Market Value120,414,000
Total Holdings295
File Date2015-10-28
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AA / Alcoa Corporation
NURO / NeuroMetrix, Inc.
GOOGL / Alphabet Inc.
MDSO / Medidata Solutions, Inc.
ORCL / Oracle Corporation
ARNC / Arconic Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
83171G103 / SmartPros Ltd.
SHLX / Shell Midstream Partners L.P. - Unit
CZNC / Citizens & Northern Corporation
AABA / Altaba Inc
BNS / The Bank of Nova Scotia
IAE / Voya Asia Pacific High Dividend Equity Income Fund
DSL / DoubleLine Income Solutions Fund
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
US87233Q1085 / TC Pipelines, LP
HQL / Abrdn Life Sciences Investors
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ONVO / Organovo Holdings, Inc.
EEP / Enbridge Energy Partners, L.P.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
FNFG / First Niagara Financial Group, Inc.
HTS / Hatteras Financial Corp.
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
TPZ / Tortoise Essential Energy Fund
ALTS / ALT5 Sigma Corporation
US1182301010 / Buckeye Partners, L.P.
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
TYG / Tortoise Energy Infrastructure Corporation
HCA / HCA Healthcare, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
SALE / RetailMeNot, Inc.
SALE / RetailMeNot, Inc.
ZINC / Horsehead Holding Corp.
RAI / Reynolds American, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
BGS / B&G Foods, Inc.
GM.WS.A / General Motors Company
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
EWG / iShares, Inc. - iShares MSCI Germany ETF
KED / Kayne Anderson Energy Development Company
HYLD / Exchange Listed Funds Trust - High Yield ETF
PRSN / Perseon Corporation
847560109 / Spectra Energy Corp.
SXL / Sunoco Logistics Partners L.P.
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
RFI / Cohen & Steers Total Return Realty Fund, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
ANW / Aegean Marine Petroleum Network, Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
CBI / Chicago Bridge & Iron Co., N.V.
AGNC / AGNC Investment Corp.
GG / Goldcorp, Inc.
AET / Aetna, Inc.
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
US92913C1062 / Voya Natural Resources Equity Income Fnd
SALE / RetailMeNot, Inc.
HAWK / Blackhawk Network Holdings, Inc.
RY / Royal Bank of Canada
NPI / Nuveen Premium Income Municipal Fund, Inc.
SIRI / Sirius XM Holdings Inc.
JCE / Nuveen Core Equity Alpha Fund
MARKET VECTORS ETF TR / MINOR METALS (57061R536)
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
LNCO / Linn Co, LLC
DRA / Diversified Real Asset Income Fund
RMT / Royce Micro-Cap Trust, Inc.
FMD / First Marblehead Corp. (The)
ULSGF / UBS AG
SJI / South Jersey Industries Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
DVY / iShares Trust - iShares Select Dividend ETF
TLN / Talen Energy Corporation
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
REEMF / Rare Element Resources Ltd.
SPDR INDEX SHS FDS / S&P RUSSIA ETF (78463X558)
SDS / ProShares Trust - ProShares UltraShort S&P500
ALRCX / ALPS/Alerian MLP Infras Index C
SALE / RetailMeNot, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
DXD / ProShares Trust - ProShares UltraShort Dow30
STJ / St. Jude Medical, Inc.
AVP / Avon Products, Inc.
07317Q956 / Baytex Energy Trust
GDL / The GDL Fund
SLV / iShares Silver Trust
PPL / PPL Corporation
FCT / First Trust Senior Floating Rate Income Fund II
SEP / Spectra Energy Partners LP
WINT / Windtree Therapeutics, Inc.
LNN / Lindsay Corporation
PVA / Penn Virginia Corporation
PBI / Pitney Bowes Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
GS / The Goldman Sachs Group, Inc.
KO / The Coca-Cola Company
KMI / Kinder Morgan, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
NPBC / National Penn Bancshares, Inc.
E / Eni S.p.A. - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
PEAK / Healthpeak Properties, Inc.
MAR / Marriott International, Inc.
KIM / Kimco Realty Corporation
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
MERK GOLD TR / SHS BEN INT (590055109)
T / AT&T Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ALU / Alcatel Lucent
KMB / Kimberly-Clark Corporation
DLR / Digital Realty Trust, Inc.
FTR / Frontier Communications Corp.
CMCSA / Comcast Corporation
HPQ / HP Inc.
IHD / Voya Emerging Markets High Dividend Equity Fund
GVAL / Cambria ETF Trust - Cambria Global Value ETF
EXPO / Exponent, Inc.
PSX / Phillips 66
SNY / Sanofi - Depositary Receipt (Common Stock)
HRB / H&R Block, Inc.
NNN / NNN REIT, Inc.
DOW / Dow Inc.
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
LPT / Liberty Property Trust
GM / General Motors Company
WFC / Wells Fargo & Company
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
TD / The Toronto-Dominion Bank
BAC.PRL / Bank of America Corporation - Preferred Stock
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
RTX / RTX Corporation
MRK / Merck & Co., Inc.
XOM / Exxon Mobil Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
UTG / Reaves Utility Income Fund
NEM / Newmont Corporation
META / Meta Platforms, Inc.
HD / The Home Depot, Inc.
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
A / Agilent Technologies, Inc.
BRK.B / Berkshire Hathaway Inc.
RVT / Royce Small-Cap Trust, Inc.
DOW / Dow Inc.
TRV / The Travelers Companies, Inc.
ABT / Abbott Laboratories
GM.WS.B / General Motors Company - Warrants 07/10/2019
FE / FirstEnergy Corp.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
STON / StoneMor Inc
RDS.B / Shell Plc - ADR
LMT / Lockheed Martin Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
FL / Foot Locker, Inc.
APD / Air Products and Chemicals, Inc.
IDCC / InterDigital, Inc.
MBB / iShares Trust - iShares MBS ETF
SLB / Schlumberger Limited
NOV / NOV Inc.
LEG / Leggett & Platt, Incorporated
SFE / Safeguard Scientifics, Inc.
UIS / Unisys Corporation
INTC / Intel Corporation
MCD / McDonald's Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
OLN / Olin Corporation
NLY / Annaly Capital Management, Inc.
WELL / Welltower Inc.
ET / Energy Transfer LP - Limited Partnership
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
FRBK / Republic First Bancorp, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
VPU / Vanguard World Fund - Vanguard Utilities ETF
US4989042001 / Knoll Inc
VALE / Vale S.A. - Depositary Receipt (Common Stock)
SPG / Simon Property Group, Inc.
MCHP / Microchip Technology Incorporated
ESRX / Express Scripts Holding Co.
ED / Consolidated Edison, Inc.
CVS / CVS Health Corporation
FAM / First Trust/Abrdn Global Opportunity Income Fund
RAD / Rite Aid Corp.
UNH / UnitedHealth Group Incorporated
RYN / Rayonier Inc.
TSLA / Tesla, Inc.
AMP / Ameriprise Financial, Inc.
CSCO / Cisco Systems, Inc.
SJM / The J. M. Smucker Company
WTRG / Essential Utilities, Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
BF.B / Brown-Forman Corporation
AXON / Axon Enterprise, Inc.
MMT / MFS Multimarket Income Trust
LLY / Eli Lilly and Company
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
KEYS / Keysight Technologies, Inc.
MMM / 3M Company
ABBV / AbbVie Inc.
MOS / The Mosaic Company
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
C / Citigroup Inc.
SO / The Southern Company
NGG / National Grid plc - Depositary Receipt (Common Stock)
GOOG / Alphabet Inc.
SEM / Select Medical Holdings Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
IGR / CBRE Global Real Estate Income Fund
JPM / JPMorgan Chase & Co.
TIP / iShares Trust - iShares TIPS Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
BAC / Bank of America Corporation
MMP / Magellan Midstream Partners L.P.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
DIS / The Walt Disney Company
BCX / Blackrock Resources & Commodities Strategy Trust
SWIR / Sierra Wireless Inc
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
BMO / Bank of Montreal
VTV / Vanguard Index Funds - Vanguard Value ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
MSEX / Middlesex Water Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
NEE / NextEra Energy, Inc.
UPS / United Parcel Service, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
GOLD / Barrick Mining Corporation
BCE / BCE Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
FPF / First Trust Intermediate Duration Preferred & Income Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
PEG / Public Service Enterprise Group Incorporated
BGR / BlackRock Energy and Resources Trust
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
USA / Liberty All-Star Equity Fund
COP / ConocoPhillips
ERF / Enerplus Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
ROIC / Retail Opportunity Investments Corp.
SU / Suncor Energy Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
JNJ / Johnson & Johnson
DDD / 3D Systems Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
LNG / Cheniere Energy, Inc.
CVX / Chevron Corporation
PM / Philip Morris International Inc.
VZ / Verizon Communications Inc.
DUK / Duke Energy Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
EXC / Exelon Corporation
PFE / Pfizer Inc.
UGI / UGI Corporation
CAPR / Capricor Therapeutics, Inc.
SJT / San Juan Basin Royalty Trust
NHF / NexPoint Strategic Opportunities Fund
MFA / MFA Financial, Inc.
HOG / Harley-Davidson, Inc.
IBM / International Business Machines Corporation
BME / BlackRock Health Sciences Trust
NXRT / NexPoint Residential Trust, Inc.
BX / Blackstone Inc.
FFIV / F5, Inc.
BMY / Bristol-Myers Squibb Company
AEP / American Electric Power Company, Inc.
GILD / Gilead Sciences, Inc.
EOG / EOG Resources, Inc.
AMZN / Amazon.com, Inc.
BA / The Boeing Company
CNO / CNO Financial Group, Inc.
PG / The Procter & Gamble Company
MO / Altria Group, Inc.
AAPL / Apple Inc.
WIA / Western Asset Inflation-Linked Income Fund
ISRG / Intuitive Surgical, Inc.
LOW / Lowe's Companies, Inc.
SPY / SPDR S&P 500 ETF
MNKD / MannKind Corporation
OPK / OPKO Health, Inc.
GE / General Electric Company
PBYI / Puma Biotechnology, Inc.
O / Realty Income Corporation
MSFT / Microsoft Corporation
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
GLD / SPDR Gold Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF