Market Value306,624,000
Total Holdings229
File Date2013-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AFL / Aflac Incorporated
AES / The AES Corporation
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
FCO / abrdn Global Income Fund, Inc.
ADX / Adams Diversified Equity Fund, Inc.
LCM / Advent Claymore Convertible Securities and Income Fund II
APD / Air Products and Chemicals, Inc.
018490100 / Allergan plc
NIE / Virtus Equity & Convertible Income Fund
AllianzGI International & Prem / (01882X108)
ALL / The Allstate Corporation
AGD / Abrdn Global Dynamic Dividend Fund
AOD / Abrdn Total Dynamic Dividend Fund
MO / Altria Group, Inc.
AIG / American International Group, Inc.
AMP / Ameriprise Financial, Inc.
AMGN / Amgen Inc.
US0325111070 / Anadarko Petroleum Corp.
AAPL / Apple Inc.
XAPBX / Asia Pacific Fund, Inc.
US0549371070 / BB&T Corp.
BAC / Bank of America Corporation
BDX / Becton, Dickinson and Company
BRK.B / Berkshire Hathaway Inc.
BUI / BlackRock Utilities, Infrastructure & Power Opportunities Trust
BOE / BlackRock Enhanced Global Dividend Trust
BTZ / BlackRock Credit Allocation Income Trust
BGR / BlackRock Energy and Resources Trust
BDJ / BlackRock Enhanced Equity Dividend Trust
BGY / BlackRock Enhanced International Dividend Trust
Blackrock Ecosolut. Invest Tr / (092546100)
BLK / BlackRock, Inc.
XCYEX / BlackRock Corporate High Yield
XCIIX / BlackRock Enhanced Capital and
BCX / Blackrock Resources & Commodities Strategy Trust
BA / The Boeing Company
BSX / Boston Scientific Corporation
19041P105 / CBS Corp.
IGR / CBRE Global Real Estate Income Fund
CI / The Cigna Group
CVS / CVS Health Corporation
CHW / Calamos Global Dynamic Income Fund
CSQ / Calamos Strategic Total Return Fund
COF / Capital One Financial Corporation
CAH / Cardinal Health, Inc.
CEE / The Central and Eastern Europe Fund, Inc.
CVX / Chevron Corporation
CHN / The China Fund, Inc.
CSCO / Cisco Systems, Inc.
C / Citigroup Inc.
GLV / Clough Global Dividend and Income Fund
GLQ / Clough Global Equity Fund
GLO / Clough Global Opportunities Fund
KO / The Coca-Cola Company
XDVMX / Cohen & Steers Dividend Majors
CNS / Cohen & Steers, Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
CMCSA / Comcast Corporation
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
GLW / Corning Incorporated
COST / Costco Wholesale Corporation
INSI / Insight Select Income Fund
DWS Hi Incm Opportunities Fd / (23339M204)
DE / Deere & Company
DEX / Delaware Enhanced Global Dividend & Income Fund
DIS / The Walt Disney Company
DFS / Discover Financial Services
DTV / DTE Energy Company
Dow Chemical Company / (260543103)
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EOG / EOG Resources, Inc.
EOT / Eaton Vance National Municipal Opportunities Trust
EBAY / eBay Inc.
ECL / Ecolab Inc.
EMR / Emerson Electric Co.
EXC / Exelon Corporation
XOM / Exxon Mobil Corporation
FETIX / Federated Enhanced Treasury Income Fund
Aberdeen Israel Fund, Inc. / (32063L100)
FAV / First Trust Dividend and Income Fund
C.WSA / Citigroup, Inc.
FMY / First Trust Mortgage Income Fund
First Trust Strategic Fund II / (337353106)
FSD / First Trust High Income Long/Short Fund
F / Ford Motor Company
BEN / Franklin Resources, Inc.
GDL / The GDL Fund
GLU / The Gabelli Global Utility & Income Trust
GPS / The Gap, Inc.
GAM / General American Investors Company, Inc.
GD / General Dynamics Corporation
GE / General Electric Company
GIS / General Mills, Inc.
GS / The Goldman Sachs Group, Inc.
GOOGL / Alphabet Inc.
Greater China Fund / (39167B102)
Guggenheim Eql Wt Eqty Incm Fd / (40167M106)
PDT / John Hancock Premium Dividend Fund
HTD / John Hancock Tax-Advantaged Dividend Income Fund
HES / Hess Corporation
HPQ / HP Inc.
HD / The Home Depot, Inc.
HON / Honeywell International Inc.
ING Risk Managed Nat'l Res / (449810100)
Ing APEC High Div Eqty Inc Fd / (44983J107)
IFN / The India Fund, Inc.
INTC / Intel Corporation
IBM / International Business Machines Corporation
IP / International Paper Company
VKQ / Invesco Municipal Trust
VMO / Invesco Municipal Opportunity Trust
VBF / Invesco Bond Fund
IQI / Invesco Quality Municipal Income Trust
IVV / iShares Trust - iShares Core S&P 500 ETF
JPM / JPMorgan Chase & Co.
JNJ / Johnson & Johnson
JCI / Johnson Controls International plc
K / Kellanova
KMB / Kimberly-Clark Corporation
KR / The Kroger Co.
SCD / LMP Capital and Income Fund Inc.
RIT / LMP Real Estate Income Fund, Inc.
LLY / Eli Lilly and Company
LMT / Lockheed Martin Corporation
LOW / Lowe's Companies, Inc.
MCR / MFS Charter Income Trust
MIN / MFS Intermediate Income Trust
M / Macy's, Inc.
MRO / Marathon Oil Corporation
MMC / Marsh & McLennan Companies, Inc.
MA / Mastercard Incorporated
MCD / McDonald's Corporation
MCK / McKesson Corporation
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MET / MetLife, Inc.
CXH / MFS Investment Grade Municipal Trust
XCXEX / MFS High Income Municipal Trust
CIF / MFS Intermediate High Income Fund
MSFT / Microsoft Corporation
MS / Morgan Stanley
IIF / Morgan Stanley India Investment Fund, Inc.
ICB / Morgan Stanley Income Securities, Inc.
CAF / Morgan Stanley China A Share Fund, Inc.
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
NHS / Neuberger Berman High Yield Strategies Fund Inc.
NRO / Neuberger Berman Real Estate Securities Income Fund Inc.
GF / The New Germany Fund, Inc.
IRL / New Ireland Fund Inc
NWSA / News Corporation
NEE / NextEra Energy, Inc.
NKE / NIKE, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
JGV / Nuveen Global Equity Income Fund
JDD / Nuveen Diversified Dividend and Income Fund
NXZ / Nuveen Dividend Advantage Municipal Fund 2
NZF / Nuveen Municipal Credit Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
67071S101 / Nuveen Quality Preferred Income Fund
XJTPX / Nuveen Quality Preferred Income
Nuveen Diversfd Commodity Fd / (67074P104)
CNS / Cohen & Steers, Inc.
Nuveen Diversified Currency Op / (67090N109)
NQS / Nuveen Select Quality Municipal Fund, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
OMC / Omnicom Group Inc.
ORCL / Oracle Corporation
PPG / PPG Industries, Inc.
Petroleum & Resource Corp. / (716549100)
PFE / Pfizer Inc.
PSX / Phillips 66
PCP / Precision Castparts Corporation
PRU / Prudential Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
PCF / High Income Securities Fund
PPT / Putnam Premier Income Trust
PIM / Putnam Master Intermediate Income Trust
QCOM / QUALCOMM Incorporated
XUTGX / Reaves Utility Income Fund
RMRM / RMR Mortgage Trust
SPY / SPDR S&P 500 ETF
STJ / St. Jude Medical, Inc.
SLB / Schlumberger Limited
Singapore Fund / (82929L109)
SO / The Southern Company
SBUX / Starbucks Corporation
STT / State Street Corporation
STI / Solidion Technology, Inc.
SWZ / Total Return Securities, Inc.
TJX / The TJX Companies, Inc.
TWN / The Taiwan Fund, Inc.
TDF / Templeton Dragon Fund, Inc.
Templeton Rus & East Euro / (88022F105)
TTF / Thaifund, Inc.
TMO / Thermo Fisher Scientific Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
XTAIX / Transamerica Income Shares, Inc
TY / Tri-Continental Corporation
TKF / Turkish Investment Fund, Inc.
FOXA / Fox Corporation
UNP / Union Pacific Corporation
VZ / Verizon Communications Inc.
VIAB / Viacom, Inc.
V / Visa Inc.
DCA / Virtus Total Return Fund
WMT / Walmart Inc.
WAG /
WM / Waste Management, Inc.
ANTM / Anthem Inc
WFC / Wells Fargo & Company
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
HIO / Western Asset High Income Opportunity Fund Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
WIA / Western Asset Inflation-Linked Income Fund
WIA / Western Asset Inflation-Linked Income Fund
PAI / Western Asset Investment Grade Income Fund Inc.
WY / Weyerhaeuser Company
XEL / Xcel Energy Inc.
AABA / Altaba Inc
ZF / Zweig Fund, Inc.
XZTRX / Zweig Total Return Fund Inc.
AON / Aon plc