Market Value240,501,000
Total Holdings379
File Date2014-07-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
T / AT&T Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
ACST / Grace Therapeutics, Inc.
US00448Q2012 / Achillion Pharmaceuticals, Inc.
ACM / AECOM
AET / Aetna, Inc.
A / Agilent Technologies, Inc.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
ALQA / Alliqua, Inc.
MO / Altria Group, Inc.
AAL / American Airlines Group Inc.
AGNC / AGNC Investment Corp.
AGNCP / AGNC Investment Corp. - Preferred Stock
AMBKP / American Capital Trust I - Preferred Security
AEO / American Eagle Outfitters, Inc.
AXP / American Express Company
AIG / American International Group, Inc.
VER / VEREIT Inc
AWK / American Water Works Company, Inc.
AMP / Ameriprise Financial, Inc.
AMGN / Amgen Inc.
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
AINV / Apollo Investment Corporation
ARI / Apollo Commercial Real Estate Finance, Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
AMTG / Apollo Residential Mortgage, Inc.
ARCC / Ares Capital Corporation
PEP / PepsiCo, Inc.
ACRE / Ares Commercial Real Estate Corporation
ARIA / ARIAD Pharmaceuticals, Inc.
AHT.PRD / Ashford Hospitality Trust, Inc. - Preferred Stock
US04929Q1022 / Atlas Energy Group LLC
ADP / Automatic Data Processing, Inc.
AVB / AvalonBay Communities, Inc.
AVEO / AVEO Pharmaceuticals Inc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
BAX / Baxter International Inc.
BBBY / Bed Bath & Beyond, Inc.
AMT / American Tower Corporation
AMZN / Amazon.com, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
BB / BlackBerry Limited
C.WSA / Citigroup, Inc.
BNY / BlackRock New York Municipal Income Trust
BTZ / BlackRock Credit Allocation Income Trust
MCA / BlackRock MuniYield California Quality Fund Inc
BXMT / Blackstone Mortgage Trust, Inc.
BWA / BorgWarner Inc.
BMY / Bristol-Myers Squibb Company
BVSN / BroadVision, Inc.
BWEN / Broadwind, Inc.
BRCD / Brocade Communications Systems, Inc.
19041P105 / CBS Corp.
PFH / Prudential Financial, Inc. - Corporate Bond/Note
CSX / CSX Corporation
GOOG / Alphabet Inc.
BAC / Bank of America Corporation
CVRR / CVR Refining LP
CSQ / Calamos Strategic Total Return Fund
CLMT / Calumet, Inc.
TSLA / Tesla, Inc.
AAPL / Apple Inc.
CELG / Celgene Corp.
CNP / CenterPoint Energy, Inc.
CRL / Charles River Laboratories International, Inc.
BA / The Boeing Company
CHN / The China Fund, Inc.
C / Citigroup Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
CLNE / Clean Energy Fuels Corp.
19041P105 / CBS Corp.
KO / The Coca-Cola Company
COCP / Cocrystal Pharma, Inc.
CMCSA / Comcast Corporation
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
CTCT / Constant Contact, Inc.
CSOD / Cornerstone OnDemand Inc
FBIO / Fortress Biotech, Inc.
COST / Costco Wholesale Corporation
CEQP / Crestwood Equity Partners LP - Unit
CMLP / Crestwood Midstream Partners Lp
CWGL / Crimson Wine Group, Ltd.
CMI / Cummins Inc.
CYTOMEDIX INC NEW / (23283B204)
DSEEY / Daiwa Securities Group Inc. - Depositary Receipt (Common Stock)
DLIAQ / dELiA*s Inc.
DML / Denison Mines Corp.
DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities
DTK / Deutsche Bank Contingent Capital Trust III, 7.60% Trust Preferred Securities
DVN / Devon Energy Corporation
/ Diamond Offshore Drilling Inc
DTV / DTE Energy Company
D / Dominion Energy, Inc.
DOW / Dow Inc.
DRC /
DOW / Dow Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DUK / Duke Energy Corporation
US2655041000 / Dunkin' Brands Group, Inc.
DQUEL / Duquesne Light Co.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
EMN / Eastman Chemical Company
EFT / Eaton Vance Floating-Rate Income Trust
ENX / Eaton Vance New York Municipal Bond Fund
EVM / Eaton Vance California Municipal Bond Fund
XETWX / Eaton Vance Tax-Managed Global
EBAY / eBay Inc.
ECL / Ecolab Inc.
NYNY / Empire Resorts, Inc.
ESBA / Empire State Realty OP, L.P. - Limited Partnership
OGCP / Empire State Realty OP, L.P. - Limited Partnership
FISK / Empire State Realty OP, L.P. - Limited Partnership
ECYT / Endocyte, Inc.
ENLK / EnLink Midstream Partners, LP
EQIX / Equinix, Inc.
EXC / Exelon Corporation
EXTC / Exide Technologies - New
ESRX / Express Scripts Holding Co.
XOM / Exxon Mobil Corporation
META / Meta Platforms, Inc.
FNMAT / Federal National Mortgage Association - Preferred Stock
FNMAS / Federal National Mortgage Association - Preferred Stock
FNMAL / Federal National Mortgage Association - Preferred Stock
FRT / Federal Realty Investment Trust
FDX / FedEx Corporation
FNSR / Finisar Corporation
FIRST INDEPENDENCE CORP DELAWARE / (32054B103)
SVVC / Firsthand Technology Value Fund, Inc.
F / Ford Motor Company
FCX / Freeport-McMoRan Inc.
FTR / Frontier Communications Corp.
FIO / Franklin Income Opportunities Fund
SSSS / SuRo Capital Corp.
GDV / The Gabelli Dividend & Income Trust
GGZ / The Gabelli Global Small and Mid Cap Value Trust
OGZPY / Gazprom - ADR
GD / General Dynamics Corporation
GE / General Electric Company
GM / General Motors Company
GILD / Gilead Sciences, Inc.
GG / Goldcorp, Inc.
GFF / Griffon Corporation
PHOT / GrowLife, Inc.
HERO / Global X Funds - Global X Video Games & Esports ETF
HES / Hess Corporation
HPQ / HP Inc.
HD / The Home Depot, Inc.
GOOGL / Alphabet Inc.
DIS / The Walt Disney Company
HBAN / Huntington Bancshares Incorporated
IFUS / Impact Fusion International, Inc.
IMPV / Imperva, Inc.
BLOX / Tidal Trust II - Nicholas Crypto Income ETF
456837202 / ING Groep N.V., 7.05% ING Perpetual Debt Securities
ISG / ING Groep N.V., 6.125% ING Perpetual Debt Securities
IESC / IES Holdings, Inc.
INTC / Intel Corporation
IBM / International Business Machines Corporation
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
IVR / Invesco Mortgage Capital Inc.
/ Invesco Mortgage Capital Inc.
VVR / Invesco Senior Income Trust
IIM / Invesco Value Municipal Income Trust
IQI / Invesco Quality Municipal Income Trust
ISBC / Investors Bancorp Inc
EWW / iShares, Inc. - iShares MSCI Mexico ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
DVY / iShares Trust - iShares Select Dividend ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
465685105 / ITC Holdings Corp.
JPM / JPMorgan Chase & Co.
JPM CHASE CAP 6.7% PFD DUE 04/02/40 / PFD (46625H407)
JNJ / Johnson & Johnson
KBR / KBR, Inc.
KFH / KKR Financial Holdings LLC
KKR / KKR & Co. Inc.
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KIM / Kimco Realty Corporation
KF / The Korea Fund, Inc.
KRFT /
JEF / Jefferies Financial Group Inc.
LLY / Eli Lilly and Company
LNKD / LinkedIn Corp.
LULU / lululemon athletica inc.
MYOS CORP NEW / (554051201)
SHOO / Steven Madden, Ltd.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
OIH / VanEck ETF Trust - VanEck Oil Services ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
MARKET VECTORS NEW ETF URANIUM + NUCLEAR / (57061R577)
MWE / MarkWest Energy Partners, LP
MA / Mastercard Incorporated
MDVN / Medivation, Inc.
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MET / MetLife, Inc.
MPOYQ / Midstates Petroleum Company, Inc.
MS / Morgan Stanley
MS / Morgan Stanley
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
MOS / The Mosaic Company
NRG / NRG Energy, Inc.
NFG / National Fuel Gas Company
PG / The Procter & Gamble Company
BRK.B / Berkshire Hathaway Inc.
NFLX / Netflix, Inc.
NQ / NQ Mobile Inc.
NYCB / Flagstar Financial, Inc.
NYMTP / New York Mortgage Trust Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
NEM / Newmont Corporation
NWSA / News Corporation
NKE / NIKE, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
ES / Eversource Energy
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
NNY / Nuveen New York Municipal Value Fund
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NID / Nuveen Intermediate Duration Municipal Term Fund
NUVEEN EQTY PREM OPTY FD / (6706EM102)
/ Nuveen New York Municipal Value Fund, Inc. II
JPC / Nuveen Preferred & Income Opportunities Fund
JQC / Nuveen Credit Strategies Income Fund
NUVEEN NJ INVT QLTY MUN / (670971100)
670984103 / Nuveen Municipal Opportunity Fund, Inc.
NUVEEN N J PREM INCM MUN / (67101N106)
OXY / Occidental Petroleum Corporation
OCN / Ocwen Financial Corporation
OPK / OPKO Health, Inc.
ORCL / Oracle Corporation
OREX / Orexigen Therapeutics, Inc.
OTTR / Otter Tail Corporation
PCG / PG&E Corporation
PCG.PRB / Pacific Gas and Electric Company - Preferred Stock
PCG.PRE / Pacific Gas and Electric Company - Preferred Stock
JCP / J.C. Penney Co., Inc.
PMT / PennyMac Mortgage Investment Trust
POM / PEPCO Holdings, Inc.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
QQQ / Invesco QQQ Trust, Series 1
DBC / Invesco DB Commodity Index Tracking Fund
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PFG / Principal Financial Group, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
TWM / ProShares Trust - ProShares UltraShort Russell2000
PRU / Prudential Financial, Inc.
QIHU / Qihoo 360 Technology Co. Ltd.
QCOM / QUALCOMM Incorporated
RGORF / Randgold Resources Ltd.
RTN / Raytheon Co.
O / Realty Income Corporation
RF / Regions Financial Corporation
RVBD /
ROK / Rockwell Automation, Inc.
RBSPF / NatWest Group plc
RBSPF / NatWest Group plc
SCE / SOUTHERN CALIFORNIA EDISON CO
SPY / SPDR S&P 500 ETF
XHB / SPDR Series Trust - SPDR S&P Homebuilders ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
US80007A1025 / SandRidge Permian Trust
SCZC / West Coast Community Bancorp
CVX / Chevron Corporation
SCHW / The Charles Schwab Corporation
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SAIC / Science Applications International Corporation
842400202 / Southern California Edison Co., 4.08% Series Cumul Preferred Stock
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
CRM / Salesforce, Inc.
SINGLE TOUCH SYSTEMS INC / (82932T107)
SIRI / Sirius XM Holdings Inc.
SFTBY / SoftBank Group Corp. - Depositary Receipt (Common Stock)
SLRC / SLR Investment Corp.
83416T100 / SolarCity Corp
842400301 / Southern California Edison Co., 4.24% Series Cumul Preferred Stock
SO / The Southern Company
SPLS / Staples, Inc.
SBUX / Starbucks Corporation
STL / Sterling Bancorp.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
STI / Solidion Technology, Inc.
SYNA / Synaptics Incorporated
TSI / TCW Strategic Income Fund, Inc.
OXSQ / Oxford Square Capital Corp.
TGT / Target Corporation
INVA / Innoviva, Inc.
TMO / Thermo Fisher Scientific Inc.
884768300 / Thompson Creek Metals Company Inc. (Inactive)
MMM / 3M Company
TRV / The Travelers Companies, Inc.
TNET / TriNet Group, Inc.
FOX / Fox Corporation
TWTR / Twitter Inc
TWO / Two Harbors Investment Corp.
USB / U.S. Bancorp
UNP / Union Pacific Corporation
UBOH / United Bancshares, Inc.
UPS / United Parcel Service, Inc.
URI / United Rentals, Inc.
X / United States Steel Corporation
RTX / RTX Corporation
91911K102 / Bausch Health Companies
V / Visa Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VTR / Ventas, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VZ / Verizon Communications Inc.
VRSK / Verisk Analytics, Inc.
US92553P1021 / Viacom, Inc.
VIAB / Viacom, Inc.
VCRA / Vocera Communication Inc
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VNO / Vornado Realty Trust
WMT / Walmart Inc.
WM / Waste Management, Inc.
WFC / Wells Fargo & Company
WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J
WTSLQ / Wet Seal, Inc. (THE)
WHR / Whirlpool Corporation
Y / Alleghany Corp.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
XRX / Xerox Holdings Corporation
XYL / Xylem Inc.
YRI / Yamana Gold Inc
YUM / Yum! Brands, Inc.
ZG / Zillow Group, Inc.
ZNGA / Zynga Inc - Class A
DGP / DB Gold Double Long ETN
SSW / Seaspan Corp.
G0083B108 / Actavis
COV /
ETN / Eaton Corporation plc
JAZZ / Jazz Pharmaceuticals plc
NBR / Nabors Industries Ltd.
00B65Z9D7 / Noble Corporation plc
TBPH / Theravance Biopharma, Inc.
WFT / Weatherford International plc
RIG / Transocean Ltd.
/ Hermitage Offshore Services Ltd
TK / Teekay Corporation Ltd.
GLD / SPDR Gold Trust
NVAX / Novavax, Inc.
CG / Centerra Gold Inc.
MCD / McDonald's Corporation
MSFT / Microsoft Corporation
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund