Market Value299,982,000
Total Holdings327
File Date2017-02-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
T / AT&T Inc.
XOM / Exxon Mobil Corporation
DAL / Delta Air Lines, Inc.
385002100 / Gramercy Property Trust Inc.
JBHT / J.B. Hunt Transport Services, Inc.
F / Ford Motor Company
PPL / PPL Corporation
GD / General Dynamics Corporation
FLOT / iShares Trust - iShares Floating Rate Bond ETF
MFL / BlackRock MuniHoldings Investment Quality Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
RAI / Reynolds American, Inc.
KMI / Kinder Morgan, Inc.
UNH / UnitedHealth Group Incorporated
JPM / JPMorgan Chase & Co.
V / Visa Inc.
ABBV / AbbVie Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
AMZN / Amazon.com, Inc.
CAT / Caterpillar Inc.
BMY / Bristol-Myers Squibb Company
NEE / NextEra Energy, Inc.
018490100 / Allergan plc
PF / Pinnacle Foods, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
WNR / Western Refining, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
ACI09N1H7 / Fiat Chrysler Automobiles N.V
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
GRUB / Just Eat Takeaway.com N.V. - ADR (New)
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
60979P105 / Monogram Residential Trust, Inc.
FTR / Frontier Communications Corp.
465685105 / ITC Holdings Corp.
FXB / Invesco CurrencyShares British Pound Sterling Trust
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
JMF / Nuveen Energy MLP Total Return Fund
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
QQQ / Invesco QQQ Trust, Series 1
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CELG / Celgene Corp.
MYC / BlackRock MuniYield California Fund Inc
RDS.B / Shell Plc - ADR
SHEL / Shell plc - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
DOW / Dow Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
SR / Spire Inc.
VER / VEREIT Inc
PKO / Pimco Income Opportunity Fund
INTC / Intel Corporation
TWTR / Twitter Inc
USB / U.S. Bancorp
HEZU / iShares Trust - iShares Currency Hedged MSCI Eurozone ETF
CHD / Church & Dwight Co., Inc.
PG / The Procter & Gamble Company
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
ALL / The Allstate Corporation
RCS / PIMCO Strategic Income Fund, Inc.
CMG / Chipotle Mexican Grill, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
NLY / Annaly Capital Management, Inc.
IAU / iShares Gold Trust
BRK.A / Berkshire Hathaway Inc.
PM / Philip Morris International Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
MDLZ / Mondelez International, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
KMI / Kinder Morgan, Inc.
YUM / Yum! Brands, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TRV / The Travelers Companies, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
TROW / T. Rowe Price Group, Inc.
KMB / Kimberly-Clark Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
WMT / Walmart Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
UPS / United Parcel Service, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AOS / A. O. Smith Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
PCN / PIMCO Corporate & Income Strategy Fund
CI / The Cigna Group
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
VTV / Vanguard Index Funds - Vanguard Value ETF
MBB / iShares Trust - iShares MBS ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
PCQ / PIMCO California Municipal Income Fund
NYCB / Flagstar Financial, Inc.
FSK / FS KKR Capital Corp.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
BFZ / BlackRock California Municipal Income Trust
MAS / Masco Corporation
NCV / Virtus Convertible & Income Fund
C / Citigroup Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
WPRT / Westport Fuel Systems Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
RTX / RTX Corporation
SBUX / Starbucks Corporation
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
TGT / Target Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
ACN / Accenture plc
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
MO / Altria Group, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BX / Blackstone Inc.
PFE / Pfizer Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
DG / Dollar General Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
IWB / iShares Trust - iShares Russell 1000 ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
VZ / Verizon Communications Inc.
GILD / Gilead Sciences, Inc.
ROP / Roper Technologies, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NNN / NNN REIT, Inc.
COP / ConocoPhillips
MET / MetLife, Inc.
ADI / Analog Devices, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PNC / The PNC Financial Services Group, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
PFG / Principal Financial Group, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SIRI / Sirius XM Holdings Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
AEP / American Electric Power Company, Inc.
PCK / PIMCO California Municipal Income Fund II
CSCO / Cisco Systems, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
MA / Mastercard Incorporated
IWN / iShares Trust - iShares Russell 2000 Value ETF
MCD / McDonald's Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
O / Realty Income Corporation
OEF / iShares Trust - iShares S&P 100 ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
KR / The Kroger Co.
BRK.B / Berkshire Hathaway Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
QCOM / QUALCOMM Incorporated
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
CMCSA / Comcast Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
PSX / Phillips 66
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
WEA / Western Asset Premier Bond Fund
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
MSFT / Microsoft Corporation
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
GOOGL / Alphabet Inc.
SLV / iShares Silver Trust
VLO / Valero Energy Corporation
MMM / 3M Company
LNC / Lincoln National Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
CCEP / Coca-Cola Europacific Partners PLC
GLD / SPDR Gold Trust
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
META / Meta Platforms, Inc.
STZ / Constellation Brands, Inc.
UNP / Union Pacific Corporation
PEP / PepsiCo, Inc.
BAC / Bank of America Corporation
GOOG / Alphabet Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
NFLX / Netflix, Inc.
CVS / CVS Health Corporation
SYY / Sysco Corporation
C.WSA / Citigroup, Inc.
EHI / Western Asset Global High Income Fund Inc.
ELV / Elevance Health, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
SO / The Southern Company
GNL / Global Net Lease, Inc.
MPC / Marathon Petroleum Corporation
JNJ / Johnson & Johnson
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
ORI / Old Republic International Corporation
DGRO / iShares Trust - iShares Core Dividend Growth ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
GNW / Genworth Financial, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
D / Dominion Energy, Inc.
WTI / W&T Offshore, Inc.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
DD / DuPont de Nemours, Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
GS / The Goldman Sachs Group, Inc.
IBM / International Business Machines Corporation
HD / The Home Depot, Inc.
CVX / Chevron Corporation
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
DIVI / Franklin Templeton ETF Trust - Franklin International Core Dividend Tilt Index ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
ALE / ALLETE, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
HSY / The Hershey Company
COST / Costco Wholesale Corporation
KDP / Keurig Dr Pepper Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
CAG / Conagra Brands, Inc.
SPY / SPDR S&P 500 ETF Put
AMGN / Amgen Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
COF / Capital One Financial Corporation
KO / The Coca-Cola Company
WBA / Walgreens Boots Alliance, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
ORLY / O'Reilly Automotive, Inc.
GIS / General Mills, Inc.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
LMT / Lockheed Martin Corporation
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
WFC / Wells Fargo & Company
MPW / Medical Properties Trust, Inc.
HBAN / Huntington Bancshares Incorporated
LLY / Eli Lilly and Company
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
HIX / Western Asset High Income Fund II Inc.
ORCL / Oracle Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IDV / iShares Trust - iShares International Select Dividend ETF
BA / The Boeing Company
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ULTA / Ulta Beauty, Inc.
BAX / Baxter International Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CNI / Canadian National Railway Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
DLR / Digital Realty Trust, Inc.
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
NUV / Nuveen Municipal Value Fund, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
AZO / AutoZone, Inc.
PRU / Prudential Financial, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
MRK / Merck & Co., Inc.
IP / International Paper Company
DIS / The Walt Disney Company
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
NAD / Nuveen Quality Municipal Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
PHK / PIMCO High Income Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
SLB / Schlumberger Limited
PEG / Public Service Enterprise Group Incorporated
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
DE / Deere & Company
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
NOC / Northrop Grumman Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
AAPL / Apple Inc.
GM / General Motors Company
CMI / Cummins Inc.
KHC / The Kraft Heinz Company
SCHW / The Charles Schwab Corporation
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SYK / Stryker Corporation
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
HDV / iShares Trust - iShares Core High Dividend ETF
PAYX / Paychex, Inc.
ED / Consolidated Edison, Inc.
ABT / Abbott Laboratories
SPY / SPDR S&P 500 ETF
DUK / Duke Energy Corporation
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
NKE / NIKE, Inc.
BCE / BCE Inc.
PHT / Pioneer High Income Fund, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
CLX / The Clorox Company
IWM / iShares Trust - iShares Russell 2000 ETF
FDX / FedEx Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund