Market Value140,277,000
Total Holdings301
File Date2015-05-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GOOGL / Alphabet Inc.
ARNC / Arconic Corporation
JCE / Nuveen Core Equity Alpha Fund
US3021041047 / ExOne Co
HAWK / Blackhawk Network Holdings, Inc.
IGOV / iShares Trust - iShares International Treasury Bond ETF
REEMF / Rare Element Resources Ltd.
REM / iShares Trust - iShares Mortgage Real Estate ETF
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
BYD / Boyd Gaming Corporation
AABA / Altaba Inc
BNS / The Bank of Nova Scotia
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
FMD / First Marblehead Corp. (The)
KED / Kayne Anderson Energy Development Company
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
HTS / Hatteras Financial Corp.
SALE / RetailMeNot, Inc.
SALE / RetailMeNot, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
EMF / Templeton Emerging Markets Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IAE / Voya Asia Pacific High Dividend Equity Income Fund
GIM / Templeton Global Income Fund
RAI / Reynolds American, Inc.
RMT / Royce Micro-Cap Trust, Inc.
KEYS / Keysight Technologies, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
EEP / Enbridge Energy Partners, L.P.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
OWE / Obsidian Energy Ltd.
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
PRSN / Perseon Corporation
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
AGNC / AGNC Investment Corp.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
EMJ / Eaton Vance New Jersey Municipal Bond Fund
DRA / Diversified Real Asset Income Fund
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
SALE / RetailMeNot, Inc.
NUW / Nuveen AMT-Free Municipal Value Fund
SALE / RetailMeNot, Inc.
MDSO / Medidata Solutions, Inc.
DSL / DoubleLine Income Solutions Fund
LNCO / Linn Co, LLC
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
HQL / Abrdn Life Sciences Investors
GM.WS.A / General Motors Company
IIF / Morgan Stanley India Investment Fund, Inc.
E / Eni S.p.A. - Depositary Receipt (Common Stock)
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
TPZ / Tortoise Essential Energy Fund
TYG / Tortoise Energy Infrastructure Corporation
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
07317Q956 / Baytex Energy Trust
/ iShares Morningstar Mid-Cap Value ETF
PBI / Pitney Bowes Inc.
CZNC / Citizens & Northern Corporation
SXL / Sunoco Logistics Partners L.P.
ZINC / Horsehead Holding Corp.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
US87233Q1085 / TC Pipelines, LP
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PVA / Penn Virginia Corporation
HYLD / Exchange Listed Funds Trust - High Yield ETF
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
STK / Columbia Seligman Premium Technology Growth Fund
SPDR INDEX SHS FDS / S&P RUSSIA ETF (78463X558)
SIRI / Sirius XM Holdings Inc.
NPBC / National Penn Bancshares, Inc.
847560109 / Spectra Energy Corp.
US04929Q1022 / Atlas Energy Group LLC
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
BGS / B&G Foods, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
EGO / Eldorado Gold Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
MARKET VECTORS ETF TR / MINOR METALS (57061R536)
NXJ / Nuveen New Jersey Quality Municipal Income Fund
NPI / Nuveen Premium Income Municipal Fund, Inc.
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
ALU / Alcatel Lucent
US1182301010 / Buckeye Partners, L.P.
CBI / Chicago Bridge & Iron Co., N.V.
GG / Goldcorp, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
83171G103 / SmartPros Ltd.
MCHP / Microchip Technology Incorporated
LLY / Eli Lilly and Company
GDL / The GDL Fund
SLV / iShares Silver Trust
ULSGF / UBS AG
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
PPL / PPL Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
DEX / Delaware Enhanced Global Dividend & Income Fund
RYAM / Rayonier Advanced Materials Inc.
BSD MED CORP DEL / (055662100)
WINT / Windtree Therapeutics, Inc.
HCN / Welltower Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
KMI / Kinder Morgan, Inc.
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
US92913C1062 / Voya Natural Resources Equity Income Fnd
UTF / Cohen & Steers Infrastructure Fund, Inc
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
UKF / ProShares Ultra Russell1000 Growth
KIM / Kimco Realty Corporation
SLB / Schlumberger Limited
MAR / Marriott International, Inc.
AET / Aetna, Inc.
RTX / RTX Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
FTR / Frontier Communications Corp.
HPQ / HP Inc.
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
HRB / H&R Block, Inc.
CMS / CMS Energy Corporation
NNN / NNN REIT, Inc.
NHF / NexPoint Strategic Opportunities Fund
SJI / South Jersey Industries Inc.
GS / The Goldman Sachs Group, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
GM / General Motors Company
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MBB / iShares Trust - iShares MBS ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
BAC.PRL / Bank of America Corporation - Preferred Stock
UNH / UnitedHealth Group Incorporated
NEM / Newmont Corporation
MRK / Merck & Co., Inc.
F / Ford Motor Company
UTG / Reaves Utility Income Fund
GE / General Electric Company
META / Meta Platforms, Inc.
AXON / Axon Enterprise, Inc.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
A / Agilent Technologies, Inc.
BRK.B / Berkshire Hathaway Inc.
LO /
DIA / SPDR Dow Jones Industrial Average ETF Trust
MGA / Magna International Inc.
WIA / Western Asset Inflation-Linked Income Fund
DOW / Dow Inc.
NSC / Norfolk Southern Corporation
MOS / The Mosaic Company
BX / Blackstone Inc.
ABT / Abbott Laboratories
HP / Helmerich & Payne, Inc.
GM.WS.B / General Motors Company - Warrants 07/10/2019
LPT / Liberty Property Trust
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
STON / StoneMor Inc
VUG / Vanguard Index Funds - Vanguard Growth ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
SPY / SPDR S&P 500 ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
COP / ConocoPhillips
SU / Suncor Energy Inc.
SWYDF / Stornoway Diamond Corporation
FL / Foot Locker, Inc.
T / AT&T Inc.
LEG / Leggett & Platt, Incorporated
NOV / NOV Inc.
ISRG / Intuitive Surgical, Inc.
SPG / Simon Property Group, Inc.
QCOM / QUALCOMM Incorporated
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
UIS / Unisys Corporation
C / Citigroup Inc.
MCD / McDonald's Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
OLN / Olin Corporation
NLY / Annaly Capital Management, Inc.
ET / Energy Transfer LP - Limited Partnership
FRBK / Republic First Bancorp, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FCT / First Trust Senior Floating Rate Income Fund II
VPU / Vanguard World Fund - Vanguard Utilities ETF
KORS / Michael Kors Holdings Ltd.
US4989042001 / Knoll Inc
VALE / Vale S.A. - Depositary Receipt (Common Stock)
TD / The Toronto-Dominion Bank
UPS / United Parcel Service, Inc.
HD / The Home Depot, Inc.
PCG / PG&E Corporation
ESRX / Express Scripts Holding Co.
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
ED / Consolidated Edison, Inc.
AMP / Ameriprise Financial, Inc.
CVS / CVS Health Corporation
FAM / First Trust/Abrdn Global Opportunity Income Fund
VZ / Verizon Communications Inc.
AVY / Avery Dennison Corporation
EXPO / Exponent, Inc.
DOW / Dow Inc.
FE / FirstEnergy Corp.
RYN / Rayonier Inc.
LMT / Lockheed Martin Corporation
SJM / The J. M. Smucker Company
RDS.B / Shell Plc - ADR
PEAK / Healthpeak Properties, Inc.
ORCL / Oracle Corporation
SIG / Signet Jewelers Limited
WTRG / Essential Utilities, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IGR / CBRE Global Real Estate Income Fund
BF.B / Brown-Forman Corporation
MMT / MFS Multimarket Income Trust
ABBV / AbbVie Inc.
DIS / The Walt Disney Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
RDS.B / Shell Plc - ADR
RVT / Royce Small-Cap Trust, Inc.
MMM / 3M Company
TSLA / Tesla, Inc.
APD / Air Products and Chemicals, Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
SEM / Select Medical Holdings Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
PAA / Plains All American Pipeline, L.P. - Limited Partnership
JPM / JPMorgan Chase & Co.
TIP / iShares Trust - iShares TIPS Bond ETF
IDV / iShares Trust - iShares International Select Dividend ETF
GOOG / Alphabet Inc.
BAC / Bank of America Corporation
MMP / Magellan Midstream Partners L.P.
BCX / Blackrock Resources & Commodities Strategy Trust
LOW / Lowe's Companies, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BMO / Bank of Montreal
VTV / Vanguard Index Funds - Vanguard Value ETF
MSEX / Middlesex Water Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
NEE / NextEra Energy, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
GOLD / Barrick Mining Corporation
BCE / BCE Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
FPF / First Trust Intermediate Duration Preferred & Income Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
BGR / BlackRock Energy and Resources Trust
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
USA / Liberty All-Star Equity Fund
KO / The Coca-Cola Company
ERF / Enerplus Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ROIC / Retail Opportunity Investments Corp.
IWM / iShares Trust - iShares Russell 2000 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
RY / Royal Bank of Canada
VTR / Ventas, Inc.
JNJ / Johnson & Johnson
CVX / Chevron Corporation
TRV / The Travelers Companies, Inc.
SFE / Safeguard Scientifics, Inc.
SWIR / Sierra Wireless Inc
PM / Philip Morris International Inc.
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PEG / Public Service Enterprise Group Incorporated
EXC / Exelon Corporation
UGI / UGI Corporation
SJT / San Juan Basin Royalty Trust
MFA / MFA Financial, Inc.
PSX / Phillips 66
SO / The Southern Company
IBM / International Business Machines Corporation
OGE / OGE Energy Corp.
BME / BlackRock Health Sciences Trust
XOM / Exxon Mobil Corporation
INTC / Intel Corporation
AEP / American Electric Power Company, Inc.
CSCO / Cisco Systems, Inc.
AMGN / Amgen Inc.
GILD / Gilead Sciences, Inc.
CAPR / Capricor Therapeutics, Inc.
AMZN / Amazon.com, Inc.
BA / The Boeing Company
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
PG / The Procter & Gamble Company
MO / Altria Group, Inc.
AAPL / Apple Inc.
WFC / Wells Fargo & Company
CMCSA / Comcast Corporation
MNKD / MannKind Corporation
OPK / OPKO Health, Inc.
PFE / Pfizer Inc.
PBYI / Puma Biotechnology, Inc.
CNO / CNO Financial Group, Inc.
MSFT / Microsoft Corporation
AA / Alcoa Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF