Market Value1,260,749,000
Total Holdings1029
File Date2014-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ECL / Ecolab Inc.
FDX / FedEx Corporation
MNST / Monster Beverage Corporation
HTA / Healthcare Realty Trust Inc - Class A
DLR / Digital Realty Trust, Inc.
NFLX / Netflix, Inc.
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
META / Meta Platforms, Inc.
CRM / Salesforce, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SBUX / Starbucks Corporation
PAYX / Paychex, Inc.
NKE / NIKE, Inc.
TGT / Target Corporation
SHW / The Sherwin-Williams Company
RTX / RTX Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
JPM / JPMorgan Chase & Co.
MSFT / Microsoft Corporation
QCOM / QUALCOMM Incorporated
V / Visa Inc.
OMC / Omnicom Group Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
SO / The Southern Company
HON / Honeywell International Inc.
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
GLD / SPDR Gold Trust
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
DIS / The Walt Disney Company
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
UPS / United Parcel Service, Inc.
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
MA / Mastercard Incorporated
EW / Edwards Lifesciences Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
AAPL / Apple Inc.
LOW / Lowe's Companies, Inc.
NUE / Nucor Corporation
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
TSLA / Tesla, Inc.
KMB / Kimberly-Clark Corporation
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
SJM / The J. M. Smucker Company
EWG / iShares, Inc. - iShares MSCI Germany ETF
TWTR / Twitter Inc
GE / General Electric Company
MAS / Masco Corporation
BK / The Bank of New York Mellon Corporation
ADI / Analog Devices, Inc.
PSA / Public Storage
PPL / PPL Corporation
HPQ / HP Inc.
DBC / Invesco DB Commodity Index Tracking Fund
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
VTOL / Bristow Group Inc.
DOV / Dover Corporation
CNI / Canadian National Railway Company
OXY / Occidental Petroleum Corporation
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
HSH /
HRI / Herc Holdings Inc.
RCD / Ready Capital Corporation - Corporate Bond/Note
XOM / Exxon Mobil Corporation
DOX / Amdocs Limited
CORR / CorEnergy Infrastructure Trust, Inc.
095428108 / Blue Earth, Inc.
RRC / Range Resources Corporation
DB / Deutsche Bank Aktiengesellschaft
HRL / Hormel Foods Corporation
HTGC / Hercules Capital, Inc.
PEAK / Healthpeak Properties, Inc.
EXC / Exelon Corporation
PHK / PIMCO High Income Fund
OKE / ONEOK, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
RPAI / Retail Properties of America Inc - Class A
HDV / iShares Trust - iShares Core High Dividend ETF
VTIAX / Vanguard Star Funds - Vanguard Total International Stock Index Fund Admiral
GDV / The Gabelli Dividend & Income Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
FE / FirstEnergy Corp.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IXC / iShares Trust - iShares Global Energy ETF
IWV / iShares Trust - iShares Russell 3000 ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
MET / MetLife, Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
WWD / Woodward, Inc.
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
CERN / Cerner Corp.
BBN / BlackRock Taxable Municipal Bond Trust
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
XIAFX / Aberdeen Australia Equity Fund,
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
MCHP / Microchip Technology Incorporated
EWC / iShares, Inc. - iShares MSCI Canada ETF
DVY / iShares Trust - iShares Select Dividend ETF
MMP / Magellan Midstream Partners L.P.
GRX / The Gabelli Healthcare & Wellness Trust
GM / General Motors Company
VMGMX / Vanguard Index Funds - Vanguard Mid-Cap Growth Index Fund Admiral
SLB / Schlumberger Limited
IGT / International Game Technology PLC
ILMN / Illumina, Inc.
FRC / First Republic Bank
ARCH / Arch Resources, Inc.
XETWX / Eaton Vance Tax-Managed Global
PEP / PepsiCo, Inc.
EDIV / SPDR Index Shares Funds - SPDR S&P Emerging Markets Dividend ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
COF / Capital One Financial Corporation
RGT / Royce Global Trust, Inc.
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
SYLD / Cambria ETF Trust - Cambria Shareholder Yield ETF
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
SOXX / iShares Trust - iShares Semiconductor ETF
ELD / WisdomTree Trust - WisdomTree Emerging Markets Local Debt Fund
GAB / The Gabelli Equity Trust Inc.
IEO / iShares Trust - iShares U.S. Oil & Gas Exploration & Production ETF
TEI / Templeton Emerging Markets Income Fund
WFC / Wells Fargo & Company
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
SPYG / SPDR Series Trust - SPDR Portfolio S&P 500 Growth ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
SIRI / Sirius XM Holdings Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
CHW / Calamos Global Dynamic Income Fund
MQY / BlackRock MuniYield Quality Fund, Inc.
JFR / Nuveen Floating Rate Income Fund
SSO / ProShares Trust - ProShares Ultra S&P500
ABB / ABB Ltd. - ADR
TRN / Trinity Industries, Inc.
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
EPC / Edgewell Personal Care Company
ANRZQ / Alpha Natural Resources, Inc.
SNH / Senior Housing Properties Trust
JLL / Jones Lang LaSalle Incorporated
GLJ / iShares Trust
XNBBX / Nuveen Build America Bond Fund
MCRO / IndexIQ ETF Trust - IQ Hedge Macro Tracker ETF
US73936T4748 / POWERSHARES NATIONAL AMT-
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
IGE / iShares Trust - iShares North American Natural Resources ETF
CL / Colgate-Palmolive Company
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
CNK / Cinemark Holdings, Inc.
ORI / Old Republic International Corporation
POM / PEPCO Holdings, Inc.
APO / Apollo Global Management, Inc.
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
NGG / National Grid plc - Depositary Receipt (Common Stock)
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
SHPG / Shire Plc.
SODA / SodaStream International Ltd.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NFG / National Fuel Gas Company
US74733V1008 / QEP Resources, Inc.
ELNK / EarthLink Holdings Corp.
COL / Rockwell Collins, Inc.
TPX / Somnigroup International Inc.
NIM / Nuveen Select Maturities Municipal Fund
NQI / Nuveen Quality Municipal Fund, Inc.
PODD / Insulet Corporation
GABELLI HLTHCARE & WELLNESS / RIGHT 07/08/2014 (36246K137)
VOX / Vanguard World Fund - Vanguard Communication Services ETF
FELCOR LODGING TR INC / PFD CV A $1.95 (31430F200)
EIV / Eaton Vance Municipal Bond Fund II
HYLD / Exchange Listed Funds Trust - High Yield ETF
SIFY / Sify Technologies Limited - Depositary Receipt (Common Stock)
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
NUVEEN CA DIV ADV MUNI FD 3 / COM SH BEN INT (67070Y109)
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
PSX / Phillips 66
PSEC / Prospect Capital Corporation
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
CAMAC ENERGY INC / (131745101)
ARW / Arrow Electronics, Inc.
DRYS / DryShips, Inc.
PBI / Pitney Bowes Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
XMUHX / BlackRock MuniHoldings Fund II,
IDV / iShares Trust - iShares International Select Dividend ETF
NUV / Nuveen Municipal Value Fund, Inc.
IYJ / iShares Trust - iShares U.S. Industrials ETF
IXP / iShares Trust - iShares Global Comm Services ETF
DAL / Delta Air Lines, Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
COG / Cabot Oil & Gas Corp.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
LNG / Cheniere Energy, Inc.
XPDIX / PIMCO Dynamic Income Fund
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
INVN / The Alger ETF Trust - Alger Russell Innovation ETF
002144110 / Altera Corporation
MDC / M.D.C. Holdings, Inc.
DFJ / WisdomTree Trust - WisdomTree Japan SmallCap Dividend Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
HCN / Welltower Inc.
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
SUI / Sun Communities, Inc.
ABUS / Arbutus Biopharma Corporation
TLM /
TTM / Tata Motors Ltd. - ADR
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
MCA / BlackRock MuniYield California Quality Fund Inc
CBA / ClearBridge American Energy MLP Fund Inc.
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
BKD / Brookdale Senior Living Inc.
IBDC / iShares iBonds Mar 2020 Term Corporate ETF
MWW / Monster Worldwide, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
SEP / Spectra Energy Partners LP
PSCM / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Materials ETF
PMX / PIMCO Municipal Income Fund III
PEGA / Pegasystems Inc.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
IBDD / BlackRock Institutional Trust Company N.A. - iShares iBonds Mar 2023 Term Corporate ETF
74005P104 / Praxair, Inc.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
MINI / Mobile Mini, Inc.
APU / AmeriGas Partners, L.P.
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
OWE / Obsidian Energy Ltd.
KSS / Kohl's Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
AMBKP / American Capital Trust I - Preferred Security
DEO / Diageo plc - Depositary Receipt (Common Stock)
BIIB / Biogen Inc.
RCI / Rogers Communications Inc.
IWC / iShares Trust - iShares Micro-Cap ETF
EWU / iShares Trust - iShares MSCI United Kingdom ETF
MGLN / Magellan Health Inc
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
TYG / Tortoise Energy Infrastructure Corporation
MRK / Merck & Co., Inc.
UMPQ / Umpqua Holdings Corp
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
XJLAX / Nuveen Equity Premium Advantage
NI / NiSource Inc.
NVDQ / ETF Opportunities Trust - T-Rex 2X Inverse NVIDIA Daily Target ETF
RGP / Resources Connection, Inc.
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
NRF / NorthStar Realty Finance Corp.
MARKET VECTORS ETF TR / BIOTECH ETF (57060U183)
MARKET VECTORS ETF TR / INVT GRD FL RT (57060U514)
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
MARKET VECTORS ETF TR / EMKT HIYLD BD (57061R403)
PSCD / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Consumer Discretionary ETF
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
WM / Waste Management, Inc.
BX / Blackstone Inc.
TE / T1 Energy Inc.
RYF / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Financials ETF
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
67071S101 / Nuveen Quality Preferred Income Fund
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
HAE / Haemonetics Corporation
PBS / Invesco Capital Management LLC - Invesco Dynamic Media ETF
AEF / abrdn Emerging Markets ex-China Fund, Inc.
DE / Deere & Company
NCR / NCR Corp.
PACB / Pacific Biosciences of California, Inc.
AEP / American Electric Power Company, Inc.
VMO / Invesco Municipal Opportunity Trust
IGN / iShares Trust - iShares North American Tech-Multimedia Networking ETF
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
KMP /
IBB / iShares Trust - iShares Biotechnology ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
US1182301010 / Buckeye Partners, L.P.
BIRT / Actuate Corp
CTR / ClearBridge MLP and Midstream Total Return Fund Inc.
IP / International Paper Company
PORTUGAL TELECOM SGPS S A / SPONSORED ADR (737273102)
LMT / Lockheed Martin Corporation
MRO / Marathon Oil Corporation
OGE / OGE Energy Corp.
C.WSA / Citigroup, Inc.
REEMF / Rare Element Resources Ltd.
INTC / Intel Corporation
KERX / Keryx Biopharmaceuticals, Inc.
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
NEV / Nuveen Enhanced Municipal Value Fund
VIAV / Viavi Solutions Inc.
HGI / Guggenheim International Multi-Asset Income ETF
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
DCUA / Dominion Resources, 6.125% 2013 Series A Equity Units
EEP / Enbridge Energy Partners, L.P.
NORTHERN LTS ETF TR / ARROW DJ GLOBL (66537H105)
MUR / Murphy Oil Corporation
MARKET VECTORS ETF TR / HG YLD MUN ETF (57060U878)
MARKET VECTORS ETF TR / MKTVEC SMUNETF (57060U803)
NWBI / Northwest Bancshares, Inc.
BPT / BP Prudhoe Bay Royalty Trust
ZBH / Zimmer Biomet Holdings, Inc.
MD / Pediatrix Medical Group, Inc.
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
/ Briggs & Stratton Corp.
GNW / Genworth Financial, Inc.
EUO / ProShares Trust II - ProShares UltraShort Euro
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
SPLS / Staples, Inc.
EOGSF / Emerald Resources NL
CIF / MFS Intermediate High Income Fund
SWI / SolarWinds Corporation
HELIOS ADVANTAGE INCOME FD I / (42327W206)
US9300591008 / Waddell & Reed Financial, Inc.
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
JBL / Jabil Inc.
CYS / CYS Investments, Inc.
US0549371070 / BB&T Corp.
CMI / Cummins Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
IBDB / iShares iBonds Mar 2018 Corporate ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
US5249011058 / Legg Mason, Inc.
C / Citigroup Inc.
INB / Cohen & Steers Global Income Builder, Inc.
CCG / Cheche Group Inc.
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
WOOD / iShares Trust - iShares Global Timber & Forestry ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
MBT / Mobile Telesystems PJSC - ADR
OUBS /
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VNR / Vanguard Natural Resources, LLC
TDC / Teradata Corporation
CRIS / Curis, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
XTN / SPDR Series Trust - SPDR S&P Transportation ETF
HAIN / The Hain Celestial Group, Inc.
ESLT / Elbit Systems Ltd.
ESRX / Express Scripts Holding Co.
JNS / Janus Capital Group, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
ADT / ADT Inc.
MHRC / Magnum Hunter Resources Corp.
847560109 / Spectra Energy Corp.
DS / Drive Shack Inc
STZ / Constellation Brands, Inc.
FXI / iShares Trust - iShares China Large-Cap ETF
UNH / UnitedHealth Group Incorporated
EA / Electronic Arts Inc.
ROYCE FOCUS TR / (78080N108)
ETN / Eaton Corporation plc
UNP / Union Pacific Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
NGLS / Targa Resources Partners LP
RFP / Resolute Forest Products Inc
IVZ / Invesco Ltd.
T / AT&T Inc.
PRU / Prudential Financial, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
26433F207 / Duff & Phelps Select MLP and M Common Stock
DEUTSCHE MULTI-MKT INCOME TR / SHS (25160E102)
KTF / DWS Municipal Income Trust
CARB / Carbonite, Inc.
XSRFX / Cushing Royalty & Income Fund
PDM / Piedmont Realty Trust, Inc.
OAK / Oaktree Capital Group, LLC
LNKD / LinkedIn Corp.
DAN / Dana Incorporated
PPO /
MCD / McDonald's Corporation
MMM / 3M Company
JNK / SPDR Series Trust - SPDR Bloomberg High Yield Bond ETF
/ Vanguard Russell 1000 Value
HHY / Brookfield High Income Fund Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
CNL / Collective Mining Ltd.
CRH / CRH plc
ENH / Endurance Specialty Holdings, Ltd.
NUVEEN DIVER CURRENCY OPPOR / (67090N109)
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
VLO / Valero Energy Corporation
CMG / Chipotle Mexican Grill, Inc.
FTR / Frontier Communications Corp.
STT / State Street Corporation
PLD / Prologis, Inc.
DTE / DTE Energy Company
CSM / ProShares Trust - ProShares Large Cap Core Plus
WY / Weyerhaeuser Company
CMCSA / Comcast Corporation
ABBV / AbbVie Inc.
FM / iShares, Inc. - iShares Frontier and Select EM ETF
HUM / Humana Inc.
UAA / Under Armour, Inc.
YMLP / Yorkville High Income MLP ETF
BSX / Boston Scientific Corporation
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
BB / BlackBerry Limited
FMC / FMC Corporation
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
RWT / Redwood Trust, Inc.
RMT / Royce Micro-Cap Trust, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
WTRG / Essential Utilities, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SLYV / SPDR Series Trust - SPDR S&P 600 Small Cap Value ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
NLY / Annaly Capital Management, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
OPK / OPKO Health, Inc.
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
NYCB / Flagstar Financial, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
AGNC / AGNC Investment Corp.
HL / Hecla Mining Company
AINV / Apollo Investment Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
GXC / SPDR Index Shares Funds - SPDR S&P China ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
ARCC / Ares Capital Corporation
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
SJNK / SPDR Series Trust - SPDR Bloomberg Short Term High Yield Bond ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IYW / iShares Trust - iShares U.S. Technology ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MPW / Medical Properties Trust, Inc.
DCP / DCP Midstream LP - Unit
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
NMZ / Nuveen Municipal High Income Opportunity Fund
IWN / iShares Trust - iShares Russell 2000 Value ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
AOD / Abrdn Total Dynamic Dividend Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
K / Kellanova
IAU / iShares Gold Trust
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CREE / Cree, Inc.
OIA / Invesco Municipal Income Opportunities Trust
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
ATAX / America First Multifamily Investors LP - Unit
LEO / BNY Mellon Strategic Municipals, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
JCI / Johnson Controls International plc
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
BRK.A / Berkshire Hathaway Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
MBB / iShares Trust - iShares MBS ETF
AB / AllianceBernstein Holding L.P. - Limited Partnership
APTS / Preferred Apartment Communities Inc - Class A
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
NAC / Nuveen California Quality Municipal Income Fund
FSK / FS KKR Capital Corp.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
OEF / iShares Trust - iShares S&P 100 ETF
CQP / Cheniere Energy Partners, L.P. - Limited Partnership
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
FLOT / iShares Trust - iShares Floating Rate Bond ETF
CIM / Chimera Investment Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DML / Denison Mines Corp.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
JQC / Nuveen Credit Strategies Income Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
VER / VEREIT Inc
DNP / DNP Select Income Fund Inc.
HBI / Hanesbrands Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
GOGO / Gogo Inc.
SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
GIM / Templeton Global Income Fund
IYR / iShares Trust - iShares U.S. Real Estate ETF
JPS / Nuveen Preferred & Income Securities Fund
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
SLV / iShares Silver Trust
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
IXJ / iShares Trust - iShares Global Healthcare ETF
904784709 / Unilever N.V.
US87233Q1085 / TC Pipelines, LP
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
TJX / The TJX Companies, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
IWB / iShares Trust - iShares Russell 1000 ETF
ACP / Abrdn Income Credit Strategies Fund
MUB / iShares Trust - iShares National Muni Bond ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
PTY / Partway Group Plc
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
OHI / Omega Healthcare Investors, Inc.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
WPM / Wheaton Precious Metals Corp.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
IONS / Ionis Pharmaceuticals, Inc.
JPC / Nuveen Preferred & Income Opportunities Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
BWX / SPDR Series Trust - SPDR Bloomberg International Treasury Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
NEE / NextEra Energy, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
AGO / Assured Guaranty Ltd.
IAE / Voya Asia Pacific High Dividend Equity Income Fund
TRP / TC Energy Corporation
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
PCN / PIMCO Corporate & Income Strategy Fund
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
AXP / American Express Company
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EVV / Eaton Vance Limited Duration Income Fund
PANW / Palo Alto Networks, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
LKQ / LKQ Corporation
WPC / W. P. Carey Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
NRZ / New Residential Investment Corp
US92220P1057 / Varian Medical Systems, Inc.
IAT / iShares Trust - iShares U.S. Regional Banks ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
RVT / Royce Small-Cap Trust, Inc.
JTA / Nuveen Tax-Advantaged Total Return Strategy Fund
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
IXN / iShares Trust - iShares Global Tech ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
PPT / Putnam Premier Income Trust
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
KXI / iShares Trust - iShares Global Consumer Staples ETF
HE / Hawaiian Electric Industries, Inc.
CHI / Calamos Convertible Opportunities and Income Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
NOC / Northrop Grumman Corporation
GLW / Corning Incorporated
X / United States Steel Corporation
KDP / Keurig Dr Pepper Inc.
EXPE / Expedia Group, Inc.
TEL / TE Connectivity plc
CAT / Caterpillar Inc.
JWN / Nordstrom, Inc.
NEM / Newmont Corporation
GOLD / Barrick Mining Corporation
RTX / RTX Corporation
FLEX / Flex Ltd.
LSI / Life Storage Inc - Registered Shares
AJG / Arthur J. Gallagher & Co.
NTES / NetEase, Inc. - Depositary Receipt (Common Stock)
FAF / First American Financial Corporation
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
SOCL / Global X Funds - Global X Social Media ETF
NBH / Neuberger Berman Municipal Fund Inc.
LXP / LXP Industrial Trust
CHY / Calamos Convertible and High Income Fund
DX / Dynex Capital, Inc.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
CMO / Capstead Mortgage Corp.
/ McDermott International, Inc.
465685105 / ITC Holdings Corp.
MHY / Western Asset Managed High Income Fund.
CSQ / Calamos Strategic Total Return Fund
BNS / The Bank of Nova Scotia
UAN / CVR Partners, LP - Limited Partnership
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
ERF / Enerplus Corporation
HTS / Hatteras Financial Corp.
FEO / First Trust-abrdn Emerging Opportunity Fund
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
AABA / Altaba Inc
CGO / Calamos Global Total Return Fund
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
IGR / CBRE Global Real Estate Income Fund
DTV / DTE Energy Company
JPI / Nuveen Preferred Securities & Income Opportunities Fund
US09253Y1001 / Blackrock MuniEnhanced Fund Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
LINE / Lineage, Inc.
MXI / iShares Trust - iShares Global Materials ETF
FDP / Fresh Del Monte Produce Inc.
WYNN / Wynn Resorts, Limited
TAP / Molson Coors Beverage Company
MNR / Mach Natural Resources LP
ALB / Albemarle Corporation
ACN / Accenture plc
JCP / J.C. Penney Co., Inc.
WSR / Whitestone REIT
DHR / Danaher Corporation
AMT / American Tower Corporation
O / Realty Income Corporation
VFL / abrdn National Municipal Income Fund
61166W101 / Monsanto Co.
IR / Ingersoll Rand Inc.
CLB / Core Laboratories Inc.
IVR / Invesco Mortgage Capital Inc.
US6709831050 / Nuveen Texas Quality Municipal Income Fund
VTR / Ventas, Inc.
LVS / Las Vegas Sands Corp.
SSYS / Stratasys Ltd.
NAVB / Navidea Biopharmaceuticals, Inc.
ORLY / O'Reilly Automotive, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
POT / Potash Corp. of Saskatchewan, Inc.
MOS / The Mosaic Company
/ Pier 1 Imports, Inc.
JBLU / JetBlue Airways Corporation
PROSHARES TR II / VIX STRMFUT ETF (74347W361)
KMI / Kinder Morgan, Inc.
SPPP / Sprott Physical Platinum and Palladium Trust
IEV / iShares Trust - iShares Europe ETF
NYRT / New York REIT, Inc.
772739207 / Rock-Tenn
DIG / ProShares Trust - ProShares Ultra Energy
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
GABELLI EQUITY TR INC / RIGHT 10/20/2014 (362397184)
CHK / Chesapeake Energy Corporation
WEN / The Wendy's Company
GRA / W.R. Grace & Co.
MVV / ProShares Trust - ProShares Ultra MidCap400
US2782651036 / Eaton Vance Corp.
PIO / Invesco Exchange-Traded Fund Trust II - Invesco Global Water ETF
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
SH / ProShares Trust - ProShares Short S&P500
345838106 / Forest Laboratories Inc
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
CSCO / Cisco Systems, Inc.
STX / Seagate Technology Holdings plc
CB / Chubb Limited
AMAT / Applied Materials, Inc.
SDRL / Seadrill Limited
CELG / Celgene Corp.
EWY / iShares, Inc. - iShares MSCI South Korea ETF
BA / The Boeing Company
JNJ / Johnson & Johnson
AFL / Aflac Incorporated
WEC / WEC Energy Group, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
EIX / Edison International
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
AMBA / Ambarella, Inc.
GILD / Gilead Sciences, Inc.
ALL / The Allstate Corporation
ALK / Alaska Air Group, Inc.
CCJ / Cameco Corporation
RWX / SPDR Index Shares Funds - SPDR Dow Jones International Real Estate ETF
FTF / Franklin Limited Duration Income Trust
RTN / Raytheon Co.
PHYS / Sprott Physical Gold Trust
US92346NAB55 / VeriFone Systems, Inc
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
CRDS / Crossroads Systems, Inc.
RCAP / RCS CAPITAL CORPORATION
OCR /
XNPMX / Nuveen Premium Income Municipal
PARAMOUNT GOLD & SILVER CORP / (69924P102)
MIN / MFS Intermediate Income Trust
INFN / Infinera Corporation
OLN / Olin Corporation
DOC / Healthpeak Properties, Inc.
LUMO / Lumos Pharma, Inc.
CTRX /
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
NPPXF / NTT, Inc.
TWM / ProShares Trust - ProShares UltraShort Russell2000
BGR / BlackRock Energy and Resources Trust
NCZ / Virtus Convertible & Income Fund II
AGD / Abrdn Global Dynamic Dividend Fund
DEW / WisdomTree Trust - WisdomTree Global High Dividend Fund
TPC / Tutor Perini Corporation
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
IM / Ingram Micro Inc.
AXDX / Accelerate Diagnostics, Inc.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
STON / StoneMor Inc
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
WAG /
TIP / iShares Trust - iShares TIPS Bond ETF
LAZ / Lazard, Inc.
NPI / Nuveen Premium Income Municipal Fund, Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
BID / Sotheby's
TIBX / Tibco Software
BTU / Peabody Energy Corporation
MMT / MFS Multimarket Income Trust
CLM / Cornerstone Strategic Investment Fund, Inc.
PPL / Pembina Pipeline Corporation
KRFT /
777779307 / Rosetta Resources, Inc.
WFM / Whole Foods Market, Inc.
PMM / Putnam Managed Municipal Income Trust
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
XMUSX / BlackRock MuniHoldings Quality
WWAV / The WhiteWave Foods Co.
CNS / Cohen & Steers, Inc.
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
HME / Home Properties, Inc.
BHI / Baker Hughes Inc.
VVC / Vectren Corp.
VTA / Invesco Dynamic Credit Opportunities Fund
ARII / American Railcar Industries, Inc.
SXL / Sunoco Logistics Partners L.P.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
KYE / Kayne Anderson Energy Total Return Fund, Inc.
STO / Statoil ASA
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
NTLS / NTELOS Holdings Corp.
YRI / Yamana Gold Inc
DDD / 3D Systems Corporation
WINT / Windtree Therapeutics, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
RAS / RAIT Financial Trust
XPH / SPDR Series Trust - SPDR S&P Pharmaceuticals ETF
ZF / Zweig Fund, Inc.
GOOD / Gladstone Commercial Corporation
MWE / MarkWest Energy Partners, LP
ERS / Empire Resources, Inc.
BKF / iShares, Inc. - iShares MSCI BIC ETF
PML / PIMCO Municipal Income Fund II
OIS / Oil States International, Inc.
XUTGX / Reaves Utility Income Fund
CACI / CACI International Inc
OCSL / Oaktree Specialty Lending Corporation
RVBD /
758766109 / Regal Entertainment Group
XCEMX / Clearbridge Energy MLP Fund Inc
CASC / Cascadian Therapeutics, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
BBEP / Breitburn Energy Partners LP
PKO / Pimco Income Opportunity Fund
FNFG / First Niagara Financial Group, Inc.
GOF / Guggenheim Strategic Opportunities Fund
FAV / First Trust Dividend and Income Fund
ESV / Ensco plc
SD / SandRidge Energy, Inc.
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
DVYA / iShares, Inc. - iShares Asia/Pacific Dividend ETF
BMO / Bank of Montreal
RAI / Reynolds American, Inc.
FDO /
TNH / Terra Nitrogen Co., L.P.
CAB / Cabela's Incorporated
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
ZIPR / Ziprealty Inc
UPLMQ / Ultra Petroleum Corp.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
BRCM / Broadcom Corporation
SQNM / Sequenom, Inc.
XZTRX / Zweig Total Return Fund Inc.
704549AG9 / Peabody Energy Corporation Bond
IMUC / EOM Pharmaceuticals Holdings, Inc.
RALS / ProShares Trust - ProShares RAFI Long/Short
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
US16941M1099 / China Mobile Ltd.
XJTPX / Nuveen Quality Preferred Income
670984103 / Nuveen Municipal Opportunity Fund, Inc.
BYM / BlackRock Municipal Income Quality Trust
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
ILF / iShares Trust - iShares Latin America 40 ETF
SOHO / Sotherly Hotels Inc.
WRES / Warren Resources, Inc.
NMI / Nuveen Municipal Income Fund, Inc.
KMT / Kennametal Inc.
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
SCCO / Southern Copper Corporation
SRV / NXG Cushing Midstream Energy Fund
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
XPFNX / PIMCO Income Strategy Fund II
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
GROW / U.S. Global Investors, Inc.
Y / Alleghany Corp.
G0083B108 / Actavis
RFMD /
CXA / SPDR(R) Nuveen Barclays California Municipal Bond ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
385002100 / Gramercy Property Trust Inc.
COV /
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
USEG / U.S. Energy Corp.
LPHIQ / Life Partners Holdings, Inc.
BGS / B&G Foods, Inc.
VKI / Invesco Advantage Municipal Income Trust II
BXMX / Nuveen S&P 500 Buy-Write Income Fund
KBE / SPDR Series Trust - SPDR S&P Bank ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
GBX / The Greenbrier Companies, Inc.
JMF / Nuveen Energy MLP Total Return Fund
FEZ / SPDR Index Shares Funds - SPDR EURO STOXX 50 ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
UWM / ProShares Trust - ProShares Ultra Russell2000
EWX / SPDR Index Shares Funds - SPDR S&P Emerging Markets Small Cap ETF
GPRO / GoPro, Inc.
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
BWEN / Broadwind, Inc.
PTEN / Patterson-UTI Energy, Inc.
HCSG / Healthcare Services Group, Inc.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
R / Ryder System, Inc.
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
DKS / DICK'S Sporting Goods, Inc.
PVL / Permianville Royalty Trust
PRXL / PAREXEL International Corp.
854502804 / Stanley Black & Decker, 6.25% Equity Units due 11/17/2018
XCXEX / MFS High Income Municipal Trust
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
BBL / BHP Group Plc - ADR
OIH / VanEck ETF Trust - VanEck Oil Services ETF
DOW 30SM ENHANCED PREM & INC / (260537105)
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
LOCO / El Pollo Loco Holdings, Inc.
ZU /
DOO / WisdomTree Trust - WisdomTree International Dividend Ex-Financials Fund
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
RYN / Rayonier Inc.
HCT / American Realty Capital Healthcare Trust Inc
NMA / Nuveen Municipal Advantage Fund, Inc.
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
DY / Dycom Industries, Inc.
DWS MUN INCOME TR / (23338M106)
DWS HIGH INCOME OPPORT FD IN / (23339M204)
DOW 30 PREMIUM & DIV INC FD / (260582101)
TRST / TrustCo Bank Corp NY
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
RGLD / Royal Gold, Inc.
OMI / Owens & Minor, Inc.
RGSE / Real Goods Solar, Inc.
FWONK / Formula One Group
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
ABR / Arbor Realty Trust, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
GGZ / The Gabelli Global Small and Mid Cap Value Trust
CXW / CoreCivic, Inc.
HELIOS MULTI SEC HI INC FD I / (42327Y202)
BPZRQ / BPZ Resources, Inc.
IAK / iShares Trust - iShares U.S. Insurance ETF
QQQ / Invesco QQQ Trust, Series 1
SDIV / Global X Funds - Global X SuperDividend ETF
WWR / Westwater Resources, Inc.
US85207U1051 / Sprint Corporation
M / Macy's, Inc.
SRC / Spirit Realty Capital, Inc.
CBI / Chicago Bridge & Iron Co., N.V.
DVN / Devon Energy Corporation
BDX / Becton, Dickinson and Company
FCX / Freeport-McMoRan Inc.
NHI / National Health Investors, Inc.
SNDK / Sandisk Corporation
MFL / BlackRock MuniHoldings Investment Quality Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
CMU / MFS High Yield Municipal Trust
US0325111070 / Anadarko Petroleum Corp.
/ Fortress Value Acquisition Corp.
SU / Suncor Energy Inc.
KO / The Coca-Cola Company
GPC / Genuine Parts Company
ITW / Illinois Tool Works Inc.
US30068N1054 / Exantas Capital Corp.
HAL / Halliburton Company
ILCG / iShares Trust - iShares Morningstar Growth ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
TD / The Toronto-Dominion Bank
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
PG / The Procter & Gamble Company
MS / Morgan Stanley
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
LHX / L3Harris Technologies, Inc.
CMCSA / Comcast Corporation
/ Voya International High Dividend Equity Income Fund
CXP / Columbia Property Trust Inc
CCEP / Coca-Cola Europacific Partners PLC
/ FERRELLGAS PARTNERS LP Unit
XEC / Cimarex Energy Co.
RAD / Rite Aid Corp.
GT / The Goodyear Tire & Rubber Company
COST / Costco Wholesale Corporation
D / Dominion Energy, Inc.
AES / The AES Corporation
ED / Consolidated Edison, Inc.
DLTR / Dollar Tree, Inc.
MTB / M&T Bank Corporation
CVX / Chevron Corporation
PXD / Pioneer Natural Resources Company
REGN / Regeneron Pharmaceuticals, Inc.
VZ / Verizon Communications Inc.
CDMO / Avid Bioservices, Inc.
EXPD / Expeditors International of Washington, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
BF.B / Brown-Forman Corporation
XEL / Xcel Energy Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
DUK / Duke Energy Corporation
NWL / Newell Brands Inc.
CLX / The Clorox Company
ADS / Bread Financial Holdings Inc
SPNV / Supernova Partners Acquisition Company Inc - Class A
HAS / Hasbro, Inc.
TIMP3 / TIM Participacoes SA
LO /
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
NSC / Norfolk Southern Corporation
LYB / LyondellBasell Industries N.V.
CHRW / C.H. Robinson Worldwide, Inc.
IRT / Independence Realty Trust, Inc.
ZNGA / Zynga Inc - Class A
DFS / Discover Financial Services
DHI / D.R. Horton, Inc.
STI / Solidion Technology, Inc.
BTZ / BlackRock Credit Allocation Income Trust
AMRS / Amyris Inc
MDLZ / Mondelez International, Inc.
VIAB / Viacom, Inc.
ALBO / Albireo Pharma Inc
GS / The Goldman Sachs Group, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
FNV / Franco-Nevada Corporation
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
FCEL / FuelCell Energy, Inc.
PNC / The PNC Financial Services Group, Inc.
FFIV / F5, Inc.
GOOGL / Alphabet Inc.
GWW / W.W. Grainger, Inc.
ROST / Ross Stores, Inc.
PEG / Public Service Enterprise Group Incorporated
DOW / Dow Inc.
LUMN / Lumen Technologies, Inc.
BONTQ / The Bon-Ton Stores, Inc.
GOOG / Alphabet Inc.
CTSH / Cognizant Technology Solutions Corporation
WHR / Whirlpool Corporation
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
LH / Labcorp Holdings Inc.
APA / APA Corporation
HES / Hess Corporation
PCAR / PACCAR Inc
SRPT / Sarepta Therapeutics, Inc.
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
DOW / Dow Inc.
SWK / Stanley Black & Decker, Inc.
ADP / Automatic Data Processing, Inc.
HP / Helmerich & Payne, Inc.
PPG / PPG Industries, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
BCE / BCE Inc.
ENB / Enbridge Inc.
30064K105 / Exacttarget, Inc.
RDS.B / Shell Plc - ADR
LII / Lennox International Inc.
YUM / Yum! Brands, Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
IPE / SPDR Barclays TIPS ETF
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
MDYG / SPDR Series Trust - SPDR S&P 400 Mid Cap Growth ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
IYE / iShares Trust - iShares U.S. Energy ETF
ETR / Entergy Corporation
PMF / PIMCO Municipal Income Fund
URI / United Rentals, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
PMO / Putnam Municipal Opportunities Trust
MVF / BlackRock MuniVest Fund, Inc.
VSIIX / Vanguard Index Funds - Vanguard Small-Cap Value Index Fund Institutional
FEYE / FireEye Inc
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
VLCSX / Vanguard Large-Cap Index Fund
SPSB / SPDR Series Trust - SPDR Portfolio Short Term Corporate Bond ETF
KKR / KKR & Co. Inc.
VIEIX / Vanguard Index Funds - Vanguard Index Trust Extended Market Index Fund Institutional
FAM / First Trust/Abrdn Global Opportunity Income Fund
VAW / Vanguard World Fund - Vanguard Materials ETF
CBRE / CBRE Group, Inc.
TWX / Warner Media LLC
SYY / Sysco Corporation
USB / U.S. Bancorp
MDXG / MiMedx Group, Inc.
AET / Aetna, Inc.
IPG / The Interpublic Group of Companies, Inc.
TXN / Texas Instruments Incorporated
HPT / Hospitality Properties Trust
EPR / EPR Properties
TWO / Two Harbors Investment Corp.
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
HIG / The Hartford Insurance Group, Inc.
EMR / Emerson Electric Co.
CF / CF Industries Holdings, Inc.
TRIP / Tripadvisor, Inc.
BTA / BlackRock Long-Term Municipal Advantage Trust
CAG / Conagra Brands, Inc.
VMC / Vulcan Materials Company
XRX / Xerox Holdings Corporation
HCA / HCA Healthcare, Inc.
BR / Broadridge Financial Solutions, Inc.
BWXT / BWX Technologies, Inc.
ADM / Archer-Daniels-Midland Company
CVS / CVS Health Corporation
MAT / Mattel, Inc.
PM / Philip Morris International Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
NOV / NOV Inc.
GIS / General Mills, Inc.
TMO / Thermo Fisher Scientific Inc.
TRV / The Travelers Companies, Inc.
ANTM / Anthem Inc
19041P105 / CBS Corp.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
NVAX / Novavax, Inc.
RCL / Royal Caribbean Cruises Ltd.
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
PBCT / People`s United Financial Inc
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
AMZN / Amazon.com, Inc.
REFR / Research Frontiers Incorporated
XRAY / DENTSPLY SIRONA Inc.
BAX / Baxter International Inc.
KEY / KeyCorp
TROW / T. Rowe Price Group, Inc.
COP / ConocoPhillips
PH / Parker-Hannifin Corporation
NLSN / Nielsen Holdings plc
UI / Ubiquiti Inc.
MGM / MGM Resorts International
MCK / McKesson Corporation
MPC / Marathon Petroleum Corporation
IBM / International Business Machines Corporation
IPI / Intrepid Potash, Inc.
VRSK / Verisk Analytics, Inc.
DVA / DaVita Inc.
RIG / Transocean Ltd.
PNR / Pentair plc
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
CAH / Cardinal Health, Inc.
CCI / Crown Castle Inc.
SRE / Sempra
TEX / Terex Corporation
PFE / Pfizer Inc.
PNW / Pinnacle West Capital Corporation
ARNC / Arconic Corporation
/ Fortress Value Acquisition Corp.
AKS / AK Steel Holding Corp.
BKNG / Booking Holdings Inc.
MFA / MFA Financial, Inc.
EOG / EOG Resources, Inc.
CAIAF / CA Immobilien Anlagen AG
NFX / Newfield Exploration Company
EBAY / eBay Inc.
AXON / Axon Enterprise, Inc.
018490100 / Allergan plc
HFC / HollyFrontier Corp
KR / The Kroger Co.
AVY / Avery Dennison Corporation
STWD / Starwood Property Trust, Inc.
CSX / CSX Corporation
SCHW / The Charles Schwab Corporation
BAC / Bank of America Corporation
ECTM / ECA Marcellus Trust I
KORS / Michael Kors Holdings Ltd.
LLY / Eli Lilly and Company
AMGN / Amgen Inc.
/ Fortress Value Acquisition Corp.
RJF / Raymond James Financial, Inc.
MDT / Medtronic plc
BMY / Bristol-Myers Squibb Company
GTAT / GT Advanced Technologies Inc
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
SNXZF / Sandstorm Gold Ltd.
JCI / Johnson Controls International plc
MO / Altria Group, Inc.
BBY / Best Buy Co., Inc.
AIG / American International Group, Inc.
WMB / The Williams Companies, Inc.
AAP / Advance Auto Parts, Inc.
BBBY / Bed Bath & Beyond, Inc.
BEN / Franklin Resources, Inc.
SNI / Scripps Networks Interactive, Inc.
CBOE / Cboe Global Markets, Inc.
ISRG / Intuitive Surgical, Inc.
TPR / Tapestry, Inc.
CCI / Crown Castle Inc.
WU / The Western Union Company
GD / General Dynamics Corporation
SWKS / Skyworks Solutions, Inc.
BCR / C. R. Bard, Inc. - Corporate Bond/Note
MU / Micron Technology, Inc.
STJ / St. Jude Medical, Inc.
ORCL / Oracle Corporation
F / Ford Motor Company
XLNX / Xilinx, Inc.
DGX / Quest Diagnostics Incorporated
LLL / JX Luxventure Limited
NTRS / Northern Trust Corporation
ADBE / Adobe Inc.
SPG / Simon Property Group, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
NLOK / NortonLifeLock Inc
US00C4U1L353 / Mylan N.V.
WFT / Weatherford International plc
EMN / Eastman Chemical Company
/ Fortress Value Acquisition Corp.
DNDN /
HCC / Warrior Met Coal, Inc.
WDC / Western Digital Corporation
SYK / Stryker Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
AAL / American Airlines Group Inc.
SPY / SPDR S&P 500 ETF
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
MNKD / MannKind Corporation
ABT / Abbott Laboratories
IVV / iShares Trust - iShares Core S&P 500 ETF
BRK.B / Berkshire Hathaway Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
WMT / Walmart Inc.
NSL / Nuveen Senior Income Fund
MYI / BlackRock MuniYield Quality Fund III, Inc.
CHGG / Chegg, Inc.