Market Value112,573,000
Total Holdings288
File Date2016-01-29
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
GOOGL / Alphabet Inc.
MDSO / Medidata Solutions, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ARNC / Arconic Corporation
SPG / Simon Property Group, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
AABA / Altaba Inc
WIP / SPDR Series Trust - SPDR FTSE International Government Inflation-Protected Bond ETF
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
DVY / iShares Trust - iShares Select Dividend ETF
FMD / First Marblehead Corp. (The)
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
WINT / Windtree Therapeutics, Inc.
STJ / St. Jude Medical, Inc.
SXL / Sunoco Logistics Partners L.P.
MERK GOLD TR / SHS BEN INT (590055109)
QLYS / Qualys, Inc.
REEMF / Rare Element Resources Ltd.
US1182301010 / Buckeye Partners, L.P.
SALE / RetailMeNot, Inc.
ZINC / Horsehead Holding Corp.
SDS / ProShares Trust - ProShares UltraShort S&P500
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
HTS / Hatteras Financial Corp.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IAE / Voya Asia Pacific High Dividend Equity Income Fund
SIRI / Sirius XM Holdings Inc.
ONVO / Organovo Holdings, Inc.
AGNC / AGNC Investment Corp.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
LNN / Lindsay Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
OUNZ / VanEck Merk Gold ETF
PVA / Penn Virginia Corporation
HQL / Abrdn Life Sciences Investors
JCE / Nuveen Core Equity Alpha Fund
83171G103 / SmartPros Ltd.
RVT / Royce Small-Cap Trust, Inc.
SPDR INDEX SHS FDS / S&P RUSSIA ETF (78463X558)
CBI / Chicago Bridge & Iron Co., N.V.
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PBI / Pitney Bowes Inc.
CZNC / Citizens & Northern Corporation
RWJ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
847560109 / Spectra Energy Corp.
PRSN / Perseon Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
ESRX / Express Scripts Holding Co.
US92913C1062 / Voya Natural Resources Equity Income Fnd
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
ANW / Aegean Marine Petroleum Network, Inc.
BGS / B&G Foods, Inc.
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
RAI / Reynolds American, Inc.
MARKET VECTORS ETF TR / MINOR METALS (57061R536)
ULSGF / UBS AG
TLN / Talen Energy Corporation
WELL / Welltower Inc.
KED / Kayne Anderson Energy Development Company
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
BNS / The Bank of Nova Scotia
TPZ / Tortoise Essential Energy Fund
ALTS / ALT5 Sigma Corporation
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
TYG / Tortoise Energy Infrastructure Corporation
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
DRA / Diversified Real Asset Income Fund
FNFG / First Niagara Financial Group, Inc.
IGOV / iShares Trust - iShares International Treasury Bond ETF
HAWK / Blackhawk Network Holdings, Inc.
EWG / iShares, Inc. - iShares MSCI Germany ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
US87233Q1085 / TC Pipelines, LP
DSL / DoubleLine Income Solutions Fund
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
GM.WS.A / General Motors Company
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SEP / Spectra Energy Partners LP
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
NPI / Nuveen Premium Income Municipal Fund, Inc.
BME / BlackRock Health Sciences Trust
REM / iShares Trust - iShares Mortgage Real Estate ETF
ALRCX / ALPS/Alerian MLP Infras Index C
GG / Goldcorp, Inc.
E / Eni S.p.A. - Depositary Receipt (Common Stock)
NPBC / National Penn Bancshares, Inc.
SHLX / Shell Midstream Partners L.P. - Unit
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
LNCO / Linn Co, LLC
GDL / The GDL Fund
SLV / iShares Silver Trust
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
HD / The Home Depot, Inc.
PPL / PPL Corporation
AVP / Avon Products, Inc.
DXD / ProShares Trust - ProShares UltraShort Dow30
CAF / Morgan Stanley China A Share Fund, Inc.
GS / The Goldman Sachs Group, Inc.
SEM / Select Medical Holdings Corporation
KMI / Kinder Morgan, Inc.
RMT / Royce Micro-Cap Trust, Inc.
EEP / Enbridge Energy Partners, L.P.
KIM / Kimco Realty Corporation
PEAK / Healthpeak Properties, Inc.
MAR / Marriott International, Inc.
HPE / Hewlett Packard Enterprise Company
RDS.B / Shell Plc - ADR
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ALU / Alcatel Lucent
FTR / Frontier Communications Corp.
HPQ / HP Inc.
EXPO / Exponent, Inc.
PSX / Phillips 66
HRB / H&R Block, Inc.
NNN / NNN REIT, Inc.
RYN / Rayonier Inc.
RTX / RTX Corporation
O / Realty Income Corporation
SJI / South Jersey Industries Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
GM / General Motors Company
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MO / Altria Group, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
BAC.PRL / Bank of America Corporation - Preferred Stock
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
UNH / UnitedHealth Group Incorporated
NEM / Newmont Corporation
MRK / Merck & Co., Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
XOM / Exxon Mobil Corporation
MMT / MFS Multimarket Income Trust
NKE / NIKE, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
RTN / Raytheon Co.
UTG / Reaves Utility Income Fund
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
A / Agilent Technologies, Inc.
BRK.B / Berkshire Hathaway Inc.
DOW / Dow Inc.
TRV / The Travelers Companies, Inc.
NHF / NexPoint Strategic Opportunities Fund
MOS / The Mosaic Company
VZ / Verizon Communications Inc.
ABT / Abbott Laboratories
CMCSA / Comcast Corporation
FFIV / F5, Inc.
LPT / Liberty Property Trust
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
STON / StoneMor Inc
SJM / The J. M. Smucker Company
LMT / Lockheed Martin Corporation
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
FPF / First Trust Intermediate Duration Preferred & Income Fund
FL / Foot Locker, Inc.
APD / Air Products and Chemicals, Inc.
MBB / iShares Trust - iShares MBS ETF
SLB / Schlumberger Limited
LEG / Leggett & Platt, Incorporated
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
NOV / NOV Inc.
ISRG / Intuitive Surgical, Inc.
QCOM / QUALCOMM Incorporated
SFE / Safeguard Scientifics, Inc.
UIS / Unisys Corporation
INTC / Intel Corporation
C / Citigroup Inc.
KEYS / Keysight Technologies, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
FCX / Freeport-McMoRan Inc.
OLN / Olin Corporation
NLY / Annaly Capital Management, Inc.
EOG / EOG Resources, Inc.
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
IHD / Voya Emerging Markets High Dividend Equity Fund
GVAL / Cambria ETF Trust - Cambria Global Value ETF
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
FRBK / Republic First Bancorp, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FCT / First Trust Senior Floating Rate Income Fund II
VPU / Vanguard World Fund - Vanguard Utilities ETF
US4989042001 / Knoll Inc
VALE / Vale S.A. - Depositary Receipt (Common Stock)
TD / The Toronto-Dominion Bank
ED / Consolidated Edison, Inc.
WIA / Western Asset Inflation-Linked Income Fund
CVS / CVS Health Corporation
FAM / First Trust/Abrdn Global Opportunity Income Fund
GE / General Electric Company
MSFT / Microsoft Corporation
DOW / Dow Inc.
T / AT&T Inc.
PG / The Procter & Gamble Company
TSLA / Tesla, Inc.
CSCO / Cisco Systems, Inc.
LNG / Cheniere Energy, Inc.
ORCL / Oracle Corporation
WTRG / Essential Utilities, Inc.
MCHP / Microchip Technology Incorporated
META / Meta Platforms, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
ET / Energy Transfer LP - Limited Partnership
BF.B / Brown-Forman Corporation
GM.WS.B / General Motors Company - Warrants 07/10/2019
FE / FirstEnergy Corp.
LLY / Eli Lilly and Company
WFC / Wells Fargo & Company
NGG / National Grid plc - Depositary Receipt (Common Stock)
GOOG / Alphabet Inc.
MMP / Magellan Midstream Partners L.P.
IBB / iShares Trust - iShares Biotechnology ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
MMM / 3M Company
ABBV / AbbVie Inc.
MSEX / Middlesex Water Company
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
IGR / CBRE Global Real Estate Income Fund
JPM / JPMorgan Chase & Co.
TIP / iShares Trust - iShares TIPS Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
BAC / Bank of America Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
BCX / Blackrock Resources & Commodities Strategy Trust
SWIR / Sierra Wireless Inc
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
BMO / Bank of Montreal
VTV / Vanguard Index Funds - Vanguard Value ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
KMB / Kimberly-Clark Corporation
NEE / NextEra Energy, Inc.
UPS / United Parcel Service, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
GOLD / Barrick Mining Corporation
BCE / BCE Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
BXMX / Nuveen S&P 500 Buy-Write Income Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
BGR / BlackRock Energy and Resources Trust
ZROZ / PIMCO ETF Trust - PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
USA / Liberty All-Star Equity Fund
KO / The Coca-Cola Company
COP / ConocoPhillips
ERF / Enerplus Corporation
SU / Suncor Energy Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
ROIC / Retail Opportunity Investments Corp.
IWM / iShares Trust - iShares Russell 2000 ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
MCD / McDonald's Corporation
RY / Royal Bank of Canada
AMGN / Amgen Inc.
CAPR / Capricor Therapeutics, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IDCC / InterDigital, Inc.
CVX / Chevron Corporation
JNJ / Johnson & Johnson
DLR / Digital Realty Trust, Inc.
DIS / The Walt Disney Company
PM / Philip Morris International Inc.
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PEG / Public Service Enterprise Group Incorporated
EXC / Exelon Corporation
PFE / Pfizer Inc.
UGI / UGI Corporation
SJT / San Juan Basin Royalty Trust
MFA / MFA Financial, Inc.
HOG / Harley-Davidson, Inc.
IBM / International Business Machines Corporation
AEP / American Electric Power Company, Inc.
NXRT / NexPoint Residential Trust, Inc.
BX / Blackstone Inc.
SO / The Southern Company
GILD / Gilead Sciences, Inc.
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
AMZN / Amazon.com, Inc.
AXON / Axon Enterprise, Inc.
AAPL / Apple Inc.
BA / The Boeing Company
LOW / Lowe's Companies, Inc.
SPY / SPDR S&P 500 ETF
MNKD / MannKind Corporation
OPK / OPKO Health, Inc.
AEMD / Aethlon Medical, Inc.
PBYI / Puma Biotechnology, Inc.
CNO / CNO Financial Group, Inc.
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
ETN / Eaton Corporation plc
GSK / GSK plc - Depositary Receipt (Common Stock)
NURO / NeuroMetrix, Inc.
GLD / SPDR Gold Trust