Bros.Discovery Inc - Series C
DTV / DTE Energy Company
DLTR / Dollar Tree, Inc.
D / Dominion Energy, Inc.
DOV / Dover Corporation
DOW / Dow Inc.
KDP / Keurig Dr Pepper Inc.
DD / DuPont de Nemours, Inc.
DUK / Duke Energy Corporation
EGA EMERGING GLOBAL SHS TR / EGSHR BYND BRC (268461639)
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
ELNK / EarthLink Holdings Corp.
EWBC / East West Bancorp, Inc.
EMN / Eastman Chemical Company
US2782651036 / Eaton Vance Corp.
EOI / Eaton Vance Enhanced Equity Income Fund
EVV / Eaton Vance Limited Duration Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
US2782651036 / Eaton Vance Corp.
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EBAY / eBay Inc.
EDGW / Edgewater Technology, Inc.
EW / Edwards Lifesciences Corporation
EA / Electronic Arts Inc.
EMR / Emerson Electric Co.
ENB / Enbridge Inc.
SXL / Sunoco Logistics Partners L.P.
ET / Energy Transfer LP - Limited Partnership
ETR / Entergy Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
ENTREMED INC / (29382F202)
ECGP / Envit Capital Group, Inc.
EQIX / Equinix, Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
EXC / Exelon Corporation
EXCC / Excel Corporation
YYY / Amplify ETF Trust - Amplify High Income ETF
EXC / Exelon Corporation
XLS / Exelis
EXPE / Expedia Group, Inc.
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
FEIC / FEI Company
FMC / FMC Corporation
META / Meta Platforms, Inc.
FNMA / Federal National Mortgage Association
FAST / Fastenal Company
FNMAT / Federal National Mortgage Association - Preferred Stock
FDX / FedEx Corporation
FIS / Fidelity National Information Services, Inc.
FNF / Fidelity National Financial, Inc.
FDUS / Fidus Investment Corporation
FITB / Fifth Third Bancorp
OCSL / Oaktree Specialty Lending Corporation
FNSR / Finisar Corporation
FINL / Finish Line, Inc. (THE)
FAF / First American Financial Corporation
FCF / First Commonwealth Financial Corporation
SSB / SouthState Corporation
FHN / First Horizon Corporation
FMER / FirstMerit Corp.
FE / FirstEnergy Corp.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
FLR / Fluor Corporation
FLS / Flowserve Corporation
F / Ford Motor Company
345838106 / Forest Laboratories Inc
FBHS / Fortune Brands Home & Security Inc
BEN / Franklin Resources, Inc.
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
FCEL / FuelCell Energy, Inc.
FIO / Franklin Income Opportunities Fund
GNC / GNC Holdings, Inc.
AJG / Arthur J. Gallagher & Co.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GME / GameStop Corp.
GCI / Gannett Co., Inc.
GD / General Dynamics Corporation
GE / General Electric Company
370023103 / GGP, Inc.
GIS / General Mills, Inc.
GM / General Motors Company
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GCO / Genesco Inc.
GWR / Genesee & Wyoming, Inc.
GPC / Genuine Parts Company
GNW / Genworth Financial, Inc.
GILD / Gilead Sciences, Inc.
GFI / Gold Fields Limited - Depositary Receipt (Common Stock)
GG / Goldcorp, Inc.
GS / The Goldman Sachs Group, Inc.
GBDC / Golub Capital BDC, Inc.
GT / The Goodyear Tire & Rubber Company
GOOGL / Alphabet Inc.
GWW / W.W. Grainger, Inc.
GXP / Great Plains Energy, Inc.
GMKKY / Gruma, S.A.B. de C.V. - Depositary Receipt (Common Stock)
PEAK / Healthpeak Properties, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
HSNI / HSN, Inc.
C.WSA / Citigroup, Inc.
HAL / Halliburton Company
HALO / Halozyme Therapeutics, Inc.
BTO / John Hancock Financial Opportunities Fund
HBI / Hanesbrands Inc.
HOG / Harley-Davidson, Inc.
HAR / Harman International Industries, Inc.
HSC / Enviri Corp
HIG / The Hartford Insurance Group, Inc.
HNR / Harvest Natural Resources, Inc.
HAS / Hasbro, Inc.
HTS / Hatteras Financial Corp.
HR / Healthcare Realty Trust Incorporated
HCN / Welltower Inc.
HNT / Health Net Inc.
HL / Hecla Mining Company
HSY / The Hershey Company
HRI / Herc Holdings Inc.
HES / Hess Corporation
HPQ / HP Inc.
HIW / Highwoods Properties, Inc.
HSH /
HD / The Home Depot, Inc.
HOME INNS & HOTELS MGMT INC / SPON ADR (43713W107)
HON / Honeywell International Inc.
441060100 / Hospira
HHC / Howard Hughes Corporation
HCBK / Hudson City Bancorp, Inc.
HUM / Humana Inc.
HBAN / Huntington Bancshares Incorporated
HII / Huntington Ingalls Industries, Inc.
HYGS / Hydrogenics Corp
IAC / IAC Inc.
449575AB5 / Igi Laboratories Inc Bond
XPPRX / Voya Prime Rate Trust
ITT / ITT Inc.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
IMGN / ImmunoGen, Inc.
IMO / Imperial Oil Limited
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
INFA / Informatica Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IMKTA / Ingles Markets, Incorporated
IART / Integra LifeSciences Holdings Corporation
INTC / Intel Corporation
458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035
IQNT / Inteliquent, Inc.
ICE / Intercontinental Exchange, Inc.
IBM / International Business Machines Corporation
IP / International Paper Company
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
ILG / Interior Logic Group Holdings Inc
ISRG / Intuitive Surgical, Inc.
VMO / Invesco Municipal Opportunity Trust
IRWD / Ironwood Pharmaceuticals, Inc.
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
ECH / iShares, Inc. - iShares MSCI Chile ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
US00C4U1L353 / Mylan N.V.
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IXN / iShares Trust - iShares Global Tech ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
IXC / iShares Trust - iShares Global Energy ETF
ILF / iShares Trust - iShares Latin America 40 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
IOO / iShares Trust - iShares Global 100 ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
IEV / iShares Trust - iShares Europe ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
ISHARES / NORT AME RE ETF (464288455)
IFGL / iShares Trust - iShares International Developed Real Estate ETF
MBB / iShares Trust - iShares MBS ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
JXI / iShares Trust - iShares Global Utilities ETF
KXI / iShares Trust - iShares Global Consumer Staples ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
IAT / iShares Trust - iShares U.S. Regional Banks ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
SLV / iShares Silver Trust
HDV / iShares Trust - iShares Core High Dividend ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
JPM / JPMorgan Chase & Co.
J / Jacobs Solutions Inc.
JBT / JBT Marel Corporation
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
JNPR / Juniper Networks, Inc.
KLAC / KLA Corporation
KSU / Kansas City Southern
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KIM / Kimco Realty Corporation
KMP /
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
KMI.WS / Kinder Morgan, Inc. Warrants
KGC / Kinross Gold Corporation
KN / Knowles Corporation
KRFT /
KKD / Krispy Kreme Doughnuts, Inc.
KR / The Kroger Co.
BBWI / Bath & Body Works, Inc.
LSI / Life Storage Inc - Registered Shares
LH / Labcorp Holdings Inc.
EL / The Estée Lauder Companies Inc.
USA / Liberty All-Star Equity Fund
QRTEA / Qurate Retail Inc - Series A
QRTEA / Qurate Retail Inc - Series A
FWONA / Formula One Group
LPNT / LifePoint Health, Inc.
LLY / Eli Lilly and Company
LINC / Lincoln Educational Services Corporation
LNC / Lincoln National Corporation
LNEGY / Lundin Energy AB - ADR
LNKD / LinkedIn Corp.
LINE / Lineage, Inc.
LYV / Live Nation Entertainment, Inc.
LMT / Lockheed Martin Corporation
L / Loews Corporation
LO /
LOW / Lowe's Companies, Inc.
MCR / MFS Charter Income Trust
MRC / MRC Global Inc.
M / Macy's, Inc.
MGLN / Magellan Health Inc
MRO / Marathon Oil Corporation
MPC / Marathon Petroleum Corporation
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / OIL SVCS ETF (57060U191)
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
MARKET VECTORS ETF TR / COAL ETF (57060U837)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
MMC / Marsh & McLennan Companies, Inc.
MLM / Martin Marietta Materials, Inc.
MAT / Mattel, Inc.
57772K101 / Maxim Integrated Products Inc.
MCD / McDonald's Corporation
SPGI / S&P Global Inc.
MCK / McKesson Corporation
MJN / Mead Johnson Nutrition Co.
MWV /
58441K100 / Media General, Inc.
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MET / MetLife, Inc.
MTD / Mettler-Toledo International Inc.
MCRS /
MSFT / Microsoft Corporation
MCHP / Microchip Technology Incorporated
MLR / Miller Industries, Inc.
TAP / Molson Coors Beverage Company
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
MS / Morgan Stanley
MOS / The Mosaic Company
MSI / Motorola Solutions, Inc.
MUR / Murphy Oil Corporation
NCR / NCR Corp.
NRG / NRG Energy, Inc.
NLP / Nts Realty Holdings Lp
DCM / NTT DOCOMO, Inc.
NVR / NVR, Inc.
NKSH / National Bankshares, Inc.
NOV / NOV Inc.
NPBC / National Penn Bancshares, Inc.
NRP / Natural Resource Partners L.P. - Limited Partnership
NCI / Neo-Concept International Group Holdings Limited
NFLX / Netflix, Inc.
NWL / Newell Brands Inc.
NEM / Newmont Corporation
NWSA / News Corporation
NEE / NextEra Energy, Inc.
NICK / Nicholas Financial, Inc.
NKE / NIKE, Inc.
NPPXF / NTT, Inc.
NI / NiSource Inc.
US6550441058 / Noble Energy, Inc.
JWN / Nordstrom, Inc.
NSC / Norfolk Southern Corporation
ES / Eversource Energy
NTRS / Northern Trust Corporation
NOC / Northrop Grumman Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NUAN / Nuance Communications Inc
NUE / Nucor Corporation
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
SPXX / Nuveen S&P 500 Dynamic Overwrite Fund
NUVEEN CALIF PREM INCOME MUN / (6706L0102)
JPC / Nuveen Preferred & Income Opportunities Fund
OGE / OGE Energy Corp.
NQU / Nuveen Quality Income Municipal Fund, Inc.
ORLY / O'Reilly Automotive, Inc.
OAK / Oaktree Capital Group, LLC
OXY / Occidental Petroleum Corporation
OII / Oceaneering International, Inc.
OCN / Ocwen Financial Corporation
ODP / The ODP Corporation
ODFL / Old Dominion Freight Line, Inc.
OMC / Omnicom Group Inc.
OHI / Omega Healthcare Investors, Inc.
OGS / ONE Gas, Inc.
OKS / ONEOK Partners, L.P.
ORCL / Oracle Corporation
PDCE / PDC Energy Inc
US69329Y1047 / PDL BioPharma, Inc.
PHH / Park Ha Biological Technology Co., Ltd.
PNC / The PNC Financial Services Group, Inc.
PKX / POSCO Holdings Inc. - Depositary Receipt (Common Stock)
PPG / PPG Industries, Inc.
PCAR / PACCAR Inc
PNRA / Panera Bread Co.
PSTB / Park Sterling Corp.
PH / Parker-Hannifin Corporation
PDCO / Patterson Companies, Inc.
PAYX / Paychex, Inc.
BTU / Peabody Energy Corporation
PSO / Pearson plc - Depositary Receipt (Common Stock)
OWE / Obsidian Energy Ltd.
JCP / J.C. Penney Co., Inc.
PAG / Penske Automotive Group, Inc.
PEBK / Peoples Bancorp of North Carolina, Inc.
POM / PEPCO Holdings, Inc.
PEP / PepsiCo, Inc.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PETM /
PFE / Pfizer Inc.
PMC / PIMCO Municipal Credit Income Fund
PHRX / Pharmagen, Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PHMD / PhotoMedex, Inc.
PNY / Piedmont Natural Gas Co., Inc.
PML / PIMCO Municipal Income Fund II
PHK / PIMCO High Income Fund
PFN / PIMCO Income Strategy Fund II
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
SMMU / PIMCO ETF Trust - PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
PF / Pinnacle Foods, Inc.
PHD / Pioneer Floating Rate Fund, Inc.
PXD / Pioneer Natural Resources Company
PIPR / Piper Sandler Companies
PBI / Pitney Bowes Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PLUG / Plug Power Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PII / Polaris Inc.
PBPB / Potbelly Corporation
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
PGJ / Invesco Exchange-Traded Fund Trust - Invesco Golden Dragon China ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
PGHY / Invesco Exchange-Traded Fund Trust II - Invesco Global ex-US High Yield Corporate Bond ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
EELV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
PLPC / Preformed Line Products Company
TROW / T. Rowe Price Group, Inc.
BKNG / Booking Holdings Inc.
PSMT / PriceSmart, Inc.
PFG / Principal Financial Group, Inc.
PG / The Procter & Gamble Company
743263AA3 / Progress Energy, Inc. Bond
PLD / Prologis, Inc.
PL.PRE / Protective Life Corp.
PRU / Prudential Financial, Inc.
PHM / PulteGroup, Inc.
PMM / Putnam Managed Municipal Income Trust
PPT / Putnam Premier Income Trust
US74733V1008 / QEP Resources, Inc.
QIHU / Qihoo 360 Technology Co. Ltd.
QCOM / QUALCOMM Incorporated
748356102 / Questar Corp.
KWK /
RPM / RPM International Inc.
RFMD /
RSH /
RPT / Rithm Property Trust Inc.
RRC / Range Resources Corporation
RJF / Raymond James Financial, Inc.
RYN / Rayonier Inc.
RTN / Raytheon Co.
O / Realty Income Corporation
UTG / Reaves Utility Income Fund
RELX / RELX PLC - Depositary Receipt (Common Stock)
758766109 / Regal Entertainment Group
REGN / Regeneron Pharmaceuticals, Inc.
RF / Regions Financial Corporation
RCII / Upbound Group Inc
RSG / Republic Services, Inc.
RAI / Reynolds American, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
RAD / Rite Aid Corp.
RHI / Robert Half Inc.
ROK / Rockwell Automation, Inc.
COL / Rockwell Collins, Inc.
RCI / Rogers Communications Inc.
ROST / Ross Stores, Inc.
RSE / Rouse Properties, Inc.
RY / Royal Bank of Canada
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RGLD / Royal Gold, Inc.
RGT / Royce Global Trust, Inc.
RVT / Royce Small-Cap Trust, Inc.
RYAAY / Ryanair Holdings plc - Depositary Receipt (Common Stock)
R / Ryder System, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
SLM / SLM Corporation
SPY / SPDR S&P 500 ETF
US7846351044 / SPX Corp
GLD / SPDR Gold Trust
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
XNTK / SPDR Series Trust - SPDR NYSE Technology ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
SPDR SERIES TRUST / NUVN BR SHT MUNI (78464A425)
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDY / SPDR S&P MidCap 400 ETF Trust
SFE / Safeguard Scientifics, Inc.
SWYDF / Stornoway Diamond Corporation
SNDK / Sandisk Corporation
SD / SandRidge Energy, Inc.
SNXZF / Sandstorm Gold Ltd.
SNY / Sanofi - Depositary Receipt (Common Stock)
SNY / Sanofi - Depositary Receipt (Common Stock)
SAP / SAP SE - Depositary Receipt (Common Stock)
HSIC / Henry Schein, Inc.
SLB / Schlumberger Limited
SCHW / The Charles Schwab Corporation
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SNI / Scripps Networks Interactive, Inc.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
SRE / Sempra
SXT / Sensient Technologies Corporation
SHW / The Sherwin-Williams Company
SBGL / Sibanye Gold Limited ADR
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
SIAL / Sigma-Aldrich Corporation
82735Q102 / Silver Bay Realty Trust Corp.
WPM / Wheaton Precious Metals Corp.
SPG / Simon Property Group, Inc.
SSD / Simpson Manufacturing Co., Inc.
SIRI / Sirius XM Holdings Inc.
SMT / SMART Technologies Inc.
AOS / A. O. Smith Corporation
SJM / The J. M. Smucker Company
LNCE / Snyders-Lance, Inc.
SON / Sonoco Products Company
SFST / Southern First Bancshares, Inc.
LUV / Southwest Airlines Co.
SWN / Southwestern Energy Company
SPE / Special Opportunities Fund, Inc.
847560109 / Spectra Energy Corp.
SEP / Spectra Energy Partners LP
TRK / Speedway Motorsports, Inc.
SPLK / Splunk Inc.
US85207U1051 / Sprint Corporation
SMP / Standard Motor Products, Inc.
SPLS / Staples, Inc.
SBUX / Starbucks Corporation
LGF.A / Lions Gate Entertainment Corp.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
STT / State Street Corporation
SRCL / Stericycle, Inc.
SWC / Stillwater Mining Company
STRS / Stratus Properties Inc.
SYK / Stryker Corporation
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
SU / Suncor Energy Inc.
SXC / SunCoke Energy, Inc.
STI / Solidion Technology, Inc.
SUP / Superior Industries International, Inc.
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
SZY / Sykes Enterprises, Inc.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
SNV / Synovus Financial Corp.
SYY / Sysco Corporation
TCPC / BlackRock TCP Capital Corp.
TJX / The TJX Companies, Inc.
DATA / Tableau Software, Inc.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TLM /
NGLS / Targa Resources Partners LP
TGT / Target Corporation
TDC / Teradata Corporation
TSLA / Tesla, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TXN / Texas Instruments Incorporated
TMO / Thermo Fisher Scientific Inc.
TRI / Thomson Reuters Corporation
MMM / 3M Company
TIBX / Tibco Software
US8865471085 / Tiffany & Co.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TKR / The Timken Company
TD / The Toronto-Dominion Bank
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TRP / TC Energy Corporation
TA / TravelCenters of America Inc
TRV / The Travelers Companies, Inc.
TREE / LendingTree, Inc.
TRN / Trinity Industries, Inc.
TRIP / Tripadvisor, Inc.
TUP / Tupperware Brands Corporation
TPC / Tutor Perini Corporation
FOX / Fox Corporation
FOXA / Fox Corporation
TWTR / Twitter Inc
ULSGF / UBS AG
UBS AG JERSEY BRANCH / 2XMN ALR MLP INF (902664200)
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
MORL / ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
USB / U.S. Bancorp
UPLMQ / Ultra Petroleum Corp.
UTEK / Ultratech, Inc.
UAA / Under Armour, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
904784709 / Unilever N.V.
UNP / Union Pacific Corporation
UIS / Unisys Corporation
UAL / United Airlines Holdings, Inc.
UPS / United Parcel Service, Inc.
X / United States Steel Corporation
RTX / RTX Corporation
UNH / UnitedHealth Group Incorporated
UNM / Unum Group
VFC / V.F. Corporation
VLO / Valero Energy Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
US92220P1057 / Varian Medical Systems, Inc.
VTR / Ventas, Inc.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VZ / Verizon Communications Inc.
VRSK / Verisk Analytics, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
VIAB / Viacom, Inc.
V / Visa Inc.
VMW / Vmware Inc. - Class A
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VMC / Vulcan Materials Company
WBC / Wabco Holdings, Inc.
WPP / WPP plc - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
WAG /
WAT / Waters Corporation
WBMD / WebMD Health Corp.
ANTM / Anthem Inc
WFC / Wells Fargo & Company
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
ERC / Allspring Multi-Sector Income Fund
WU / The Western Union Company
WY / Weyerhaeuser Company
WFM / Whole Foods Market, Inc.
WMB / The Williams Companies, Inc.
/ CRH Medical Corp.
WEC / WEC Energy Group, Inc.
WETF / Wisdomtree Investments Inc
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
EPS / WisdomTree Trust - WisdomTree U.S. LargeCap Fund
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
WDAY / Workday, Inc.
US98212B1035 / WPX Energy, Inc.
/ Wyndham Destinations, Inc.
WYNN / Wynn Resorts, Limited
XEL / Xcel Energy Inc.
XRX / Xerox Holdings Corporation
XYL / Xylem Inc.
YDKN / Yadkin Financial Corporation
AABA / Altaba Inc
YUM / Yum! Brands, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
ZTS / Zoetis Inc.
ZF / Zweig Fund, Inc.
G0083B108 / Actavis
ALLE / Allegion plc
AON / Aon plc
ACN / Accenture plc
COV /
ETN / Eaton Corporation plc
ESGR / Enstar Group Limited
ESV / Ensco plc
RE / Everest Re Group Ltd
IR / Ingersoll Rand Inc.
JAZZ / Jazz Pharmaceuticals plc
LBTYA / Liberty Global Ltd.
LBTYK / Liberty Global Ltd.
MNKKQ / Mallinckrodt Plc
NBR / Nabors Industries Ltd.
00B65Z9D7 / Noble Corporation plc
NAT / Nordic American Tankers Limited
PRE / Prenetics Global Limited
PRTA / Prothena Corporation plc
RDC / Rowan Companies plc
STX / Seagate Technology Holdings plc
UTIW / UTi Worldwide Inc.
PRGO / Perrigo Company plc
CB / Chubb Limited
WFT / Weatherford International plc
GRMN / Garmin Ltd.
PNR / Pentair plc
OUBS /
CRNT / Ceragon Networks Ltd.
SSYS / Stratasys Ltd.
LYB / LyondellBasell Industries N.V.
TGP / Teekay LNG Partners LP - Unit
NWSA / News Corporation
PNW / Pinnacle West Capital Corporation
SO / The Southern Company
HST / Host Hotels & Resorts, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
RIG / Transocean Ltd.
PBCT / People`s United Financial Inc
DOX / Amdocs Limited
E / Eni S.p.A. - Depositary Receipt (Common Stock)
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
CCEP / Coca-Cola Europacific Partners PLC
AUY / Yamana Gold Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)