All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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Note this is an amended filing that contain additional holdings that were omitted from a previous filing. This is not likely to be
an accurate picture of the total holdings of this firm.
| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| KURA / Kura Oncology, Inc.
|
|
|
|
|
|
|
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| AWH / Aspira Women's Health Inc.
|
|
|
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|
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| VTNR / Vertex Energy, Inc.
|
|
|
|
|
|
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| ESGC / Eros STX Global Corporation - Class A
|
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|
|
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|
|
| BNTCW / Benitec Biopharma Ltd
|
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| EYPT / EyePoint Pharmaceuticals, Inc.
|
|
|
|
|
|
|
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| SRRK / Scholar Rock Holding Corporation
|
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|
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|
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| ORTX / Orchard Therapeutics plc - Depositary Receipt (Common Stock)
|
|
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|
|
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| ARTL / Artelo Biosciences, Inc.
|
|
|
|
|
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|
|
| MYND / Mynd.ai, Inc. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| GNFTF / Genfit S.A.
|
|
|
|
|
|
|
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| ARTL / Artelo Biosciences, Inc.
|
|
|
|
|
|
|
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| CYCN / Cyclerion Therapeutics, Inc.
|
|
|
|
|
|
|
|
| TBIO / Telesis Bio, Inc.
|
|
|
|
|
|
|
|
| IZEA / IZEA Worldwide, Inc.
|
|
|
|
|
|
|
|
| RKDA / Arcadia Biosciences, Inc.
|
|
|
|
|
|
|
|
| G9396G100 / Urban Tea Inc
|
|
|
|
|
|
|
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| TMDI / Titan Medical Inc
|
|
|
|
|
|
|
|
| AIHS / Senmiao Technology Limited
|
|
|
|
|
|
|
|
| SCOR / comScore, Inc.
|
|
|
|
|
|
|
|
| CYTX / Cytori Therapeutics, Inc.
|
|
|
|
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| ZYME / Zymeworks Inc.
|
|
|
|
|
|
|
|
| CJJD / China Jo-Jo Drugstores, Inc.
|
|
|
|
|
|
|
|
| INSM / Insmed Incorporated
|
|
|
|
|
|
|
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| 68232V116 / Onconova Therapeutics, Inc. Warrants
|
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|
|
|
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| MOTS / Motus GI Holdings, Inc.
|
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|
|
|
|
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| 05208W108 / Auryn Resources Inc.
|
|
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|
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| EKSO / Ekso Bionics Holdings, Inc.
|
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|
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|
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| SRNE / Sorrento Therapeutics, Inc.
|
|
|
|
|
|
|
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| LAUR / Laureate Education, Inc.
|
|
|
|
|
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| BBGI / Beasley Broadcast Group, Inc.
|
|
|
|
|
|
|
|
| CTHR / Charles & Colvard, Ltd.
|
|
|
|
|
|
|
|
| APDNW / Applied DNA Sciences, Inc., Warrants
|
|
|
|
|
|
|
|
| / InspireMD Inc. Series B Warrants, exercisable for one share of common stock (Expiring March 14, 2022
|
|
|
|
|
|
|
|
| US887399AA15 / TimkenSteel Corporation Bond
|
|
|
|
|
|
|
|
| SNGX / Soligenix, Inc.
|
|
|
|
|
|
|
|
| VBLT / Vascular Biogenics Ltd
|
|
|
|
|
|
|
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| BVXVW / BiondVax Pharmaceuticals Ltd., Warrant
|
|
|
|
|
|
|
|
| SHIP / Seanergy Maritime Holdings Corp.
|
|
|
|
|
|
|
|
| CALA / Calithera Biosciences, Inc.
|
|
|
|
|
|
|
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| MDCO / Medicines Company
|
|
|
|
|
|
|
|
| OGEN / Oragenics, Inc.
|
|
|
|
|
|
|
|
| SESN / Sesen Bio Inc.
|
|
|
|
|
|
|
|
| CLRB / Cellectar Biosciences, Inc.
|
|
|
|
|
|
|
|
| AQB / AquaBounty Technologies, Inc.
|
|
|
|
|
|
|
|
| FAMI / Farmmi, Inc.
|
|
|
|
|
|
|
|
| MNKD / MannKind Corporation Put
|
|
|
|
|
|
|
|
| ENVB / Enveric Biosciences, Inc.
|
|
|
|
|
|
|
|
| NAK / Northern Dynasty Minerals Ltd.
|
|
|
|
|
|
|
|
| UUUU.WS / Energy Fuels Inc.
|
|
|
|
|
|
|
|
| 81727UAA3 / Senseonics Hldgs Inc Bond
|
|
|
|
|
|
|
|
| CREX / Creative Realities, Inc.
|
|
|
|
|
|
|
|
| US00182CAA18 / ANI Pharmaceuticals, Inc. 3% Convertible Bond
|
|
|
|
|
|
|
|
| CODX / Co-Diagnostics, Inc.
|
|
|
|
|
|
|
|
| QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| ELOX / Eloxx Pharmaceuticals, Inc.
|
|
|
|
|
|
|
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| MCRB / Seres Therapeutics, Inc.
|
|
|
|
|
|
|
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| SGLB / Sigma Labs Inc
|
|
|
|
|
|
|
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| PHIO / Phio Pharmaceuticals Corp.
|
|
|
|
|
|
|
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| FPAY / FlexShopper, Inc.
|
|
|
|
|
|
|
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| RGLS / Regulus Therapeutics Inc.
|
|
|
|
|
|
|
|
| CHEK / Check-Cap Ltd.
|
|
|
|
|
|
|
|
| MDGS / Medigus Ltd. - Depositary Receipt (Common Stock)
|
|
|
|
|
|
|
|
| VERBW / Verb Technology Company Inc - Warrants (14/03/2024)
|
|
|
|
|
|
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|
