Market Value232,790,000
Total Holdings279
File Date2016-11-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
APH / Amphenol Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
FLOT / iShares Trust - iShares Floating Rate Bond ETF
GNL / Global Net Lease, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
GIS / General Mills, Inc.
CCEP / Coca-Cola Europacific Partners PLC
AEP / American Electric Power Company, Inc.
BAX / Baxter International Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
GD / General Dynamics Corporation
PEP / PepsiCo, Inc.
NFLX / Netflix, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SPY / SPDR S&P 500 ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
RAI / Reynolds American, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
60979P105 / Monogram Residential Trust, Inc.
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
PSL / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Staples Momentum ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
LMT / Lockheed Martin Corporation
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
RCS / PIMCO Strategic Income Fund, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
OEF / iShares Trust - iShares S&P 100 ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
DG / Dollar General Corporation
HPI / John Hancock Preferred Income Fund
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
465685105 / ITC Holdings Corp.
US27826W1045 / Eaton Vance New York Municipal Income Trust
385002100 / Gramercy Property Trust Inc.
GRUB / Just Eat Takeaway.com N.V. - ADR (New)
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
FTR / Frontier Communications Corp.
ACI09N1H7 / Fiat Chrysler Automobiles N.V
US0549371070 / BB&T Corp.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
PF / Pinnacle Foods, Inc.
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
WNR / Western Refining, Inc.
AET / Aetna, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PNI / PIMCO New York Municipal Income Fund II
US88829M1053 / Titan Energy LLC
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
JMF / Nuveen Energy MLP Total Return Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
QQQ / Invesco QQQ Trust, Series 1
NYCB / Flagstar Financial, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CELG / Celgene Corp.
MYC / BlackRock MuniYield California Fund Inc
SHEL / Shell plc - Depositary Receipt (Common Stock)
SDRL / Seadrill Limited
DOW / Dow Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
TRAK / ReposiTrak, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PEAK / Healthpeak Properties, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
RDS.B / Shell Plc - ADR
VER / VEREIT Inc
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
NLY / Annaly Capital Management, Inc.
GLD / SPDR Gold Trust
V / Visa Inc.
KR / The Kroger Co.
PKO / Pimco Income Opportunity Fund
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
DIS / The Walt Disney Company
AMZN / Amazon.com, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
CAT / Caterpillar Inc.
INTC / Intel Corporation
QCOM / QUALCOMM Incorporated
PFE / Pfizer Inc.
STZ / Constellation Brands, Inc.
TROW / T. Rowe Price Group, Inc.
ELV / Elevance Health, Inc.
T / AT&T Inc.
XOM / Exxon Mobil Corporation
BMY / Bristol-Myers Squibb Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VZ / Verizon Communications Inc.
IP / International Paper Company
UPS / United Parcel Service, Inc.
PEG / Public Service Enterprise Group Incorporated
F / Ford Motor Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PRU / Prudential Financial, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TIP / iShares Trust - iShares TIPS Bond ETF
BA / The Boeing Company
UNP / Union Pacific Corporation
CMCSA / Comcast Corporation
GILD / Gilead Sciences, Inc.
CVX / Chevron Corporation
RTX / RTX Corporation
PM / Philip Morris International Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
KMI / Kinder Morgan, Inc.
BAC / Bank of America Corporation
WEA / Western Asset Premier Bond Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SYY / Sysco Corporation
PNF / PIMCO New York Municipal Income Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MRK / Merck & Co., Inc.
LLY / Eli Lilly and Company
IWB / iShares Trust - iShares Russell 1000 ETF
ROP / Roper Technologies, Inc.
VLO / Valero Energy Corporation
MSFT / Microsoft Corporation
GOOGL / Alphabet Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MDY / SPDR S&P MidCap 400 ETF Trust
IVE / iShares Trust - iShares S&P 500 Value ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
BCE / BCE Inc.
MO / Altria Group, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
CMI / Cummins Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
SPY / SPDR S&P 500 ETF Put
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
ACN / Accenture plc
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
BFZ / BlackRock California Municipal Income Trust
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
WMT / Walmart Inc.
HON / Honeywell International Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
ULTA / Ulta Beauty, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
ORLY / O'Reilly Automotive, Inc.
MBB / iShares Trust - iShares MBS ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
PPL / PPL Corporation
ED / Consolidated Edison, Inc.
BX / Blackstone Inc.
WM / Waste Management, Inc.
LOW / Lowe's Companies, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
DHR / Danaher Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CSCO / Cisco Systems, Inc.
D / Dominion Energy, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
JPM / JPMorgan Chase & Co.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
TJX / The TJX Companies, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
C.WSA / Citigroup, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IAU / iShares Gold Trust
PCN / PIMCO Corporate & Income Strategy Fund
NUV / Nuveen Municipal Value Fund, Inc.
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
SJM / The J. M. Smucker Company
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
BRK.B / Berkshire Hathaway Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
PHT / Pioneer High Income Fund, Inc.
LUMN / Lumen Technologies, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
O / Realty Income Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
NCV / Virtus Convertible & Income Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
MUB / iShares Trust - iShares National Muni Bond ETF
WPRT / Westport Fuel Systems Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
TSCO / Tractor Supply Company
EXC / Exelon Corporation
CL / Colgate-Palmolive Company
DAL / Delta Air Lines, Inc.
KO / The Coca-Cola Company
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
TWTR / Twitter Inc
CNI / Canadian National Railway Company
HSY / The Hershey Company
GS / The Goldman Sachs Group, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PFG / Principal Financial Group, Inc.
AOS / A. O. Smith Corporation
AMGN / Amgen Inc.
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
MCK / McKesson Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
GNW / Genworth Financial, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
DVA / DaVita Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
SO / The Southern Company
NWE / NorthWestern Energy Group, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
MA / Mastercard Incorporated
DFS / Discover Financial Services
BKNG / Booking Holdings Inc.
HD / The Home Depot, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
MCD / McDonald's Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
KHC / The Kraft Heinz Company
ABBV / AbbVie Inc.
ALE / ALLETE, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
ATO / Atmos Energy Corporation
ADP / Automatic Data Processing, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
ABT / Abbott Laboratories
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
UAA / Under Armour, Inc.
BRK.A / Berkshire Hathaway Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
DD / DuPont de Nemours, Inc.
DE / Deere & Company
APD / Air Products and Chemicals, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
TGT / Target Corporation
WFC / Wells Fargo & Company
BIIB / Biogen Inc.
PSX / Phillips 66
HBAN / Huntington Bancshares Incorporated
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SLV / iShares Silver Trust
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
UNH / UnitedHealth Group Incorporated
PNC / The PNC Financial Services Group, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
NNN / NNN REIT, Inc.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
KMB / Kimberly-Clark Corporation
MPW / Medical Properties Trust, Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
EHI / Western Asset Global High Income Fund Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
SLB / Schlumberger Limited
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
JCI / Johnson Controls International plc
JNJ / Johnson & Johnson
MMM / 3M Company
IBM / International Business Machines Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
NOC / Northrop Grumman Corporation
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
PHK / PIMCO High Income Fund
GM / General Motors Company
SBUX / Starbucks Corporation
AZO / AutoZone, Inc.
CI / The Cigna Group
MET / MetLife, Inc.
MCHP / Microchip Technology Incorporated
HEZU / iShares Trust - iShares Currency Hedged MSCI Eurozone ETF
HIX / Western Asset High Income Fund II Inc.
ORCL / Oracle Corporation
PG / The Procter & Gamble Company
DUK / Duke Energy Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CMG / Chipotle Mexican Grill, Inc.
LNC / Lincoln National Corporation
COP / ConocoPhillips
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
ALL / The Allstate Corporation
META / Meta Platforms, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
GOOG / Alphabet Inc.
IGE / iShares Trust - iShares North American Natural Resources ETF
FSK / FS KKR Capital Corp.
CVS / CVS Health Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
MDLZ / Mondelez International, Inc.
CAG / Conagra Brands, Inc.
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
AAPL / Apple Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
CLX / The Clorox Company
DVY / iShares Trust - iShares Select Dividend ETF
WBA / Walgreens Boots Alliance, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund