Market Value146,980,000
Total Holdings405
File Date2020-08-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AMLP / ALPS ETF Trust - Alerian MLP ETF
MGU / Macquarie Global Infrastructure Total Return Fund Inc
ALL / The Allstate Corporation
AMD / Advanced Micro Devices, Inc.
INDA / iShares Trust - iShares MSCI India ETF
NVDA / NVIDIA Corporation
LUMN / Lumen Technologies, Inc.
AVGO / Broadcom Inc.
FTR / Frontier Communications Corp.
HOG / Harley-Davidson, Inc.
ASMLF / ASML Holding N.V.
BKNG / Booking Holdings Inc.
PRU / Prudential Financial, Inc.
EIM / Eaton Vance Municipal Bond Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
NET / Cloudflare, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MFC / Manulife Financial Corporation
A / Agilent Technologies, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
WAB / Westinghouse Air Brake Technologies Corporation
BR / Broadridge Financial Solutions, Inc.
BSX / Boston Scientific Corporation
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
SAGE / Sage Therapeutics, Inc.
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
HST / Host Hotels & Resorts, Inc.
THC / Tenet Healthcare Corporation
AAPL / Apple Inc.
CMS / CMS Energy Corporation
TER / Teradyne, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DUK / Duke Energy Corporation
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
KEYS / Keysight Technologies, Inc.
ORI / Old Republic International Corporation
PM / Philip Morris International Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
AXP / American Express Company
TLRY / Tilray Brands, Inc.
/ BlackRock Municipal Income Investment Trust
MAR / Marriott International, Inc.
MHF / Western Asset Municipal High Income Fund Inc.
PIPR / Piper Sandler Companies
BTA / BlackRock Long-Term Municipal Advantage Trust
CEN / Center Coast Brookfield MLP & Energy Infrastructure Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EBS / Emergent BioSolutions Inc.
FTV / Fortive Corporation
LSXMK / Liberty Media Corp. (New Liberty SiriusXM) Series C
US0153511094 / Alexion Pharmaceuticals, Inc.
MCI / Barings Corporate Investors
US0906721065 / BioTelemetry, Inc.
CONE / CyrusOne Inc
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
US09254R1041 / BlackRock MuniYield Investment Fund
03765K104 / Aphria Inc.
BBU / Brookfield Business Partners L.P. - Limited Partnership
ERF / Enerplus Corporation
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
MVF / BlackRock MuniVest Fund, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
PFPT / Proofpoint Inc
US5249011058 / Legg Mason, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
/ Immunomedics, Inc.
MHD / BlackRock MuniHoldings Fund, Inc.
WTRG / Essential Utilities, Inc.
CTXS / Citrix Systems, Inc.
PMT / PennyMac Mortgage Investment Trust
US09250M1099 / BlackRock Florida Municipal 2020 Term Trust
WES / Western Midstream Partners, LP - Limited Partnership
SCI / Service Corporation International
VIAV / Viavi Solutions Inc.
STX / Seagate Technology Holdings plc
QDEL / QuidelOrtho Corporation
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
RGEN / Repligen Corporation
HQY / HealthEquity, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
HRZN / Horizon Technology Finance Corporation
AUY / Yamana Gold Inc.
CIM / Chimera Investment Corporation
RMR / The RMR Group Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
SSRM / SSR Mining Inc.
NBH / Neuberger Berman Municipal Fund Inc.
GBAB / Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
SMTC / Semtech Corporation
SH / ProShares Trust - ProShares Short S&P500
KL / Kirkland Lake Gold Ltd
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CIEN / Ciena Corporation
KALU / Kaiser Aluminum Corporation
EVN / Eaton Vance Municipal Income Trust
JPS / Nuveen Preferred & Income Securities Fund
NZF / Nuveen Municipal Credit Income Fund
CDK / CDK Global Inc
TFSL / TFS Financial Corporation
ABR / Arbor Realty Trust, Inc.
MYD / BlackRock MuniYield Fund, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
IRBO / iShares Trust - iShares Robotics and Artificial Intelligence Multisector ETF
ROKU / Roku, Inc.
US54142L1098 / LogMein, Inc.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
BFK / BlackRock Municipal Income Trust
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
SPH / Suburban Propane Partners, L.P. - Limited Partnership
IIM / Invesco Value Municipal Income Trust
PTE / PolarityTE Inc
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
OHI / Omega Healthcare Investors, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
K / Kellanova
AYX / Alteryx, Inc.
AVTR / Avantor, Inc.
BL / BlackLine, Inc.
EVV / Eaton Vance Limited Duration Income Fund
HUSV / First Trust Exchange-Traded Fund III - First Trust Horizon Managed Volatility Domestic ETF
INO / Inovio Pharmaceuticals, Inc.
SNV / Synovus Financial Corp.
UI / Ubiquiti Inc.
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
TRI / Thomson Reuters Corporation
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
OIA / Invesco Municipal Income Opportunities Trust
RY / Royal Bank of Canada
NEV / Nuveen Enhanced Municipal Value Fund
LUV / Southwest Airlines Co.
