Market Value101,353,000
Total Holdings83
File Date2013-10-25
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
VER / VEREIT Inc
NLY / Annaly Capital Management, Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
BBN / BlackRock Taxable Municipal Bond Trust
BMY / Bristol-Myers Squibb Company
ILF / iShares Trust - iShares Latin America 40 ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SPY / SPDR S&P 500 ETF
CAJ / Canon Inc. - ADR
ORCL / Oracle Corporation
GLD / SPDR Gold Trust
CAT / Caterpillar Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CHN SML CAP (18383Q853)
TMF / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bull 3X Shares
DPK / Direxion Daily MSCI Developed Markets Bear 3X Shares
E / Eni S.p.A. - Depositary Receipt (Common Stock)
XOM / Exxon Mobil Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
FMY / First Trust Mortgage Income Fund
F / Ford Motor Company
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FXI / iShares Trust - iShares China Large-Cap ETF
SDIV / Global X Funds - Global X SuperDividend ETF
GG / Goldcorp, Inc.
GOOGL / Alphabet Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLJ / iShares Trust
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
IEZ / iShares Trust - iShares U.S. Oil Equipment & Services ETF
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
IONS / Ionis Pharmaceuticals, Inc.
SLV / iShares Silver Trust
IGE / iShares Trust - iShares North American Natural Resources ETF
MFA / MFA Financial, Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
US58503F5026 / Medley Capital Corp.
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
NEM / Newmont Corporation
UNH / UnitedHealth Group Incorporated
IBB / iShares Trust - iShares Biotechnology ETF
SAVA / Cassava Sciences, Inc.
PFE / Pfizer Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES ETF TRUST II / KBW HG YLD FIN (73936Q793)
POWERSHARES ETF TR II / BUILD AMER ETF (73937B407)
VZ / Verizon Communications Inc.
UXJ / ProShares Trust
DUG / ProShares Trust - ProShares UltraShort Energy
PROSHARES TR / PSHS ULPROSH NEW (74348A632)
RMS / Rydex ETF Trust
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
XOP / SPDR Series Trust - SPDR S&P Oil & Gas Exploration & Production ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
/ Total S.A.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
WPC / W. P. Carey Inc.
WAG /
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
FCX / Freeport-McMoRan Inc.
CVX / Chevron Corporation
AAPL / Apple Inc.