Market Value153,181,000
Total Holdings707
File Date2018-10-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GWP / GW Pharmaceuticals plc
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
UNH / UnitedHealth Group Incorporated
ACN / Accenture plc
DE / Deere & Company
GNR / SPDR Index Shares Funds - SPDR S&P Global Natural Resources ETF
FEU / SPDR STOXX Europe 50 ETF
CHDN / Churchill Downs Incorporated
US30068N1054 / Exantas Capital Corp.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
AWF / AllianceBernstein Global High Income Fund
CBI / Chicago Bridge & Iron Co., N.V.
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
MEAR / iShares U.S. ETF Trust - iShares Short Maturity Municipal Bond Active ETF
RUTH / Ruths Hospitality Group Inc
DISCK / Warner Bros.Discovery Inc - Series C
US0325111070 / Anadarko Petroleum Corp.
EW / Edwards Lifesciences Corporation
AGNC / AGNC Investment Corp.
CHEF / The Chefs' Warehouse, Inc.
USFR / WisdomTree Trust - WisdomTree Floating Rate Treasury Fund
EXPE / Expedia Group, Inc.
VFC / V.F. Corporation
EME / EMCOR Group, Inc.
024237020 / Dean Foods Co
AXP / American Express Company
PII / Polaris Inc.
GSG / iShares S&P GSCI Commodity-Indexed Trust
SO / The Southern Company
AVNS / Avanos Medical, Inc.
NFLX / Netflix, Inc.
HFC / HollyFrontier Corp
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
TUSA / First Trust Exchange-Traded Fund III - First Trust Total US Market AlphaDEX ETF
ULSGF / UBS AG
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
FDM / First Trust Exchange-Traded Fund - First Trust Dow Jones Select MicroCap Index Fund
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
NOC / Northrop Grumman Corporation
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
STZ / Constellation Brands, Inc.
US7587501039 / Regal-Beloit Corp.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
GLW / Corning Incorporated
CBRL / Cracker Barrel Old Country Store, Inc.
HST / Host Hotels & Resorts, Inc.
EWJ / iShares, Inc. - iShares MSCI Japan ETF
VSM / Versum Materials, Inc.
PXD / Pioneer Natural Resources Company
MDLZ / Mondelez International, Inc.
WRK / WestRock Company
/ Norbord Inc.
RDS.B / Shell Plc - ADR
RE / Everest Re Group Ltd
CL / Colgate-Palmolive Company
PDT / John Hancock Premium Dividend Fund
HSY / The Hershey Company
/ Windstream Holdings, Inc
SPG / Simon Property Group, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
HI / Hillenbrand, Inc.
KSS / Kohl's Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SJM / The J. M. Smucker Company
SGMO / Sangamo Therapeutics, Inc.
57772K101 / Maxim Integrated Products Inc.
LHX / L3Harris Technologies, Inc.
MNST / Monster Beverage Corporation
KO / The Coca-Cola Company
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
FTAG / First Trust Exchange-Traded Fund II - First Trust Indxx Global Agriculture ETF
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
SDRL / Seadrill Limited
FSS / Federal Signal Corporation
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
FR / First Industrial Realty Trust, Inc.
SFM / Sprouts Farmers Market, Inc.
KMPR / Kemper Corporation
SC / Santander Consumer USA Holdings Inc
153501101 / Central Fund of Canada Ltd.
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
FFR / First Trust Exchange-Traded Fund II - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
DWPP / First Trust Exchange-Traded Fund III - First Trust Dorsey Wright People`s Portfolio ETF
CMS / CMS Energy Corporation
FCOR / Fidelity Merrimack Street Trust - Fidelity Corporate Bond ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FDIS / Fidelity Covington Trust - Fidelity MSCI Consumer Discretionary Index ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
TRU / TransUnion
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
NNN / NNN REIT, Inc.
EQC / Equity Commonwealth
RMR / The RMR Group Inc.
BRKR / Bruker Corporation
FIX / Comfort Systems USA, Inc.
DNP / DNP Select Income Fund Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
EVN / Eaton Vance Municipal Income Trust
SSSS / SuRo Capital Corp.
GRC / The Gorman-Rupp Company
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
/ Gulfport Energy Corp.
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
YDIV / International Multi-Asset Diversified Income Index Fund
AMCX / AMC Networks Inc.
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
SNES / SenesTech, Inc.
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
ED / Consolidated Edison, Inc.
SIRI / Sirius XM Holdings Inc.
MDSO / Medidata Solutions, Inc.
NYRT / New York REIT, Inc.
CRS / Carpenter Technology Corporation
ETR / Entergy Corporation
SU / Suncor Energy Inc.
DBC / Invesco DB Commodity Index Tracking Fund
NGVC / Natural Grocers by Vitamin Cottage, Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
VG / Venture Global, Inc.
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Dividend Growth Fund
33737J240 / First Trust Hong Kong AlphaDEX Fund
NUV / Nuveen Municipal Value Fund, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DBI / Designer Brands Inc.
FLEX / Flex Ltd.
NSIT / Insight Enterprises, Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
33737M508 / First Trust Mega Cap AlphaDEX Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
74005P104 / Praxair, Inc.
904784709 / Unilever N.V.
BPT / BP Prudhoe Bay Royalty Trust
SJI / South Jersey Industries Inc.
RECN / Resources Connection, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FAD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund
PRME / Prime Medicine, Inc.
FVAL / Fidelity Covington Trust - Fidelity Value Factor ETF
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
MRGR / ProShares Trust - ProShares Merger ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
ILF / iShares Trust - iShares Latin America 40 ETF
USO / United States Oil Fund, LP - Limited Partnership
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
CBS.A / CBS Corp.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
US0268741560 / American International Group, Inc. Warrants
ATGE / Adtalem Global Education Inc.
UHAL / U-Haul Holding Company
NGS / Natural Gas Services Group, Inc.
C / Citigroup Inc.
TAHO / Tahoe Resources Inc.
IFN / The India Fund, Inc.
NJR / New Jersey Resources Corporation
CIZ / Victory Portfolios II - VictoryShares Developed Enhanced Volatility Wtd ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
RGA / Reinsurance Group of America, Incorporated
MCN / XAI Madison Equity Premium Income Fund
PIM / Putnam Master Intermediate Income Trust
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
FLN / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Latin America AlphaDEX Fund
HIX / Western Asset High Income Fund II Inc.
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
SOXX / iShares Trust - iShares Semiconductor ETF
/ FERRELLGAS PARTNERS LP Unit
CRESY / Cresud Sociedad Anónima, Comercial, Inmobiliaria, Financiera y Agropecuaria - Depositary Receipt (Common Stock)
SPWR / Complete Solaria, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PPL / Pembina Pipeline Corporation
/ AAC Holdings, Inc.
OWE / Obsidian Energy Ltd.
FID / First Trust Exchange-Traded Fund VI - First Trust S&P International Dividend Aristocrats ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
ARI / Apollo Commercial Real Estate Finance, Inc.
NLSN / Nielsen Holdings plc
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
EOI / Eaton Vance Enhanced Equity Income Fund
ETN / Eaton Corporation plc
/ Delphi Technologies PLC
INVESCO EXCHNG TRADED FD TR / ZACKS INTL MLT (46138G854)
GBT / Global Blood Therapeutics Inc.
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
VGR / Vector Group Ltd.
EPR / EPR Properties
NYCB / Flagstar Financial, Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
WBK / Westpac Banking Corp - ADR
FFIV / F5, Inc.
FTR / Frontier Communications Corp.
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
KE / Kimball Electronics, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
MFL / BlackRock MuniHoldings Investment Quality Fund
IPO / Renaissance Capital Greenwich Funds - Renaissance IPO ETF
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
PBF / PBF Energy Inc.
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
BMQZF / Bank of Montreal (PQ)
BMG253431073 / Cosan Ltd.
DECK / Deckers Outdoor Corporation
RZV / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Value ETF
HGI / Guggenheim International Multi-Asset Income ETF
MAT / Mattel, Inc.
USRT / iShares Trust - iShares Core U.S. REIT ETF
GDOT / Green Dot Corporation
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
GMED / Globus Medical, Inc.
LITE / Lumentum Holdings Inc.
BBDC / Barings BDC, Inc.
RSPU / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Utilities ETF
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
MRK / Merck & Co., Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
YUMC / Yum China Holdings, Inc.
RNSC / First Trust Exchange-Traded Fund VI - First Trust SMID Growth Strength ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
CHCO / City Holding Company
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
IXN / iShares Trust - iShares Global Tech ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
MAIN / Main Street Capital Corporation
FAF / First American Financial Corporation
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
ARTX / Arotech Corp.
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
US0373471012 / Anworth Mortgage Asset Corp.
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
SCI / Service Corporation International
MGPI / MGP Ingredients, Inc.
VER / VEREIT Inc
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
PGTI / PGT Innovations, Inc.
WSM / Williams-Sonoma, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IMGN / ImmunoGen, Inc.
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
BLOK / Amplify ETF Trust - Amplify Transformational Data Sharing ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
ROBT / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Artificial Intelligence and Robotics ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
SMOG / VanEck ETF Trust - VanEck Low Carbon Energy ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
EWU / iShares Trust - iShares MSCI United Kingdom ETF
TTWO / Take-Two Interactive Software, Inc.
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
91911K102 / Bausch Health Companies
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
XOMA / XOMA Royalty Corporation
ETSY / Etsy, Inc.
NEWR / New Relic Inc
ELLI / Ellie Mae, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
PJT / PJT Partners Inc.
/ China Unicom (Hong Kong) Ltd.
UAL / United Airlines Holdings, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
LOPE / Grand Canyon Education, Inc.
AAL / American Airlines Group Inc.
AMG / Affiliated Managers Group, Inc.
ECL / Ecolab Inc.
AINV / Apollo Investment Corporation
SWN / Southwestern Energy Company
SEP / Spectra Energy Partners LP
INTF / iShares Trust - iShares International Equity Factor ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
RNEM / First Trust Exchange-Traded Fund VI - Emerging Markets Equity Select ETF
PPC / Pilgrim's Pride Corporation
US1011191053 / Boston Private Financial Hldg Inc
WCN / Waste Connections, Inc.
BLD / TopBuild Corp.
HPQ / HP Inc.
SLM / SLM Corporation
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
LFVN / LifeVantage Corporation
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
MKL / Markel Group Inc.
PAYX / Paychex, Inc.
FRN / Guggenheim Frontier Markets ETF
CLTL / Invesco Capital Management LLC - Invesco Treasury Collateral ETF
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
IWM / iShares Trust - iShares Russell 2000 ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
ZGNX / Zogenix Inc
CSX / CSX Corporation
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
INVESCO EXCHNG TRADED FD TR / FRONTIER MKTS (46138E776)
FOLD / Amicus Therapeutics, Inc.
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
PPH / VanEck ETF Trust - VanEck Pharmaceutical ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
BZUN / Baozun Inc. - Depositary Receipt (Common Stock)
RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF
XLRE / The Select Sector SPDR Trust - The Real Estate Select Sector SPDR Fund
VAC / Marriott Vacations Worldwide Corporation
GOEX / Global X Funds - Global X Gold Explorers ETF
NFG / National Fuel Gas Company
STMP / Stamps.com Inc.
DHF / BNY Mellon High Yield Strategies Fund
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
XJHSX / John Hancock Income Securities
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
CSQ / Calamos Strategic Total Return Fund
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
COLB / Columbia Banking System, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
ENDP / Endo International plc
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
PKD / Parker Drilling Co.
IGM / iShares Trust - iShares Expanded Tech Sector ETF
QRTEA / Qurate Retail Inc - Series A
KALU / Kaiser Aluminum Corporation
LAZ / Lazard, Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
SBR / Sabine Royalty Trust
OHAI / OHA Investment Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
FLM / First Trust Exchange-Traded Fund III - First Trust Global Engineering and Construction ETF
BKCC / BlackRock Capital Investment Corporation
XPDIX / PIMCO Dynamic Income Fund
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
SDIV / Global X Funds - Global X SuperDividend ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
MORT / VanEck ETF Trust - VanEck Mortgage REIT Income ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
DIV / Global X Funds - Global X SuperDividend U.S. ETF
FIDU / Fidelity Covington Trust - Fidelity MSCI Industrials Index ETF
AIRR / First Trust Exchange-Traded Fund VI - First Trust RBA American Industrial Renaissance ETF
FTHI / First Trust Exchange-Traded Fund VI - First Trust BuyWrite Income ETF
IUSB / iShares Trust - iShares Core Total USD Bond Market ETF
REET / iShares Trust - iShares Global REIT ETF
JHMF / John Hancock Investment Management LLC - John Hancock Multifactor Financials ETF
BHF / Brighthouse Financial, Inc.
CAG / Conagra Brands, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
AVAV / AeroVironment, Inc.
NHS / Neuberger Berman High Yield Strategies Fund Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PSEC / Prospect Capital Corporation
XUSAX / Liberty All Star Equity Fund
SMSI / Smith Micro Software, Inc.
MDC / M.D.C. Holdings, Inc.
SEB / Seaboard Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
AXON / Axon Enterprise, Inc.
CDK / CDK Global Inc
IWO / iShares Trust - iShares Russell 2000 Growth ETF
VMI / Valmont Industries, Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
ABB / ABB Ltd. - ADR
US2782651036 / Eaton Vance Corp.
US2782651036 / Eaton Vance Corp.
IYR / iShares Trust - iShares U.S. Real Estate ETF
ENB / Enbridge Inc.
US92913C1062 / Voya Natural Resources Equity Income Fnd
OXSQ / Oxford Square Capital Corp.
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
AABA / Altaba Inc
ERF / Enerplus Corporation
FICO / Fair Isaac Corporation
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
ICLR / ICON Public Limited Company
CSV / Carriage Services, Inc.
CVA / Covanta Holding Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
IYF / iShares Trust - iShares U.S. Financials ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
IDA / IDACORP, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
CHI / Calamos Convertible Opportunities and Income Fund
FVE / Five Star Senior Living Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
VVI / Pursuit Attractions and Hospitality, Inc.
RAVN / Raven Industries, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HXL / Hexcel Corporation
CGO / Calamos Global Total Return Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
ATR / AptarGroup, Inc.
JPS / Nuveen Preferred & Income Securities Fund
BECN / Beacon Roofing Supply, Inc.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
JQC / Nuveen Credit Strategies Income Fund
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
RJF / Raymond James Financial, Inc.
FSK / FS KKR Capital Corp.
COOP / Mr. Cooper Group Inc.
CBSH / Commerce Bancshares, Inc.
EXR / Extra Space Storage Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
REGN / Regeneron Pharmaceuticals, Inc.
MA / Mastercard Incorporated
PPG / PPG Industries, Inc.
APD / Air Products and Chemicals, Inc.
DTE / DTE Energy Company
DUK / Duke Energy Corporation
MTN / Vail Resorts, Inc.
MMM / 3M Company
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
GERN / Geron Corporation
ISRG / Intuitive Surgical, Inc.
IONS / Ionis Pharmaceuticals, Inc.
SQ / Block, Inc.
CAIAF / CA Immobilien Anlagen AG
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
BLL / Ball Corp.
CTXS / Citrix Systems, Inc.
APTV / Aptiv PLC
SYF / Synchrony Financial
TXN / Texas Instruments Incorporated
UA / Under Armour, Inc.
KMB / Kimberly-Clark Corporation
PM / Philip Morris International Inc.
APA / APA Corporation
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
GE / General Electric Company
SWKS / Skyworks Solutions, Inc.
DIS / The Walt Disney Company
NOW / ServiceNow, Inc.
UNIT / Unity Group LLC
ABC / Amerisource Bergen Corp.
KMX / CarMax, Inc.
HOG / Harley-Davidson, Inc.
WFT / Weatherford International plc
O / Realty Income Corporation
DOW / Dow Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SNH / Senior Housing Properties Trust
ALNY / Alnylam Pharmaceuticals, Inc.
DFS / Discover Financial Services
EL / The Estée Lauder Companies Inc.
OKE / ONEOK, Inc.
CWCO / Consolidated Water Co. Ltd.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
XYL / Xylem Inc.
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
FMF / First Trust Exchange-Traded Fund V - First Trust Managed Futures Strategy Fund
EWC / iShares, Inc. - iShares MSCI Canada ETF
HIO / Western Asset High Income Opportunity Fund Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
SAIL / SailPoint, Inc.
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
TWOU / 2U, Inc.
VWTR / Vidler Water Resources Inc
CBRE / CBRE Group, Inc.
BAP / Credicorp Ltd.
GD / General Dynamics Corporation
ADI / Analog Devices, Inc.
VIAB / Viacom, Inc.
FRT / Federal Realty Investment Trust
SCU / Sculptor Capital Management Inc - Class A
TGB / Taseko Mines Limited
US20605P1012 / Concho Resources, Inc.
BA / The Boeing Company
TSLA / Tesla, Inc.
KLAC / KLA Corporation
SRCL / Stericycle, Inc.
RY / Royal Bank of Canada
PSA / Public Storage
RIG / Transocean Ltd.
CHX / ChampionX Corporation
CNXC / Concentrix Corporation
BBY / Best Buy Co., Inc.
EBS / Emergent BioSolutions Inc.
WTRG / Essential Utilities, Inc.
CTAS / Cintas Corporation
CVS / CVS Health Corporation
KHC / The Kraft Heinz Company
DVN / Devon Energy Corporation
BLUE / bluebird bio, Inc.
CGGYY / Viridien Société anonyme - Depositary Receipt (Common Stock)
HDV / iShares Trust - iShares Core High Dividend ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
LLY / Eli Lilly and Company
D / Dominion Energy, Inc.
GOOGL / Alphabet Inc.
MAR / Marriott International, Inc.
ADNT / Adient plc
DVY / iShares Trust - iShares Select Dividend ETF
IBKR / Interactive Brokers Group, Inc.
LUMN / Lumen Technologies, Inc.
WFC / Wells Fargo & Company
GNRC / Generac Holdings Inc.
LYB / LyondellBasell Industries N.V.
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
NLOK / NortonLifeLock Inc
RTN / Raytheon Co.
AEP / American Electric Power Company, Inc.
CMG / Chipotle Mexican Grill, Inc.
STI / Solidion Technology, Inc.
HAS / Hasbro, Inc.
J / Jacobs Solutions Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
APTS / Preferred Apartment Communities Inc - Class A
PRU / Prudential Financial, Inc.
GPC / Genuine Parts Company
DSU / BlackRock Debt Strategies Fund, Inc.
AMT / American Tower Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GTE / Gran Tierra Energy Inc.
THO / THOR Industries, Inc.
NSC / Norfolk Southern Corporation
RTX / RTX Corporation
WEC / WEC Energy Group, Inc.
MDU / MDU Resources Group, Inc.
OMEX / Odyssey Marine Exploration, Inc.
BHC / Bausch Health Companies Inc.
CEF / Sprott Physical Gold and Silver Trust
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
RZV / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Value ETF
RACE / Ferrari N.V.
LUV / Southwest Airlines Co.
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
PGEN / Precigen, Inc.
BBDC / Barings BDC, Inc.
HRL / Hormel Foods Corporation
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
HD / The Home Depot, Inc.
CPB / The Campbell's Company
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
INTU / Intuit Inc.
SPGI / S&P Global Inc.
ELV / Elevance Health, Inc.
JNJ / Johnson & Johnson
CHRW / C.H. Robinson Worldwide, Inc.
EMR / Emerson Electric Co.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
AET / Aetna, Inc.
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
HBI / Hanesbrands Inc.
NRZ / New Residential Investment Corp
STOR / Store Capital Corp
GNL / Global Net Lease, Inc.
CVI / CVR Energy, Inc.
LTC / LTC Properties, Inc.
WST / West Pharmaceutical Services, Inc.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
DBD / Diebold Nixdorf, Incorporated
DS / Drive Shack Inc
FDS / FactSet Research Systems Inc.
ALKS / Alkermes plc
NEE / NextEra Energy, Inc.
ILMN / Illumina, Inc.
BF.B / Brown-Forman Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
UPS / United Parcel Service, Inc.
BDX / Becton, Dickinson and Company
BX / Blackstone Inc.
HUM / Humana Inc.
SNAP / Snap Inc.
MCO / Moody's Corporation
T / AT&T Inc.
CSCO / Cisco Systems, Inc.
RHT / Red Hat, Inc.
CB / Chubb Limited
MET / MetLife, Inc.
UIS / Unisys Corporation
MKC / McCormick & Company, Incorporated
FLR / Fluor Corporation
PYPL / PayPal Holdings, Inc.
CNP / CenterPoint Energy, Inc.
LEN / Lennar Corporation
LNT / Alliant Energy Corporation
IRM / Iron Mountain Incorporated
PNR / Pentair plc
FEMB / First Trust Exchange Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF
NBIX / Neurocrine Biosciences, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
JCI / Johnson Controls International plc
EIX / Edison International
JKHY / Jack Henry & Associates, Inc.
BG / Bunge Global SA
NLY / Annaly Capital Management, Inc.
CCL / Carnival Corporation & plc
FE / FirstEnergy Corp.
GPN / Global Payments Inc.
BRO / Brown & Brown, Inc.
WELL / Welltower Inc.
SLB / Schlumberger Limited
TROW / T. Rowe Price Group, Inc.
AMGN / Amgen Inc.
EOG / EOG Resources, Inc.
TOL / Toll Brothers, Inc.
PKG / Packaging Corporation of America
FL / Foot Locker, Inc.
BKNG / Booking Holdings Inc.
FCX / Freeport-McMoRan Inc.
KDP / Keurig Dr Pepper Inc.
DGP / DB Gold Double Long ETN
VZ / Verizon Communications Inc.
NAVI / Navient Corporation
YUM / Yum! Brands, Inc.
TRV / The Travelers Companies, Inc.
EXC / Exelon Corporation
US2692464017 / E*TRADE Financial, Inc.
ATVI / Activision Blizzard Inc
INCY / Incyte Corporation
WBA / Walgreens Boots Alliance, Inc.
BAC / Bank of America Corporation
GILD / Gilead Sciences, Inc.
IVZ / Invesco Ltd.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
UNG / United States Natural Gas Fund, LP - Limited Partnership
MPWR / Monolithic Power Systems, Inc.
PEAK / Healthpeak Properties, Inc.
BIO / Bio-Rad Laboratories, Inc.
ITW / Illinois Tool Works Inc.
PEP / PepsiCo, Inc.
WDC / Western Digital Corporation
CLX / The Clorox Company
AFL / Aflac Incorporated
SCHW / The Charles Schwab Corporation
IDEV / iShares Trust - iShares Core MSCI International Developed Markets ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
ALL / The Allstate Corporation
GM / General Motors Company
SYY / Sysco Corporation
ES / Eversource Energy
HON / Honeywell International Inc.
ICE / Intercontinental Exchange, Inc.
ROK / Rockwell Automation, Inc.
C.WSA / Citigroup, Inc.
INTC / Intel Corporation
LLL / JX Luxventure Limited
TWTR / Twitter Inc
AWK / American Water Works Company, Inc.
AIG / American International Group, Inc.
BR / Broadridge Financial Solutions, Inc.
LW / Lamb Weston Holdings, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
XEL / Xcel Energy Inc.
SBAC / SBA Communications Corporation
PFG / Principal Financial Group, Inc.
NTR / Nutrien Ltd.
BCEXF / BCE Inc. - Preferred Stock
KMI / Kinder Morgan, Inc.
COST / Costco Wholesale Corporation
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
ADP / Automatic Data Processing, Inc.
LKQ / LKQ Corporation
FMC / FMC Corporation
PFE / Pfizer Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
PSX / Phillips 66
FLOT / iShares Trust - iShares Floating Rate Bond ETF
CELG / Celgene Corp.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
CCI / Crown Castle Inc.
GOOG / Alphabet Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
TJX / The TJX Companies, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
SPY / SPDR S&P 500 ETF
WM / Waste Management, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
AVGO / Broadcom Inc.
META / Meta Platforms, Inc.
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
TGT / Target Corporation
BFAM / Bright Horizons Family Solutions Inc.
IBB / iShares Trust - iShares Biotechnology ETF
MGI / Moneygram International Inc.
BRK.B / Berkshire Hathaway Inc.
COP / ConocoPhillips
CMCSA / Comcast Corporation
CRM / Salesforce, Inc.
MO / Altria Group, Inc.
FAST / Fastenal Company
CGC / Canopy Growth Corporation
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
VTGN / Vistagen Therapeutics, Inc.
SND / Smart Sand, Inc.
ADM / Archer-Daniels-Midland Company
TIP / iShares Trust - iShares TIPS Bond ETF
ABBV / AbbVie Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
QQQ / Invesco QQQ Trust, Series 1
LOW / Lowe's Companies, Inc.
HES / Hess Corporation
QCOM / QUALCOMM Incorporated
IBM / International Business Machines Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
NDAQ / Nasdaq, Inc.
JPM / JPMorgan Chase & Co.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
IYW / iShares Trust - iShares U.S. Technology ETF
DELL / Dell Technologies Inc.
GLD / SPDR Gold Trust
FIXD / First Trust Exchange-Traded Fund VIII - First Trust TCW Opportunistic Fixed Income ETF
ARCC / Ares Capital Corporation
MYGN / Myriad Genetics, Inc.
VLO / Valero Energy Corporation
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
ZTS / Zoetis Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MWA / Mueller Water Products, Inc.
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DOV / Dover Corporation
MPC / Marathon Petroleum Corporation
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
NVDA / NVIDIA Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
ACWI / iShares Trust - iShares MSCI ACWI ETF
FPXI / First Trust Exchange Traded Fund II - First Trust International Equity Opportunities ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SYK / Stryker Corporation
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
XOM / Exxon Mobil Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IWC / iShares Trust - iShares Micro-Cap ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
IWX / iShares Trust - iShares Russell Top 200 Value ETF
LMT / Lockheed Martin Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
WMT / Walmart Inc.
GVA / Granite Construction Incorporated
TSCO / Tractor Supply Company
DHR / Danaher Corporation
AMTX / Aemetis, Inc.
GS / The Goldman Sachs Group, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
AME / AMETEK, Inc.
ABT / Abbott Laboratories
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
ADBE / Adobe Inc.
MCD / McDonald's Corporation
PG / The Procter & Gamble Company
CVX / Chevron Corporation
ODFL / Old Dominion Freight Line, Inc.
F / Ford Motor Company
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
MSCI / MSCI Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
GIS / General Mills, Inc.
SRPT / Sarepta Therapeutics, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
AAPL / Apple Inc.
CAT / Caterpillar Inc.
V / Visa Inc.
SBUX / Starbucks Corporation
GWW / W.W. Grainger, Inc.
NKE / NIKE, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
MSFT / Microsoft Corporation