PVG / Pretium Resources Inc
GWW / W.W. Grainger, Inc.
US16941M1099 / China Mobile Ltd.
QCOM / QUALCOMM Incorporated
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
CVX / Chevron Corporation
DIS / The Walt Disney Company
ASIX / AdvanSix Inc.
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
WPC / W. P. Carey Inc.
IBM / International Business Machines Corporation
NAD / Nuveen Quality Municipal Income Fund
TMO / Thermo Fisher Scientific Inc.
CI / The Cigna Group
GILD / Gilead Sciences, Inc.
JPM / JPMorgan Chase & Co.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CARR / Carrier Global Corporation
MO / Altria Group, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
GOOG / Alphabet Inc.
BAC / Bank of America Corporation
NSC / Norfolk Southern Corporation
EBAY / eBay Inc.
INTC / Intel Corporation
AMAT / Applied Materials, Inc.
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
SPDW / SPDR Index Shares Funds - SPDR Portfolio Developed World ex-US ETF
GLD / SPDR Gold Trust
DAL / Delta Air Lines, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
RWR / SPDR Series Trust - SPDR Dow Jones REIT ETF
UNP / Union Pacific Corporation
DVY / iShares Trust - iShares Select Dividend ETF
OKE / ONEOK, Inc.
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
BMY / Bristol-Myers Squibb Company
SJM / The J. M. Smucker Company
PYPL / PayPal Holdings, Inc.
V / Visa Inc.
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
PNC / The PNC Financial Services Group, Inc.
DE / Deere & Company
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
DAN / Dana Incorporated
NFLX / Netflix, Inc.
KMB / Kimberly-Clark Corporation
SPGI / S&P Global Inc.
AMGN / Amgen Inc.
SO / The Southern Company
WFC / Wells Fargo & Company
BDX / Becton, Dickinson and Company
NEE / NextEra Energy, Inc.
T / AT&T Inc.
TXN / Texas Instruments Incorporated
CRM / Salesforce, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
AMP / Ameriprise Financial, Inc.
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
GD / General Dynamics Corporation
RTX / RTX Corporation
DIA / SPDR Dow Jones Industrial Average ETF Trust
ABBV / AbbVie Inc.
EVRG / Evergy, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
BAX / Baxter International Inc.
UPS / United Parcel Service, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
LIN / Linde plc
WWD / Woodward, Inc.
DG / Dollar General Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
HD / The Home Depot, Inc.
COST / Costco Wholesale Corporation
ENB / Enbridge Inc.
CMCSA / Comcast Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
GS / The Goldman Sachs Group, Inc.
DD / DuPont de Nemours, Inc.
DHR / Danaher Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
BA / The Boeing Company
FITB / Fifth Third Bancorp
TGT / Target Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
CSX / CSX Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ADBE / Adobe Inc.
WEC / WEC Energy Group, Inc.
SPTM / SPDR Series Trust - SPDR Portfolio S&P 1500 Composite Stock Market ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
TJX / The TJX Companies, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
BBH / VanEck ETF Trust - VanEck Biotech ETF
MMM / 3M Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HDV / iShares Trust - iShares Core High Dividend ETF
NXPI / NXP Semiconductors N.V.
ES / Eversource Energy
CTVA / Corteva, Inc.
MCD / McDonald's Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
CC / The Chemours Company
IWB / iShares Trust - iShares Russell 1000 ETF
OVV / Ovintiv Inc.
PSX / Phillips 66
PG / The Procter & Gamble Company
PANW / Palo Alto Networks, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
KLAC / KLA Corporation
DOL / WisdomTree Trust - WisdomTree International LargeCap Dividend Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
CNO / CNO Financial Group, Inc.
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
BK / The Bank of New York Mellon Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
LLEX / Lilis Energy, Inc.
AAL / American Airlines Group Inc.
AWF / AllianceBernstein Global High Income Fund
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
AVAV / AeroVironment, Inc.
OPK / OPKO Health, Inc.
BMO / Bank of Montreal
WRAP / Wrap Technologies, Inc.
ATVI / Activision Blizzard Inc
STT / State Street Corporation
NJR / New Jersey Resources Corporation
PSA / Public Storage
EMR / Emerson Electric Co.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
/ Voya Prime Rate Trust
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
TD / The Toronto-Dominion Bank
IIPR / Innovative Industrial Properties, Inc.
TNK / Teekay Tankers Ltd.
BGH / Barings Global Short Duration High Yield Fund
MPV / Barings Participation Investors
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
DOW / Dow Inc.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
MMU / Western Asset Managed Municipals Fund Inc.
DFS / Discover Financial Services
QRVO / Qorvo, Inc.
F / Ford Motor Company
NYMT / New York Mortgage Trust, Inc.
XOM / Exxon Mobil Corporation
BYND / Beyond Meat, Inc.
PMF / PIMCO Municipal Income Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
AMZN / Amazon.com, Inc.
VMO / Invesco Municipal Opportunity Trust
CSPR / Casper Sleep Inc
VDE / Vanguard World Fund - Vanguard Energy ETF
PML / PIMCO Municipal Income Fund II
VAPO / Vapotherm, Inc.
PMX / PIMCO Municipal Income Fund III
GLW / Corning Incorporated
NOV / NOV Inc.
FNV / Franco-Nevada Corporation
UNH / UnitedHealth Group Incorporated
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SRE / Sempra
SEDG / SolarEdge Technologies, Inc.
LADR / Ladder Capital Corp
MHI / Pioneer Municipal High Income Fund, Inc.
MRNA / Moderna, Inc.
PEAK / Healthpeak Properties, Inc.
CCI / Crown Castle Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SEE / Sealed Air Corporation
APTV / Aptiv PLC
REZI / Resideo Technologies, Inc.
ZBH / Zimmer Biomet Holdings, Inc.
DISCA / Discovery Inc - Class A
DISCK / Warner Bros.Discovery Inc - Series C
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
BAM / Brookfield Asset Management Ltd.
FAX / Abrdn Asia-Pacific Income Fund Inc
OPP / RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
SYY / Sysco Corporation
VFC / V.F. Corporation
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ATRI / Atrion Corporation
SFE / Safeguard Scientifics, Inc.
ET / Energy Transfer LP - Limited Partnership
CHKP / Check Point Software Technologies Ltd.
GOLD / Barrick Mining Corporation
PAAS / Pan American Silver Corp.
WBA / Walgreens Boots Alliance, Inc.
OCUP / Opus Genetics, Inc.
ITW / Illinois Tool Works Inc.
LRCX / Lam Research Corporation
ETR / Entergy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
PBA / Pembina Pipeline Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VZ / Verizon Communications Inc.
ACN / Accenture plc
AB / AllianceBernstein Holding L.P. - Limited Partnership
VIOV / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 Value ETF
BRK.B / Berkshire Hathaway Inc.
PDM / Piedmont Realty Trust, Inc.
KO / The Coca-Cola Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
TRV / The Travelers Companies, Inc.
SHM / SPDR Series Trust - SPDR Nuveen ICE Short Term Municipal Bond ETF
EXR / Extra Space Storage Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
MSFT / Microsoft Corporation
ACWI / iShares Trust - iShares MSCI ACWI ETF
HPI / John Hancock Preferred Income Fund
DELL / Dell Technologies Inc.
ORCL / Oracle Corporation
TFI / SPDR Series Trust - SPDR Nuveen ICE Municipal Bond ETF
MPW / Medical Properties Trust, Inc.
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
COP / ConocoPhillips
BIIB / Biogen Inc.
C / Citigroup Inc.
VKQ / Invesco Municipal Trust
DXCM / DexCom, Inc.
LMT / Lockheed Martin Corporation
SPY / SPDR S&P 500 ETF
CSCO / Cisco Systems, Inc.
AEM / Agnico Eagle Mines Limited
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
UTF / Cohen & Steers Infrastructure Fund, Inc
PEP / PepsiCo, Inc.
MDLZ / Mondelez International, Inc.
MPC / Marathon Petroleum Corporation
OXY / Occidental Petroleum Corporation
MDY / SPDR S&P MidCap 400 ETF Trust
GTX / Garrett Motion Inc.
VRSK / Verisk Analytics, Inc.
DSL / DoubleLine Income Solutions Fund
GE / General Electric Company
YUM / Yum! Brands, Inc.
SPXL / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bull 3X Shares
GOOGL / Alphabet Inc.
NTRS / Northern Trust Corporation
USB / U.S. Bancorp
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
OTIS / Otis Worldwide Corporation
TNA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bull 3X Shares
MRK / Merck & Co., Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ABT / Abbott Laboratories
CWST / Casella Waste Systems, Inc.
NG / NovaGold Resources Inc.
TSLA / Tesla, Inc.
AES / The AES Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
QQQ / Invesco QQQ Trust, Series 1
ED / Consolidated Edison, Inc.
BX / Blackstone Inc.
LYV / Live Nation Entertainment, Inc.
CAT / Caterpillar Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
VTV / Vanguard Index Funds - Vanguard Value ETF
META / Meta Platforms, Inc.
WELL / Welltower Inc.
CL / Colgate-Palmolive Company
PDI / PIMCO Dynamic Income Fund
AEP / American Electric Power Company, Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
JNJ / Johnson & Johnson
MDT / Medtronic plc
TDG / TransDigm Group Incorporated
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
YUMC / Yum China Holdings, Inc.
HUM / Humana Inc.
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
BNS / The Bank of Nova Scotia
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
MUB / iShares Trust - iShares National Muni Bond ETF
CVS / CVS Health Corporation
XYL / Xylem Inc.
MSI / Motorola Solutions, Inc.
ASXC / Asensus Surgical, Inc.
SBUX / Starbucks Corporation
PFE / Pfizer Inc.
LLY / Eli Lilly and Company
ADP / Automatic Data Processing, Inc.
WMT / Walmart Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
VAC / Marriott Vacations Worldwide Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF