Market Value337,870,000
Total Holdings250
File Date2020-04-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
T / AT&T Inc.
JCO / Nuveen Credit Opportunities 2022 Target Term Fund
GOOG / Alphabet Inc.
JHAA / Nuveen Corporate Income 2023 Target Term Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FTEC / Fidelity Covington Trust - Fidelity MSCI Information Technology Index ETF
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
LBTYK / Liberty Global Ltd.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
AIA / iShares Trust - iShares Asia 50 ETF
DUK / Duke Energy Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
NLY / Annaly Capital Management, Inc.
ILCV / iShares Trust - iShares Morningstar Value ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
PYPL / PayPal Holdings, Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FSK / FS KKR Capital Corp.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IBDO / iShares Trust - iShares iBonds Dec 2023 Term Corporate ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IR / Ingersoll Rand Inc.
IDU / iShares Trust - iShares U.S. Utilities ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FDX / FedEx Corporation
NID / Nuveen Intermediate Duration Municipal Term Fund
BAC / Bank of America Corporation
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
XNCVX / AllianzGI Convertible & Income
KHC / The Kraft Heinz Company
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
IBDM / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Corporate ETF
JPM / JPMorgan Chase & Co.
XLNX / Xilinx, Inc.
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
MEAR / iShares U.S. ETF Trust - iShares Short Maturity Municipal Bond Active ETF
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
QQEW / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Equal Weighted Index Fund
IWO / iShares Trust - iShares Russell 2000 Growth ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
PM / Philip Morris International Inc.
PPT / Putnam Premier Income Trust
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
IBM / International Business Machines Corporation
SPGM / SPDR Index Shares Funds - SPDR Portfolio MSCI Global Stock Market ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CVX / Chevron Corporation
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
AXU / Alexco Resource Corp.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
ESGE / iShares, Inc. - iShares ESG Aware MSCI EM ETF
VFC / V.F. Corporation
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
AXP / American Express Company
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
WBA / Walgreens Boots Alliance, Inc.
46434VAQ3 / iShares iBonds Dec 2020 Term Corporate ETF
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
FLO / Flowers Foods, Inc.
TGT / Target Corporation
GIM / Templeton Global Income Fund
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VZ / Verizon Communications Inc.
TT / Trane Technologies plc
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
NKE / NIKE, Inc.
WFC / Wells Fargo & Company
BCRX / BioCryst Pharmaceuticals, Inc.
RTX / RTX Corporation
FFEB / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - February
VLCSX / Vanguard Large-Cap Index Fund
AG / First Majestic Silver Corp.
ALLE / Allegion plc
ENB / Enbridge Inc.
MDT / Medtronic plc
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
PEP / PepsiCo, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
GOOGL / Alphabet Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
COP / ConocoPhillips
META / Meta Platforms, Inc.
COST / Costco Wholesale Corporation
TMO / Thermo Fisher Scientific Inc.
DIS / The Walt Disney Company
PG / The Procter & Gamble Company
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
ACN / Accenture plc
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
TSLA / Tesla, Inc. Put
IBDN / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2022 Term Corporate ETF
INTC / Intel Corporation
ITW / Illinois Tool Works Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
KO / The Coca-Cola Company
BDX / Becton, Dickinson and Company
MBB / iShares Trust - iShares MBS ETF
AAPL / Apple Inc. Call
SVM / Silvercorp Metals Inc.
LOW / Lowe's Companies, Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
SHOP / Shopify Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
MCD / McDonald's Corporation
CSCO / Cisco Systems, Inc.
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
DVY / iShares Trust - iShares Select Dividend ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
SRE / Sempra
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
CMCSA / Comcast Corporation
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
TXN / Texas Instruments Incorporated
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
UNH / UnitedHealth Group Incorporated
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
IWM / iShares Trust - iShares Russell 2000 ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
IVE / iShares Trust - iShares S&P 500 Value ETF
V / Visa Inc.
AMT / American Tower Corporation
LLY / Eli Lilly and Company
LGLV / SPDR Series Trust - SPDR SSGA US Large Cap Low Volatility Index ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
MRK / Merck & Co., Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
KMB / Kimberly-Clark Corporation
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
GIS / General Mills, Inc.
D / Dominion Energy, Inc.
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
BA / The Boeing Company
BR / Broadridge Financial Solutions, Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
BMY / Bristol-Myers Squibb Company
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
GBIL / Goldman Sachs ETF Trust - Goldman Sachs Access Treasury 0-1 Year ETF
CPB / The Campbell's Company
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
BGIO / BlackRock 2022 Global Income Opportunity Trust
IYR / iShares Trust - iShares U.S. Real Estate ETF
78467V871 / SPDR MFS Systematic Value Equity ETF
IBB / iShares Trust - iShares Biotechnology ETF
IHIT / Invesco High Income 2023 Target Term Fund
MYC / BlackRock MuniYield California Fund Inc
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
SPBO / SPDR Series Trust - SPDR Portfolio Corporate Bond ETF
PSX / Phillips 66
WDIV / SPDR Index Shares Funds - SPDR S&P Global Dividend ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
XUTGX / Reaves Utility Income Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EFL / Eaton Vance Floating-Rate 2022 Target Term Trust
AEP / American Electric Power Company, Inc.
MTCH / Match Group, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
33737M508 / First Trust Mega Cap AlphaDEX Fund
SO / The Southern Company
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
MMM / 3M Company
K / Kellanova
KMI / Kinder Morgan, Inc.
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
CAH / Cardinal Health, Inc.
FE / FirstEnergy Corp.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
MDLZ / Mondelez International, Inc.
NAD / Nuveen Quality Municipal Income Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
QCOM / QUALCOMM Incorporated
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
WPM / Wheaton Precious Metals Corp.
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
WMT / Walmart Inc.
MA / Mastercard Incorporated
LBRDA / Liberty Broadband Corporation
MO / Altria Group, Inc.
RMI / RiverNorth Opportunistic Municipal Income Fund, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
UPS / United Parcel Service, Inc.
SPY / SPDR S&P 500 ETF
ADP / Automatic Data Processing, Inc.
NFLX / Netflix, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
QQQ / Invesco QQQ Trust, Series 1
IBDQ / iShares Trust - iShares iBonds Dec 2025 Term Corporate ETF
C.WSA / Citigroup, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
AMGN / Amgen Inc.
ABT / Abbott Laboratories
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
OPI / Office Properties Income Trust
XOM / Exxon Mobil Corporation Call
HON / Honeywell International Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
IXN / iShares Trust - iShares Global Tech ETF
PFE / Pfizer Inc.
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
AMZN / Amazon.com, Inc.
NVDA / NVIDIA Corporation
MSFT / Microsoft Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
XOM / Exxon Mobil Corporation
AG / First Majestic Silver Corp. Call
HD / The Home Depot, Inc.
MDYV / SPDR Series Trust - SPDR S&P 400 Mid Cap Value ETF
F / Ford Motor Company
ORCL / Oracle Corporation
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
MUB / iShares Trust - iShares National Muni Bond ETF
JNJ / Johnson & Johnson
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SIZE / iShares Trust - iShares MSCI USA Size Factor ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
SBUX / Starbucks Corporation
FNV / Franco-Nevada Corporation
TSLA / Tesla, Inc.
FSM / Fortuna Mining Corp.
HDV / iShares Trust - iShares Core High Dividend ETF
AAPL / Apple Inc.
DIA / SPDR Dow Jones Industrial Average ETF Trust Put
ABBV / AbbVie Inc.
PLUG / Plug Power Inc.