Market Value127,334,000
Total Holdings293
File Date2015-08-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CAPR / Capricor Therapeutics, Inc.
WIA / Western Asset Inflation-Linked Income Fund
GOOGL / Alphabet Inc.
MDSO / Medidata Solutions, Inc.
ARNC / Arconic Corporation
JCE / Nuveen Core Equity Alpha Fund
AVP / Avon Products, Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
HCA / HCA Healthcare, Inc.
SALE / RetailMeNot, Inc.
EWG / iShares, Inc. - iShares MSCI Germany ETF
MERK GOLD TR / SHS BEN INT (590055109)
GDL / The GDL Fund
AABA / Altaba Inc
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
US87233Q1085 / TC Pipelines, LP
NPBC / National Penn Bancshares, Inc.
USIG / iShares Trust - iShares Broad USD Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
BXMT / Blackstone Mortgage Trust, Inc.
US1182301010 / Buckeye Partners, L.P.
NPI / Nuveen Premium Income Municipal Fund, Inc.
CZNC / Citizens & Northern Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
TYG / Tortoise Energy Infrastructure Corporation
BGS / B&G Foods, Inc.
HTS / Hatteras Financial Corp.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PRSN / Perseon Corporation
DRA / Diversified Real Asset Income Fund
83171G103 / SmartPros Ltd.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
HCN / Welltower Inc.
SHLX / Shell Midstream Partners L.P. - Unit
SXL / Sunoco Logistics Partners L.P.
MARKET VECTORS ETF TR / MINOR METALS (57061R536)
WINT / Windtree Therapeutics, Inc.
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
UTF / Cohen & Steers Infrastructure Fund, Inc
/ iShares Morningstar Mid-Cap Value ETF
EEP / Enbridge Energy Partners, L.P.
SALE / RetailMeNot, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
ZINC / Horsehead Holding Corp.
GG / Goldcorp, Inc.
EGO / Eldorado Gold Corporation
SPDR INDEX SHS FDS / S&P RUSSIA ETF (78463X558)
RMT / Royce Micro-Cap Trust, Inc.
KED / Kayne Anderson Energy Development Company
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
TLN / Talen Energy Corporation
ONVO / Organovo Holdings, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DSL / DoubleLine Income Solutions Fund
AGNC / AGNC Investment Corp.
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
IIF / Morgan Stanley India Investment Fund, Inc.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
BNS / The Bank of Nova Scotia
TPZ / Tortoise Essential Energy Fund
ALTS / ALT5 Sigma Corporation
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
MDY / SPDR S&P MidCap 400 ETF Trust
SALE / RetailMeNot, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
847560109 / Spectra Energy Corp.
HQL / Abrdn Life Sciences Investors
E / Eni S.p.A. - Depositary Receipt (Common Stock)
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
REEMF / Rare Element Resources Ltd.
NXJ / Nuveen New Jersey Quality Municipal Income Fund
CMS / CMS Energy Corporation
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
CBI / Chicago Bridge & Iron Co., N.V.
DVY / iShares Trust - iShares Select Dividend ETF
ULSGF / UBS AG
IGOV / iShares Trust - iShares International Treasury Bond ETF
PVA / Penn Virginia Corporation
SALE / RetailMeNot, Inc.
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
GM.WS.A / General Motors Company
PBI / Pitney Bowes Inc.
RAI / Reynolds American, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
LNCO / Linn Co, LLC
NUW / Nuveen AMT-Free Municipal Value Fund
SIRI / Sirius XM Holdings Inc.
REM / iShares Trust - iShares Mortgage Real Estate ETF
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
HAWK / Blackhawk Network Holdings, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
RFI / Cohen & Steers Total Return Realty Fund, Inc.
FMD / First Marblehead Corp. (The)
US92913C1062 / Voya Natural Resources Equity Income Fnd
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
IAE / Voya Asia Pacific High Dividend Equity Income Fund
07317Q956 / Baytex Energy Trust
IBM / International Business Machines Corporation
LLY / Eli Lilly and Company
SLV / iShares Silver Trust
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
GS / The Goldman Sachs Group, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
KO / The Coca-Cola Company
KMI / Kinder Morgan, Inc.
KIM / Kimco Realty Corporation
LOW / Lowe's Companies, Inc.
MMM / 3M Company
MAR / Marriott International, Inc.
AET / Aetna, Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
ALU / Alcatel Lucent
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
FTR / Frontier Communications Corp.
CMCSA / Comcast Corporation
HPQ / HP Inc.
EXPO / Exponent, Inc.
VZ / Verizon Communications Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
HRB / H&R Block, Inc.
NNN / NNN REIT, Inc.
RTX / RTX Corporation
SIG / Signet Jewelers Limited
SJI / South Jersey Industries Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
IHD / Voya Emerging Markets High Dividend Equity Fund
GVAL / Cambria ETF Trust - Cambria Global Value ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
NEM / Newmont Corporation
MRK / Merck & Co., Inc.
BF.B / Brown-Forman Corporation
F / Ford Motor Company
XOM / Exxon Mobil Corporation
IDV / iShares Trust - iShares International Select Dividend ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
UTG / Reaves Utility Income Fund
META / Meta Platforms, Inc.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
A / Agilent Technologies, Inc.
BRK.B / Berkshire Hathaway Inc.
LO /
DIA / SPDR Dow Jones Industrial Average ETF Trust
DOW / Dow Inc.
TRV / The Travelers Companies, Inc.
DOW / Dow Inc.
MOS / The Mosaic Company
ABT / Abbott Laboratories
RAD / Rite Aid Corp.
GM.WS.B / General Motors Company - Warrants 07/10/2019
FE / FirstEnergy Corp.
LPT / Liberty Property Trust
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
RDS.B / Shell Plc - ADR
SJM / The J. M. Smucker Company
LMT / Lockheed Martin Corporation
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
FPF / First Trust Intermediate Duration Preferred & Income Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
USA / Liberty All-Star Equity Fund
FL / Foot Locker, Inc.
APD / Air Products and Chemicals, Inc.
PG / The Procter & Gamble Company
HOG / Harley-Davidson, Inc.
MBB / iShares Trust - iShares MBS ETF
SLB / Schlumberger Limited
LEG / Leggett & Platt, Incorporated
NOV / NOV Inc.
ISRG / Intuitive Surgical, Inc.
SPG / Simon Property Group, Inc.
QCOM / QUALCOMM Incorporated
UIS / Unisys Corporation
INTC / Intel Corporation
C / Citigroup Inc.
AVY / Avery Dennison Corporation
AMZN / Amazon.com, Inc.
DDD / 3D Systems Corporation
MCD / McDonald's Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
OLN / Olin Corporation
NLY / Annaly Capital Management, Inc.
EOG / EOG Resources, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
ET / Energy Transfer LP - Limited Partnership
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
FRBK / Republic First Bancorp, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FCT / First Trust Senior Floating Rate Income Fund II
VPU / Vanguard World Fund - Vanguard Utilities ETF
US4989042001 / Knoll Inc
VALE / Vale S.A. - Depositary Receipt (Common Stock)
TD / The Toronto-Dominion Bank
UPS / United Parcel Service, Inc.
PCG / PG&E Corporation
ESRX / Express Scripts Holding Co.
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
ED / Consolidated Edison, Inc.
PPL / PPL Corporation
CVS / CVS Health Corporation
FAM / First Trust/Abrdn Global Opportunity Income Fund
GM / General Motors Company
T / AT&T Inc.
GOOG / Alphabet Inc.
RYN / Rayonier Inc.
PEAK / Healthpeak Properties, Inc.
ORCL / Oracle Corporation
MCHP / Microchip Technology Incorporated
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MMP / Magellan Midstream Partners L.P.
AXON / Axon Enterprise, Inc.
MMT / MFS Multimarket Income Trust
ABBV / AbbVie Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
KEYS / Keysight Technologies, Inc.
RVT / Royce Small-Cap Trust, Inc.
CSCO / Cisco Systems, Inc.
TSLA / Tesla, Inc.
SO / The Southern Company
NGG / National Grid plc - Depositary Receipt (Common Stock)
SEM / Select Medical Holdings Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
IGR / CBRE Global Real Estate Income Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
JPM / JPMorgan Chase & Co.
TIP / iShares Trust - iShares TIPS Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
BAC / Bank of America Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
BCX / Blackrock Resources & Commodities Strategy Trust
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BMO / Bank of Montreal
VTV / Vanguard Index Funds - Vanguard Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
MSEX / Middlesex Water Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
KMB / Kimberly-Clark Corporation
NEE / NextEra Energy, Inc.
GOLD / Barrick Mining Corporation
BCE / BCE Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
BGR / BlackRock Energy and Resources Trust
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
COP / ConocoPhillips
ERF / Enerplus Corporation
SU / Suncor Energy Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
ROIC / Retail Opportunity Investments Corp.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
RY / Royal Bank of Canada
AEP / American Electric Power Company, Inc.
JNJ / Johnson & Johnson
HD / The Home Depot, Inc.
NHF / NexPoint Strategic Opportunities Fund
CVX / Chevron Corporation
SFE / Safeguard Scientifics, Inc.
GILD / Gilead Sciences, Inc.
UNH / UnitedHealth Group Incorporated
WTRG / Essential Utilities, Inc.
SWIR / Sierra Wireless Inc
DIS / The Walt Disney Company
PM / Philip Morris International Inc.
BMY / Bristol-Myers Squibb Company
LNG / Cheniere Energy, Inc.
DUK / Duke Energy Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PEG / Public Service Enterprise Group Incorporated
EXC / Exelon Corporation
UGI / UGI Corporation
SJT / San Juan Basin Royalty Trust
MFA / MFA Financial, Inc.
PSX / Phillips 66
BME / BlackRock Health Sciences Trust
NXRT / NexPoint Residential Trust, Inc.
BX / Blackstone Inc.
AMGN / Amgen Inc.
AMP / Ameriprise Financial, Inc.
BA / The Boeing Company
MO / Altria Group, Inc.
AAPL / Apple Inc.
O / Realty Income Corporation
WFC / Wells Fargo & Company
STON / StoneMor Inc
SPY / SPDR S&P 500 ETF
MNKD / MannKind Corporation
OPK / OPKO Health, Inc.
PFE / Pfizer Inc.
GE / General Electric Company
PBYI / Puma Biotechnology, Inc.
CNO / CNO Financial Group, Inc.
AA / Alcoa Corporation
MSFT / Microsoft Corporation
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
GSK / GSK plc - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF