Market Value130,600,000
Total Holdings297
File Date2014-11-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
REEMF / Rare Element Resources Ltd.
OWE / Obsidian Energy Ltd.
BSD MED CORP DEL / (055662100)
TYG / Tortoise Energy Infrastructure Corporation
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
VGR / Vector Group Ltd.
RAI / Reynolds American, Inc.
H & Q LIFE SCIENCES INVS / SH BEN INT (404053100)
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
NXJ / Nuveen New Jersey Quality Municipal Income Fund
JCE / Nuveen Core Equity Alpha Fund
KORS / Michael Kors Holdings Ltd.
GDL / The GDL Fund
PKBK / Parke Bancorp, Inc.
UKF / ProShares Ultra Russell1000 Growth
US04929Q1022 / Atlas Energy Group LLC
NUW / Nuveen AMT-Free Municipal Value Fund
US1182301010 / Buckeye Partners, L.P.
BLACKROCK ECOSOLUTIONS INVT / COM SH (092546100)
MARKET VECTORS ETF TR / MINOR METALS (57061R536)
CET / Central Securities Corporation
AVP / Avon Products, Inc.
HTS / Hatteras Financial Corp.
SXL / Sunoco Logistics Partners L.P.
AGNC / AGNC Investment Corp.
NPBC / National Penn Bancshares, Inc.
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
HAWK / Blackhawk Network Holdings, Inc.
GHL / Greenhill & Co Inc
FCT / First Trust Senior Floating Rate Income Fund II
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
OKS / ONEOK Partners, L.P.
CBI / Chicago Bridge & Iron Co., N.V.
EGL / Engility Holdings, Inc.
GG / Goldcorp, Inc.
WINT / Windtree Therapeutics, Inc.
EMF / Templeton Emerging Markets Fund
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
CYNO / Cynosure, Inc.
EEP / Enbridge Energy Partners, L.P.
PVA / Penn Virginia Corporation
ROYAL BK SCOTLAND GROUP PLC / ADR PREF SHS R (780097747)
MDY / SPDR S&P MidCap 400 ETF Trust
UTF / Cohen & Steers Infrastructure Fund, Inc
US87233Q1085 / TC Pipelines, LP
BGS / B&G Foods, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
CZNC / Citizens & Northern Corporation
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
RYAM / Rayonier Advanced Materials Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
NPI / Nuveen Premium Income Municipal Fund, Inc.
PBI / Pitney Bowes Inc.
US3021041047 / ExOne Co
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
SALE / RetailMeNot, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
BKE / The Buckle, Inc.
BBEP / Breitburn Energy Partners LP
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
DVY / iShares Trust - iShares Select Dividend ETF
EMJ / Eaton Vance New Jersey Municipal Bond Fund
83171G103 / SmartPros Ltd.
/ iShares Morningstar Mid-Cap Value ETF
SALE / RetailMeNot, Inc.
LINE / Lineage, Inc.
GIM / Templeton Global Income Fund
847560109 / Spectra Energy Corp.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
CIM / Chimera Investment Corporation
IGOV / iShares Trust - iShares International Treasury Bond ETF
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
OPI / Office Properties Income Trust
US92913C1062 / Voya Natural Resources Equity Income Fnd
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
STK / Columbia Seligman Premium Technology Growth Fund
DEX / Delaware Enhanced Global Dividend & Income Fund
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
GM.WS.A / General Motors Company
IIF / Morgan Stanley India Investment Fund, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
AABA / Altaba Inc
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
BNS / The Bank of Nova Scotia
TPZ / Tortoise Essential Energy Fund
IAE / Voya Asia Pacific High Dividend Equity Income Fund
KED / Kayne Anderson Energy Development Company
TRN / Trinity Industries, Inc.
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
RFI / Cohen & Steers Total Return Realty Fund, Inc.
ZINC / Horsehead Holding Corp.
QQQ / Invesco QQQ Trust, Series 1
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
ALU / Alcatel Lucent
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
HCN / Welltower Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
FMD / First Marblehead Corp. (The)
SALE / RetailMeNot, Inc.
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
VAC / Marriott Vacations Worldwide Corporation
AWP / abrdn Global Premier Properties Fund
PVL / Permianville Royalty Trust
07317Q956 / Baytex Energy Trust
AMERICAN SELECT PORTFOLIO IN / (029570108)
MCHP / Microchip Technology Incorporated
SLV / iShares Silver Trust
DRA / Diversified Real Asset Income Fund
BYD / Boyd Gaming Corporation
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
RYN / Rayonier Inc.
PPL / PPL Corporation
AMP / Ameriprise Financial, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
KMI / Kinder Morgan, Inc.
US2655041000 / Dunkin' Brands Group, Inc.
SALE / RetailMeNot, Inc.
KMP /
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
LNCO / Linn Co, LLC
AFL / Aflac Incorporated
TGH / Textainer Group Holdings Limited
KIM / Kimco Realty Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
QCOM / QUALCOMM Incorporated
MMM / 3M Company
BXMT / Blackstone Mortgage Trust, Inc.
MAR / Marriott International, Inc.
RDS.B / Shell Plc - ADR
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
GM / General Motors Company
MMP / Magellan Midstream Partners L.P.
EXPO / Exponent, Inc.
FTR / Frontier Communications Corp.
SNY / Sanofi - Depositary Receipt (Common Stock)
SSYS / Stratasys Ltd.
HRB / H&R Block, Inc.
NNN / NNN REIT, Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
RTX / RTX Corporation
GOOGL / Alphabet Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SJI / South Jersey Industries Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
US4989042001 / Knoll Inc
MRK / Merck & Co., Inc.
VZ / Verizon Communications Inc.
F / Ford Motor Company
XOM / Exxon Mobil Corporation
BAC.PRL / Bank of America Corporation - Preferred Stock
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
UTG / Reaves Utility Income Fund
SWYDF / Stornoway Diamond Corporation
NEM / Newmont Corporation
META / Meta Platforms, Inc.
HD / The Home Depot, Inc.
MGA / Magna International Inc.
BRK.B / Berkshire Hathaway Inc.
LO /
BMY / Bristol-Myers Squibb Company
DIA / SPDR Dow Jones Industrial Average ETF Trust
DRI / Darden Restaurants, Inc.
DOW / Dow Inc.
ARNC / Arconic Corporation
TRV / The Travelers Companies, Inc.
MOS / The Mosaic Company
HP / Helmerich & Payne, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
SEM / Select Medical Holdings Corporation
WEC / WEC Energy Group, Inc.
LMT / Lockheed Martin Corporation
HBAN / Huntington Bancshares Incorporated
GGN / GAMCO Global Gold, Natural Resources & Income Trust
VPU / Vanguard World Fund - Vanguard Utilities ETF
FL / Foot Locker, Inc.
FRBK / Republic First Bancorp, Inc.
MBB / iShares Trust - iShares MBS ETF
SLB / Schlumberger Limited
LEG / Leggett & Platt, Incorporated
ESRX / Express Scripts Holding Co.
ISRG / Intuitive Surgical, Inc.
UIS / Unisys Corporation
C / Citigroup Inc.
SDRL / Seadrill Limited
MCD / McDonald's Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
OLN / Olin Corporation
NLY / Annaly Capital Management, Inc.
EOG / EOG Resources, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
ET / Energy Transfer LP - Limited Partnership
VALE / Vale S.A. - Depositary Receipt (Common Stock)
TD / The Toronto-Dominion Bank
BLK / BlackRock, Inc.
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
ED / Consolidated Edison, Inc.
CVS / CVS Health Corporation
BK / The Bank of New York Mellon Corporation
DOW / Dow Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
FAM / First Trust/Abrdn Global Opportunity Income Fund
GE / General Electric Company
AVY / Avery Dennison Corporation
HOG / Harley-Davidson, Inc.
AAL / American Airlines Group Inc.
LLY / Eli Lilly and Company
WMT / Walmart Inc.
VTR / Ventas, Inc.
TSLA / Tesla, Inc.
CVX / Chevron Corporation
BF.B / Brown-Forman Corporation
GM.WS.B / General Motors Company - Warrants 07/10/2019
AXON / Axon Enterprise, Inc.
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MSEX / Middlesex Water Company
NEE / NextEra Energy, Inc.
HAS / Hasbro, Inc.
PLOW / Douglas Dynamics, Inc.
RVT / Royce Small-Cap Trust, Inc.
AMZN / Amazon.com, Inc.
CSCO / Cisco Systems, Inc.
ABBV / AbbVie Inc.
DDD / 3D Systems Corporation
APD / Air Products and Chemicals, Inc.
ORCL / Oracle Corporation
GIS / General Mills, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
IGR / CBRE Global Real Estate Income Fund
JPM / JPMorgan Chase & Co.
TIP / iShares Trust - iShares TIPS Bond ETF
GOOG / Alphabet Inc.
BAC / Bank of America Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SWIR / Sierra Wireless Inc
BMO / Bank of Montreal
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
UPS / United Parcel Service, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
GOLD / Barrick Mining Corporation
BCE / BCE Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
FPF / First Trust Intermediate Duration Preferred & Income Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
BGR / BlackRock Energy and Resources Trust
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
GS / The Goldman Sachs Group, Inc.
USA / Liberty All-Star Equity Fund
KO / The Coca-Cola Company
COP / ConocoPhillips
ERF / Enerplus Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ROIC / Retail Opportunity Investments Corp.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
RY / Royal Bank of Canada
AEP / American Electric Power Company, Inc.
PEP / PepsiCo, Inc.
JNJ / Johnson & Johnson
AMGN / Amgen Inc.
NSC / Norfolk Southern Corporation
SFE / Safeguard Scientifics, Inc.
WTRG / Essential Utilities, Inc.
ABT / Abbott Laboratories
DIS / The Walt Disney Company
MSFT / Microsoft Corporation
T / AT&T Inc.
DUK / Duke Energy Corporation
COF / Capital One Financial Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PEG / Public Service Enterprise Group Incorporated
PM / Philip Morris International Inc.
EXC / Exelon Corporation
UGI / UGI Corporation
SJT / San Juan Basin Royalty Trust
MFA / MFA Financial, Inc.
PSX / Phillips 66
IBM / International Business Machines Corporation
PFE / Pfizer Inc.
OGE / OGE Energy Corp.
BME / BlackRock Health Sciences Trust
INTC / Intel Corporation
GILD / Gilead Sciences, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
BA / The Boeing Company
PG / The Procter & Gamble Company
MO / Altria Group, Inc.
AAPL / Apple Inc.
WFC / Wells Fargo & Company
STON / StoneMor Inc
CMCSA / Comcast Corporation
LOW / Lowe's Companies, Inc.
SPY / SPDR S&P 500 ETF
PBYI / Puma Biotechnology, Inc.
CNO / CNO Financial Group, Inc.
WIA / Western Asset Inflation-Linked Income Fund
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
GSK / GSK plc - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF