Market Value407,939,000
Total Holdings385
File Date2017-08-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
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VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
TWTR / Twitter Inc
PCK / PIMCO California Municipal Income Fund II
INTC / Intel Corporation
SWN / Southwestern Energy Company
OEF / iShares Trust - iShares S&P 100 ETF
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
VDE / Vanguard World Fund - Vanguard Energy ETF
FXB / Invesco CurrencyShares British Pound Sterling Trust
NVDA / NVIDIA Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
HAL / Halliburton Company
FDX / FedEx Corporation
HON / Honeywell International Inc.
GD / General Dynamics Corporation
MET / MetLife, Inc.
ALE / ALLETE, Inc.
PPL / PPL Corporation
ED / Consolidated Edison, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
BRK.A / Berkshire Hathaway Inc.
DIS / The Walt Disney Company
ABBV / AbbVie Inc.
V / Visa Inc.
AMZN / Amazon.com, Inc.
LLY / Eli Lilly and Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PFE / Pfizer Inc.
NEE / NextEra Energy, Inc.
BMY / Bristol-Myers Squibb Company
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
TRV / The Travelers Companies, Inc.
STZ / Constellation Brands, Inc.
XOM / Exxon Mobil Corporation
T / AT&T Inc.
CI / The Cigna Group
GLD / SPDR Gold Trust
SIRI / Sirius XM Holdings Inc.
KMI / Kinder Morgan, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NAD / Nuveen Quality Municipal Income Fund
IP / International Paper Company
CHD / Church & Dwight Co., Inc.
GLW / Corning Incorporated
DUK / Duke Energy Corporation
SLB / Schlumberger Limited
ROP / Roper Technologies, Inc.
VLO / Valero Energy Corporation
ACI09N1H7 / Fiat Chrysler Automobiles N.V
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
BAX / Baxter International Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
018490100 / Allergan plc
PF / Pinnacle Foods, Inc.
PTX / Pernix Therapeutics Holdings, Inc.
FTR / Frontier Communications Corp.
WNR / Western Refining, Inc.
ANDV / Andeavor Corp.
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
91911K102 / Bausch Health Companies
60979P105 / Monogram Residential Trust, Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
JMF / Nuveen Energy MLP Total Return Fund
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
QQQ / Invesco QQQ Trust, Series 1
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
CELG / Celgene Corp.
VZ / Verizon Communications Inc.
RAI / Reynolds American, Inc.
EMR / Emerson Electric Co.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DOW / Dow Inc.
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
/ Wyndham Destinations, Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
SDIV / Global X Funds - Global X SuperDividend ETF
HISF / First Trust Exchange-Traded Fund IV - First Trust High Income Strategic Focus ETF
DBC / Invesco DB Commodity Index Tracking Fund
NYF / iShares Trust - iShares New York Muni Bond ETF
CHK / Chesapeake Energy Corporation
MFL / BlackRock MuniHoldings Investment Quality Fund
VER / VEREIT Inc
MYC / BlackRock MuniYield California Fund Inc
NLY / Annaly Capital Management, Inc.
RDS.B / Shell Plc - ADR
PKO / Pimco Income Opportunity Fund
COP / ConocoPhillips
NVS / Novartis AG - Depositary Receipt (Common Stock)
FSK / FS KKR Capital Corp.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
BAC / Bank of America Corporation
WDIV / SPDR Index Shares Funds - SPDR S&P Global Dividend ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
TIP / iShares Trust - iShares TIPS Bond ETF
CAG / Conagra Brands, Inc.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
WEA / Western Asset Premier Bond Fund
PM / Philip Morris International Inc.
OHI / Omega Healthcare Investors, Inc.
WFC / Wells Fargo & Company
ORLY / O'Reilly Automotive, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
HSY / The Hershey Company
MA / Mastercard Incorporated
CMG / Chipotle Mexican Grill, Inc.
DIVI / Franklin Templeton ETF Trust - Franklin International Core Dividend Tilt Index ETF
PG / The Procter & Gamble Company
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
NFLX / Netflix, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
LNC / Lincoln National Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
MAS / Masco Corporation
VTV / Vanguard Index Funds - Vanguard Value ETF
NYCB / Flagstar Financial, Inc.
EOG / EOG Resources, Inc.
GS / The Goldman Sachs Group, Inc.
MPW / Medical Properties Trust, Inc.
CMCSA / Comcast Corporation
MO / Altria Group, Inc.
HNI / HNI Corporation
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
TXN / Texas Instruments Incorporated
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
AZO / AutoZone, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
UNP / Union Pacific Corporation
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
WM / Waste Management, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
IWB / iShares Trust - iShares Russell 1000 ETF
ALB / Albemarle Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
FPF / First Trust Intermediate Duration Preferred & Income Fund
CSCO / Cisco Systems, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
MUB / iShares Trust - iShares National Muni Bond ETF
BA / The Boeing Company
VGT / Vanguard World Fund - Vanguard Information Technology ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
F / Ford Motor Company
PSX / Phillips 66
KMI / Kinder Morgan, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
MMM / 3M Company
AAPL / Apple Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
AWK / American Water Works Company, Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
CNI / Canadian National Railway Company
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
D / Dominion Energy, Inc.
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
GOOGL / Alphabet Inc.
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
MRK / Merck & Co., Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
KMB / Kimberly-Clark Corporation
DLR / Digital Realty Trust, Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PFG / Principal Financial Group, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
MDY / SPDR S&P MidCap 400 ETF Trust
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
GIS / General Mills, Inc.
SR / Spire Inc.
SPY / SPDR S&P 500 ETF
LMT / Lockheed Martin Corporation
PNC / The PNC Financial Services Group, Inc.
CVS / CVS Health Corporation
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
SYK / Stryker Corporation
SPY / SPDR S&P 500 ETF Put
NEA / Nuveen AMT-Free Quality Municipal Income Fund
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
PEP / PepsiCo, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
PCN / PIMCO Corporate & Income Strategy Fund
AMT / American Tower Corporation
JNJ / Johnson & Johnson
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
ABT / Abbott Laboratories
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
AEP / American Electric Power Company, Inc.
BCE / BCE Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
MBB / iShares Trust - iShares MBS ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PHT / Pioneer High Income Fund, Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust
WELL / Welltower Inc.
META / Meta Platforms, Inc.
BFZ / BlackRock California Municipal Income Trust
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IAU / iShares Gold Trust
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
WPRT / Westport Fuel Systems Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
PEG / Public Service Enterprise Group Incorporated
AVGO / Broadcom Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
NOC / Northrop Grumman Corporation
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
CL / Colgate-Palmolive Company
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
NNN / NNN REIT, Inc.
GNW / Genworth Financial, Inc.
EHI / Western Asset Global High Income Fund Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
HIX / Western Asset High Income Fund II Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
UDIV / Franklin Templeton ETF Trust - Franklin U.S. Core Dividend Tilt Index ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
KDP / Keurig Dr Pepper Inc.
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
GM / General Motors Company
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ULTA / Ulta Beauty, Inc.
SLV / iShares Silver Trust
SBUX / Starbucks Corporation
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
ALL / The Allstate Corporation
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EWBC / East West Bancorp, Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
UAA / Under Armour, Inc.
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
NGG / National Grid plc - Depositary Receipt (Common Stock)
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NSC / Norfolk Southern Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
EXC / Exelon Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
KHC / The Kraft Heinz Company
USO / United States Oil Fund, LP - Limited Partnership
ACN / Accenture plc
JBHT / J.B. Hunt Transport Services, Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
PCQ / PIMCO California Municipal Income Fund
TJX / The TJX Companies, Inc.
DE / Deere & Company
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
UPS / United Parcel Service, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
WTI / W&T Offshore, Inc.
CVX / Chevron Corporation
BX / Blackstone Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IDV / iShares Trust - iShares International Select Dividend ETF
HD / The Home Depot, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
SO / The Southern Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
UNH / UnitedHealth Group Incorporated
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
IBM / International Business Machines Corporation
MPC / Marathon Petroleum Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CSX / CSX Corporation
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
RCS / PIMCO Strategic Income Fund, Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
NKE / NIKE, Inc.
C / Citigroup Inc.
GNTX / Gentex Corporation
GOF / Guggenheim Strategic Opportunities Fund
BRK.B / Berkshire Hathaway Inc.
QCOM / QUALCOMM Incorporated
GILD / Gilead Sciences, Inc.
DHI / D.R. Horton, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
SNAP / Snap Inc.
ORCL / Oracle Corporation
MSFT / Microsoft Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
AMAT / Applied Materials, Inc.
KO / The Coca-Cola Company
WBA / Walgreens Boots Alliance, Inc.
COST / Costco Wholesale Corporation
FTS / Fortis Inc.
GNL / Global Net Lease, Inc.
TGT / Target Corporation
PRU / Prudential Financial, Inc.
JPM / JPMorgan Chase & Co.
RTX / RTX Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ADI / Analog Devices, Inc.
MDLZ / Mondelez International, Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
PHK / PIMCO High Income Fund
TROW / T. Rowe Price Group, Inc.
O / Realty Income Corporation
GOOG / Alphabet Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
NUV / Nuveen Municipal Value Fund, Inc.
YUM / Yum! Brands, Inc.
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
USB / U.S. Bancorp
DD / DuPont de Nemours, Inc.
LUV / Southwest Airlines Co.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
MCD / McDonald's Corporation
AMGN / Amgen Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
ORI / Old Republic International Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
CAT / Caterpillar Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SCHW / The Charles Schwab Corporation
DVY / iShares Trust - iShares Select Dividend ETF
CLX / The Clorox Company
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund