Market Value460,646,000
Total Holdings629
File Date2020-04-20
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
SDS / ProShares Trust - ProShares UltraShort S&P500
CMCSA / Comcast Corporation
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
UNH / UnitedHealth Group Incorporated
PG / The Procter & Gamble Company
NYCB / Flagstar Financial, Inc.
NVAX / Novavax, Inc.
NUGT / Direxion Shares ETF Trust - Direxion Daily Gold Miners Index Bull 2X Shares
GHY / PGIM Global High Yield Fund, Inc
BWXT / BWX Technologies, Inc.
AAPL / Apple Inc.
MSGS / Madison Square Garden Sports Corp.
ESGC / Eros STX Global Corporation - Class A
MLPA / Global X Funds - Global X MLP ETF
APO / Apollo Global Management, Inc.
FSK / FS KKR Capital Corp.
MTB / M&T Bank Corporation
VIACA / ViacomCBS Inc - Class A
VTV / Vanguard Index Funds - Vanguard Value ETF
MDLZ / Mondelez International, Inc.
KO / The Coca-Cola Company
KMI / Kinder Morgan, Inc.
OTTR / Otter Tail Corporation
BRDCF / Bridgestone Corporation
ZM / Zoom Communications Inc.
SPLK / Splunk Inc.
CRBP / Corbus Pharmaceuticals Holdings, Inc.
BB / BlackBerry Limited
SNA / Snap-on Incorporated
TRGP / Targa Resources Corp.
NID / Nuveen Intermediate Duration Municipal Term Fund
CYTK / Cytokinetics, Incorporated
LMPX / LMP Automotive Holdings, Inc.
OSS / One Stop Systems, Inc.
BRFS / BRF S.A. - Depositary Receipt (Common Stock)
AGNC / AGNC Investment Corp.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
BEP / Brookfield Renewable Partners L.P. - Limited Partnership
IIPR / Innovative Industrial Properties, Inc.
BMEZ / BlackRock Health Sciences Term Trust
NWLI / National Western Life Group, Inc.
CET / Central Securities Corporation
96925P104 / William Hill Plc
LCTX / Lineage Cell Therapeutics, Inc.
I / Intelsat SA
CPRI / Capri Holdings Limited
ACRX / Talphera, Inc.
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
SIZE / iShares Trust - iShares MSCI USA Size Factor ETF
QID / ProShares Trust - ProShares UltraShort QQQ
BPT / BP Prudhoe Bay Royalty Trust
CPLG / CorePoint Lodging Inc
XCEMX / Clearbridge Energy MLP Fund Inc
VAC / Marriott Vacations Worldwide Corporation
MAG / MAG Silver Corp.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
PCAR / PACCAR Inc
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
NYMTP / New York Mortgage Trust Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
DEX / Delaware Enhanced Global Dividend & Income Fund
COHU / Cohu, Inc.
JPM.PRF / JPMorgan Chase & Co., Preferred F
DTIL / Precision BioSciences, Inc.
YELP / Yelp Inc.
YUMC / Yum China Holdings, Inc.
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
PIPR / Piper Sandler Companies
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PCG.PRA / Pacific Gas and Electric Company - Preferred Stock
COMM / CommScope Holding Company, Inc.
ITT / ITT Inc.
842400301 / Southern California Edison Co., 4.24% Series Cumul Preferred Stock
842400202 / Southern California Edison Co., 4.08% Series Cumul Preferred Stock
FEN / First Trust Energy Income and Growth Fund
CISN / Cision Ltd.
GNK / Genco Shipping & Trading Limited
BWAY / BrainsWay Ltd. - Depositary Receipt (Common Stock)
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
FULT / Fulton Financial Corporation
HRL / Hormel Foods Corporation
MRK / Merck & Co., Inc.
GD / General Dynamics Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
DVY / iShares Trust - iShares Select Dividend ETF
FMCC / Federal Home Loan Mortgage Corporation
RA / Brookfield Real Assets Income Fund Inc.
CBRL / Cracker Barrel Old Country Store, Inc.
ES / Eversource Energy
EMN / Eastman Chemical Company
ALLY / Ally Financial Inc.
OXY / Occidental Petroleum Corporation
SHAK / Shake Shack Inc.
PXD / Pioneer Natural Resources Company
MRO / Marathon Oil Corporation
AQST / Aquestive Therapeutics, Inc.
/ Energy Transfer Partners, L.P.
PSNL / Personalis, Inc.
NIO / NIO Inc. - Depositary Receipt (Common Stock)
THO / THOR Industries, Inc.
RTX / RTX Corporation
A / Agilent Technologies, Inc.
UAL / United Airlines Holdings, Inc.
ODFL / Old Dominion Freight Line, Inc.
NMRK / Newmark Group, Inc.
PEP / PepsiCo, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NLR / VanEck ETF Trust - VanEck Uranium+Nuclear Energy ETF
GBTC / Grayscale Bitcoin Trust (BTC)
CVE / Cenovus Energy Inc.
GOOG / Alphabet Inc.
MBB / iShares Trust - iShares MBS ETF
GS / The Goldman Sachs Group, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PSA / Public Storage
COST / Costco Wholesale Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
CVX / Chevron Corporation
DIS / The Walt Disney Company
NVDA / NVIDIA Corporation
FDX / FedEx Corporation
JPM / JPMorgan Chase & Co.
CSCO / Cisco Systems, Inc.
META / Meta Platforms, Inc.
HD / The Home Depot, Inc.
MCD / McDonald's Corporation
UNP / Union Pacific Corporation
ACN / Accenture plc
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
BAC / Bank of America Corporation
JNJ / Johnson & Johnson
ZGNX / Zogenix Inc
TTGT / TechTarget, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CLDR / Cloudera Inc
PEAK / Healthpeak Properties, Inc.
LNG / Cheniere Energy, Inc.
CQQQ / Invesco Exchange-Traded Fund Trust II - Invesco China Technology ETF
BSJM / Invesco Capital Management LLC - Invesco BulletShares 2022 High Yield Corporate Bond ETF
KLAC / KLA Corporation
FAST / Fastenal Company
TMO / Thermo Fisher Scientific Inc.
WILC / G. Willi-Food International Ltd.
PBF / PBF Energy Inc.
SASR / Sandy Spring Bancorp, Inc.
LGDTF / Liberty Gold Corp.
LQDA / Liquidia Corporation
TQQQ / ProShares Trust - ProShares UltraPro QQQ
USFD / US Foods Holding Corp.
DNLI / Denali Therapeutics Inc.
US75606N1090 / RealPage Inc
FSLR / First Solar, Inc.
ONTX / Onconova Therapeutics, Inc.
CUK / Carnival Corporation & plc - Depositary Receipt (Common Stock) Call
OIH / VanEck ETF Trust - VanEck Oil Services ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
REZI / Resideo Technologies, Inc.
SECOND SIGHT MEDICAL-CW22 / Equity WRT (81362J126)
MANT / Mantech International Corp - Class A
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CUBE / CubeSmart
QBAK / Qualstar Corporation
WFC.PRQ / Wells Fargo & Co., 5.85% Dep Shares Fixed/Float Non-Cumul Perp Pfd Stock Ser Q
DUK / Duke Energy Corporation
DBL / DoubleLine Opportunistic Credit Fund
RGEN / Repligen Corporation
FNB / F.N.B. Corporation
MC / Moelis & Company
AL / Air Lease Corporation
ISBC / Investors Bancorp Inc
RBB / RBB Bancorp
/ New York Mortgage Trust, Inc., Series D, Pfd.
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
920355104 / Valspar Corp.
MS.PRA / Morgan Stanley - Preferred Stock
EVV / Eaton Vance Limited Duration Income Fund
BTZ / BlackRock Credit Allocation Income Trust
IVR.PRC / Invesco Mortgage Capital Inc. - Preferred Stock
CRM / Salesforce, Inc.
SIOX / Sio Gene Therapies Inc.
AVLR / Avalara Inc
MNKKQ / Mallinckrodt Plc
FNDE / Schwab Strategic Trust - Schwab Fundamental Emerging Markets Equity ETF
LLY / Eli Lilly and Company
VLO / Valero Energy Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
GWP / GW Pharmaceuticals plc
BK / The Bank of New York Mellon Corporation
VER / VEREIT Inc
KR / The Kroger Co.
FOXA / Fox Corporation
NVTR / Nuvectra Corporation
CLVS / Clovis Oncology Inc
STML / Stemline Therapeutics, Inc.
DOMO / Domo, Inc.
TFC / Truist Financial Corporation
EYES / Vivani Medical Inc
SPOT / Spotify Technology S.A.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
TAK / Takeda Pharmaceutical Company Limited - Depositary Receipt (Common Stock)
BOE / BlackRock Enhanced Global Dividend Trust
IVE / iShares Trust - iShares S&P 500 Value ETF
XES / SPDR Series Trust - SPDR S&P Oil & Gas Equipment & Services ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
NLY / Annaly Capital Management, Inc.
KRE / SPDR Series Trust - SPDR S&P Regional Banking ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
BOX / Box, Inc.
BIT / BlackRock Multi-Sector Income Trust
MMP / Magellan Midstream Partners L.P.
VTWG / Vanguard Scottsdale Funds - Vanguard Russell 2000 Growth ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
FUN / Six Flags Entertainment Corporation
BDJ / BlackRock Enhanced Equity Dividend Trust
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
SDC / Smiledirectclub Inc - Class A
VUG / Vanguard Index Funds - Vanguard Growth ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
AMLM / American Lithium Minerals, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
C / Citigroup Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
TWOU / 2U, Inc.
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
YUM / Yum! Brands, Inc.
TRV / The Travelers Companies, Inc.
OKTA / Okta, Inc.
ILMN / Illumina, Inc.
PSLV / Sprott Physical Silver Trust
RCG / RENN Fund, Inc.
US9300591008 / Waddell & Reed Financial, Inc.
EOI / Eaton Vance Enhanced Equity Income Fund
TRUP / Trupanion, Inc.
MS.PRF / Morgan Stanley - Preferred Stock
XLNX / Xilinx, Inc.
BAC.PRN / Bank of America Corporation - Preferred Stock
ARCC / Ares Capital Corporation
AMZN / Amazon.com, Inc.
VZ / Verizon Communications Inc.
CODI / Compass Diversified
MRMD / MariMed Inc.
DOW / Dow Inc.
SILEF / Silver Elephant Mining Corp.
EWY / iShares, Inc. - iShares MSCI South Korea ETF
MOS / The Mosaic Company
FTR / Frontier Communications Corp.
EQX / Equinox Gold Corp.
ARWR / Arrowhead Pharmaceuticals, Inc.
SKY / Champion Homes, Inc.
CPE / Callon Petroleum Company
BXMT / Blackstone Mortgage Trust, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
VKTX / Viking Therapeutics, Inc.
O / Realty Income Corporation
NG / NovaGold Resources Inc.
/ BlackRock Municipal 2020 Term Trust
VNO / Vornado Realty Trust
NET / Cloudflare, Inc.
IOVA / Iovance Biotherapeutics, Inc.
CVS / CVS Health Corporation
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
PJT / PJT Partners Inc.
RIOT / Riot Platforms, Inc.
OXLC / Oxford Lane Capital Corp.
FBIO / Fortress Biotech, Inc.
GRUB / Just Eat Takeaway.com N.V. - ADR (New)
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
LYFT / Lyft, Inc.
30064K105 / Exacttarget, Inc.
MPC / Marathon Petroleum Corporation
EWJ / iShares, Inc. - iShares MSCI Japan ETF
MIC / Macquarie Infrastructure Holdings LLC - Units
ACGL / Arch Capital Group Ltd.
CYBR / CyberArk Software Ltd.
KIM / Kimco Realty Corporation
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
RVLV / Revolve Group, Inc.
WBC / Wabco Holdings, Inc.
IXN / iShares Trust - iShares Global Tech ETF
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
JLS / Nuveen Mortgage and Income Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
DWLD / Davis Fundamental ETF Trust - Davis Select Worldwide ETF
CIVB / Civista Bancshares, Inc.
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
RNG / RingCentral, Inc.
SPCE / Virgin Galactic Holdings, Inc.
GSV / Gold Standard Ventures Corp
AR / Antero Resources Corporation
US00C4U1L353 / Mylan N.V.
BGSF / BGSF, Inc.
TMP / Tompkins Financial Corporation
SALON MEDIA GROUP INC / (79550B202)
IHIT / Invesco High Income 2023 Target Term Fund
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
TSG / TriStar Gold, Inc.
SFTBY / SoftBank Group Corp. - Depositary Receipt (Common Stock)
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
ZB.PRG / Zions Bancorporation
PUT INVESCO QQQ TR 205USD EXP 04/17/20 / Equity Option Put (46090E953)
NRZ / New Residential Investment Corp
DUKH / Northern Lights Fund Trust - Ocean Park High Income ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
US25460E1661 / Direxion Daily Junior Gold Miners Index Bull 2X Shares
MYN / BlackRock MuniYield New York Quality Fund, Inc.
NAN / Nuveen New York Quality Municipal Income Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
NIE / Virtus Equity & Convertible Income Fund
PRGS / Progress Software Corporation
US83088V1026 / Slack Technologies Inc
WB / Weibo Corporation - Depositary Receipt (Common Stock)
TMQ / Trilogy Metals Inc.
PSEC / Prospect Capital Corporation
JQC / Nuveen Credit Strategies Income Fund
MPA / BlackRock MuniYield Pennsylvania Quality Fund
LGFRY / Longfor Group Holdings Limited - Depositary Receipt (Common Stock)
US48127X5427 / JP Morgan Chase & Co., Preferred G
CXW / CoreCivic, Inc.
FRME / First Merchants Corporation
CMO / Capstead Mortgage Corp.
CMO / Capstead Mortgage Corp.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
PLAN / Anaplan Inc
KW / Kennedy-Wilson Holdings, Inc.
RIV / RiverNorth Opportunities Fund, Inc.
HNGR / Hanger Inc
WLL / Whiting Petroleum Corp (New)
CWH / Camping World Holdings, Inc.
CG / The Carlyle Group Inc.
LITE / Lumentum Holdings Inc.
US8425872061 / Southern Co., 6.25% Series 2015A Junior Subordinated Bonds due 10/15/2075
BKCC / BlackRock Capital Investment Corporation
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
EGHT / 8x8, Inc.
UBA / Urstadt Biddle Properties, Inc. - Class A
FLO / Flowers Foods, Inc.
NCR / NCR Corp.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
AJX / Great Ajax Corp.
SSYS / Stratasys Ltd.
/ FHLMC, Series Z
CVA / Covanta Holding Corporation
TOKE / Cambria ETF Trust - Cambria Cannabis ETF
RARE / Ultragenyx Pharmaceutical Inc.
TWO.PRC / Two Harbors Investment Corp. - Preferred Stock
PRFT / Perficient, Inc.
FWONK / Formula One Group
CHCO / City Holding Company
STOHF / Equinor ASA
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
GAL / SSGA Active Trust - SPDR SSGA Global Allocation ETF
LAZ / Lazard, Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
PFLT / PennantPark Floating Rate Capital Ltd.
AQB / AquaBounty Technologies, Inc.
GBT / Global Blood Therapeutics Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
MAIN / Main Street Capital Corporation
BAH / Booz Allen Hamilton Holding Corporation
NXJ / Nuveen New Jersey Quality Municipal Income Fund
VLT / Invesco High Income Trust II
PFH / Prudential Financial, Inc. - Corporate Bond/Note
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
CSOD / Cornerstone OnDemand Inc
SCZC / West Coast Community Bancorp
US2655041000 / Dunkin' Brands Group, Inc.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
NLY / Annaly Capital Management, Inc.
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
IIM / Invesco Value Municipal Income Trust
FNMAK / Federal National Mortgage Association - Preferred Stock
VTN / Invesco Trust for Investment Grade New York Municipals
RTN / Raytheon Co.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
PINS / Pinterest, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
AUY / Yamana Gold Inc.
UAA / Under Armour, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
RCS / PIMCO Strategic Income Fund, Inc.
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock) Call
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
ROKU / Roku, Inc.
JBGS / JBG SMITH Properties
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
IBM / International Business Machines Corporation
ORCL / Oracle Corporation
SOIGF / Strata Oil & Gas Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
JWN / Nordstrom, Inc.
GOOS / Canada Goose Holdings Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
/ Invesco Mortgage Capital Inc.
018490100 / Allergan plc
LULU / lululemon athletica inc.
ABB / ABB Ltd. - ADR
AINV / Apollo Investment Corporation
UNRV / Unrivaled Brands, Inc.
EOLS / Evolus, Inc.
PATK / Patrick Industries, Inc.
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
CMG / Chipotle Mexican Grill, Inc.
TK / Teekay Corporation Ltd.
46138G607 / Invesco Shipping ETF
OMEX / Odyssey Marine Exploration, Inc.
SBRA / Sabra Health Care REIT, Inc.
EDIT / Editas Medicine, Inc.
YEXT / Yext, Inc.
CMS / CMS Energy Corporation
CCI / Crown Castle Inc.
CEF / Sprott Physical Gold and Silver Trust
/ Eagle Growth and Income Opportunities Fund
LUV / Southwest Airlines Co.
ALLY.PRA / GMAC Capital Trust I
IBB / iShares Trust - iShares Biotechnology ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
DMO / Western Asset Mortgage Opportunity Fund Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
CHD / Church & Dwight Co., Inc.
CHRW / C.H. Robinson Worldwide, Inc.
ULTA / Ulta Beauty, Inc.
SCHW / The Charles Schwab Corporation
SLG / SL Green Realty Corp.
T / AT&T Inc.
THQ / Abrdn Healthcare Opportunities Fund
KSS / Kohl's Corporation
ICPT / Intercept Pharmaceuticals Inc
PCG.PRB / Pacific Gas and Electric Company - Preferred Stock
CARS / Cars.com Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
RDS.B / Shell Plc - ADR
WAB / Westinghouse Air Brake Technologies Corporation
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
GLOW.F / ORDINARY SHARES
2593 / Ito En, Ltd.
SIRI / Sirius XM Holdings Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BAC.PRK / Bank of America Corporation - Preferred Stock
REM / iShares Trust - iShares Mortgage Real Estate ETF
JPC / Nuveen Preferred & Income Opportunities Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
UE / Urban Edge Properties
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
LXU / LSB Industries, Inc.
US48127X5427 / JP Morgan Chase & Co., Preferred G
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
US62010U1016 / Motors Liquidation Company GUC Trust
PMT / PennyMac Mortgage Investment Trust
TYG / Tortoise Energy Infrastructure Corporation
CIM.PRB / Chimera Investment Corporation - Preferred Stock
DBRG / DigitalBridge Group, Inc.
EFC / Ellington Financial Inc.
DOC / Healthpeak Properties, Inc.
GLPI / Gaming and Leisure Properties, Inc.
LADR / Ladder Capital Corp
FRT / Federal Realty Investment Trust
VCV / Invesco California Value Municipal Income Trust
EXC / Exelon Corporation
VVR / Invesco Senior Income Trust
ARI / Apollo Commercial Real Estate Finance, Inc.
ECL / Ecolab Inc.
GOOD / Gladstone Commercial Corporation
IHTA / Invesco High Income 2024 Target Term Fund
DUK / Duke Energy Corporation
AMGN / Amgen Inc.
SAND / Sandstorm Gold Ltd.
FMCKJ / Federal Home Loan Mortgage Corporation - Preferred Stock
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
TCOM / Trip.com Group Limited - Depositary Receipt (Common Stock)
SO / The Southern Company
MET / MetLife, Inc.
PBT / Permian Basin Royalty Trust
CAT / Caterpillar Inc.
ETN / Eaton Corporation plc
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
HBAN / Huntington Bancshares Incorporated
HZNP / Horizon Therapeutics Plc
CTVA / Corteva, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
FTCH / Farfetch Limited
FIRE / SUPREME CANNABIS CO INC COM
TJX / The TJX Companies, Inc.
IESC / IES Holdings, Inc.
SFIX / Stitch Fix, Inc.
PMT.PRA / PennyMac Mortgage Investment Trust - Preferred Stock
JPM.PRC / JPMorgan Chase & Co. - Preferred Stock
C.PRK / Citigroup, Inc., 6.875% Dep Shares Fixed/Float Non-Cumul Preferred Stock Ser K
SLG.PRI / SL Green Realty Corp. - Preferred Stock
78478P202 / Dominion Resources, Inc.
NLY.PRF / Annaly Capital Management, Inc. - Preferred Stock
CI / The Cigna Group
AMP / Ameriprise Financial, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
SOJD / The Southern Company - Corporate Bond/Note
UPS / United Parcel Service, Inc.
LYV / Live Nation Entertainment, Inc.
TDC / Teradata Corporation
PENN / PENN Entertainment, Inc. Call
PGR / The Progressive Corporation
TGT / Target Corporation
LOW / Lowe's Companies, Inc.
ANET / Arista Networks Inc
BX / Blackstone Inc.
PM / Philip Morris International Inc.
WDAY / Workday, Inc.
FWONA / Formula One Group
NTDOY / Nintendo Co., Ltd. - Depositary Receipt (Common Stock)
MAR / Marriott International, Inc.
BCX / Blackrock Resources & Commodities Strategy Trust
NVTA / Invitae Corporation
SGMO / Sangamo Therapeutics, Inc.
CSLT / Castlight Health Inc - Class B
ZNGA / Zynga Inc - Class A
TSLA / Tesla, Inc.
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
CERN / Cerner Corp.
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
ALDX / Aldeyra Therapeutics, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
NEM / Newmont Corporation
ARNGF / Argonaut Gold Inc.
CUZ / Cousins Properties Incorporated
SLV / iShares Silver Trust
ENX / Eaton Vance New York Municipal Bond Fund
AVB / AvalonBay Communities, Inc.
RDFN / Redfin Corporation
SNAP / Snap Inc.
FCX / Freeport-McMoRan Inc.
MRKR / Marker Therapeutics, Inc.
UA / Under Armour, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
XRX / Xerox Holdings Corporation
CNP / CenterPoint Energy, Inc.
ROK / Rockwell Automation, Inc.
SLJB / Sulja Bros Building Supplies Ltd.
RESN / Resonant Inc
EMR / Emerson Electric Co.
FLGT / Fulgent Genetics, Inc.
PPG / PPG Industries, Inc.
FNMAS / Federal National Mortgage Association - Preferred Stock
ADBE / Adobe Inc.
DOCU / DocuSign, Inc.
AGNC / AGNC Investment Corp.
DOW / Dow Inc.
IRM / Iron Mountain Incorporated
KKR / KKR & Co. Inc.
DELL / Dell Technologies Inc.
ARMK / Aramark
WU / The Western Union Company
MU / Micron Technology, Inc.
ATVI / Activision Blizzard Inc
SLB / Schlumberger Limited
ADPT / Adaptive Biotechnologies Corporation
MSFT / Microsoft Corporation
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
NOC / Northrop Grumman Corporation
GOOGL / Alphabet Inc.
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
TGTX / TG Therapeutics, Inc.
GOLD / Barrick Mining Corporation
LEN / Lennar Corporation
XOM / Exxon Mobil Corporation
IYY / iShares Trust - iShares Dow Jones U.S. ETF
BRK.B / Berkshire Hathaway Inc.
UPWK / Upwork Inc.
VTR / Ventas, Inc.
HTZZ / Hertz Global Holdings Inc. (New)
HMNY / Helios and Matheson Analytics Inc.
TRNX / BBHC Inc
STL / Sterling Bancorp.
EA / Electronic Arts Inc.
ADM / Archer-Daniels-Midland Company
LRCX / Lam Research Corporation
MGM / MGM Resorts International
TPR / Tapestry, Inc.
ADSK / Autodesk, Inc.
WFC / Wells Fargo & Company
DAL / Delta Air Lines, Inc.
NYMT / New York Mortgage Trust, Inc.
PYPL / PayPal Holdings, Inc.
IP / International Paper Company
CRON / Cronos Group Inc.
CSQ / Calamos Strategic Total Return Fund
MDT / Medtronic plc
DARE / Daré Bioscience, Inc.
KEYS / Keysight Technologies, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
BTT / Blackrock Municipal 2030 Target Term Trust
CGAU / Centerra Gold Inc.
UBER / Uber Technologies, Inc.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
ABR / Arbor Realty Trust, Inc.
AXP / American Express Company
TAO / Invesco China Real Estate ETF
RVNC / Revance Therapeutics, Inc.
TWO / Two Harbors Investment Corp.
MO / Altria Group, Inc.
EQ / Equillium, Inc.
LX / LexinFintech Holdings Ltd. - Depositary Receipt (Common Stock)
NRG / NRG Energy, Inc.
SBUX / Starbucks Corporation
PSX / Phillips 66
FEYE / FireEye Inc
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
CRSP / CRISPR Therapeutics AG
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
NKE / NIKE, Inc.
C.WSA / Citigroup, Inc.
AA / Alcoa Corporation
ABBV / AbbVie Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
TCEHY / Tencent Holdings Limited - Depositary Receipt (Common Stock)
ADDYY / adidas AG - Depositary Receipt (Common Stock)
NMFC / New Mountain Finance Corporation
LDOS / Leidos Holdings, Inc.
CRL / Charles River Laboratories International, Inc.
OCGN / Ocugen, Inc.
AIG / American International Group, Inc.
X / United States Steel Corporation
UFPI / UFP Industries, Inc.
/ ViacomCBS Inc
BTG / B2Gold Corp.
TWTR / Twitter Inc
OGZD / Public Joint Stock Company Gazprom - Depositary Receipt (Common Stock)
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
SHOO / Steven Madden, Ltd.
MS / Morgan Stanley
BMY / Bristol-Myers Squibb Company
SACH / Sachem Capital Corp.
PANW / Palo Alto Networks, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
INTC / Intel Corporation
F / Ford Motor Company
GM / General Motors Company
GILD / Gilead Sciences, Inc.
CRWD / CrowdStrike Holdings, Inc.
NFLX / Netflix, Inc.
XYL / Xylem Inc.
CMI / Cummins Inc.
VMC / Vulcan Materials Company
ADP / Automatic Data Processing, Inc.
ACB / Aurora Cannabis Inc.
PDI / PIMCO Dynamic Income Fund
SPY / SPDR S&P 500 ETF
SPY / SPDR S&P 500 ETF Put
DAL / Delta Air Lines, Inc. Call
OCN / Ocwen Financial Corporation
MITT / AG Mortgage Investment Trust, Inc.
RITM / Rithm Capital Corp.
PTON / Peloton Interactive, Inc.
AVEO / AVEO Pharmaceuticals Inc
CGC / Canopy Growth Corporation
BKD / Brookdale Senior Living Inc.
TRQ / Turquoise Hill Resources Ltd
V / Visa Inc.
BGCP / BGC Partners Inc - Class A
WMT / Walmart Inc.
PFE / Pfizer Inc.
ECTE / Echo Therapeutics Inc
BLUE / bluebird bio, Inc. Call
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
TTOO / T2 Biosystems, Inc.
LMT / Lockheed Martin Corporation
NVCR / NovoCure Limited
FNMA / Federal National Mortgage Association
MMM / 3M Company
M / Macy's, Inc.
GE / General Electric Company
GTX / Garrett Motion Inc.
SOS / SOS Limited - Depositary Receipt (Common Stock)
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
GLD / SPDR Gold Trust
QQQ / Invesco QQQ Trust, Series 1
BA / The Boeing Company
AMZN / Amazon.com, Inc. Call
TXMD / TherapeuticsMD, Inc.
HON / Honeywell International Inc.
DBX / Dropbox, Inc.
AMD / Advanced Micro Devices, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund