Market Value156,640,000
Total Holdings367
File Date2013-08-19
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GAS / AGL Resources Inc.
T / AT&T Inc.
LO /
FAX / Abrdn Asia-Pacific Income Fund Inc
AET / Aetna, Inc.
BBBY / Bed Bath & Beyond, Inc.
ATI / ATI Inc.
ALE / ALLETE, Inc.
AB / AllianceBernstein Holding L.P. - Limited Partnership
MO / Altria Group, Inc.
AMZN / Amazon.com, Inc.
AGNC / AGNC Investment Corp.
US0268741560 / American International Group, Inc. Warrants
AIG / American International Group, Inc.
AMT / American Tower Corporation
DVN / Devon Energy Corporation
APU / AmeriGas Partners, L.P.
AMGN / Amgen Inc.
NLY / Annaly Capital Management, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
APA / APA Corporation
AINV / Apollo Investment Corporation
AAPL / Apple Inc.
ADM / Archer-Daniels-Midland Company
ASIA / Matthews International Funds - Matthews Pacific Tiger Active ETF
AF / Astoria Financial Corp.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
053470100 / Avalon Advanced Materials Inc.
AVA / Avista Corporation
BGS / B&G Foods, Inc.
BCE / BCE Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BCPC / Balchem Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
BAX / Baxter International Inc.
BEAM / Beam Therapeutics Inc.
BDX / Becton, Dickinson and Company
WRB / W. R. Berkley Corporation
BRK.B / Berkshire Hathaway Inc.
BKT / BlackRock Income Trust, Inc.
BLACKROCK HIGH YIELD TR / SHS (09248N102)
XBHKX / BlackRock Core Bond Trust
BGY / BlackRock Enhanced International Dividend Trust
BKCC / BlackRock Capital Investment Corporation
BX / Blackstone Inc.
BLACKROCK SR HIGH INCOME FD / (09255T109)
BWP / Boardwalk Pipeline Partners L.P
BA / The Boeing Company
SAM / The Boston Beer Company, Inc.
BMY / Bristol-Myers Squibb Company
US1182301010 / Buckeye Partners, L.P.
CEC / COUNTY OF CECIL MD
CME / CME Group Inc.
CPL / CPFL Energia S.A.
CSX / CSX Corporation
CVS / CVS Health Corporation
CACI / CACI International Inc
SCU / Sculptor Capital Management Inc - Class A
CCL / Carnival Corporation & plc
CAT / Caterpillar Inc.
CE / Celanese Corporation
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
LUMN / Lumen Technologies, Inc.
CAKE / The Cheesecake Factory Incorporated
CHK / Chesapeake Energy Corporation
CVX / Chevron Corporation
CHS / Chico's FAS, Inc.
CINF / Cincinnati Financial Corporation
CSCO / Cisco Systems, Inc.
C / Citigroup Inc.
CTXS / Citrix Systems, Inc.
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
TPR / Tapestry, Inc.
KO / The Coca-Cola Company
CTSH / Cognizant Technology Solutions Corporation
CL / Colgate-Palmolive Company
CMCSA / Comcast Corporation
EQC / Equity Commonwealth
CMP / Compass Minerals International, Inc.
CPSI / Computer Programs and Systems, Inc.
CAG / Conagra Brands, Inc.
COP / ConocoPhillips
ED / Consolidated Edison, Inc.
COST / Costco Wholesale Corporation
CRRC / Courier Corp
CW / Curtiss-Wright Corporation
DRI / Darden Restaurants, Inc.
DE / Deere & Company
DELL / Dell Technologies Inc.
/ Wyndham Destinations, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
/ Voya Prime Rate Trust
DKS / DICK'S Sporting Goods, Inc.
DIREXION SHS ETF TR / DLY SC BEAR3XNEW (25459Y488)
DIS / The Walt Disney Company
DOV / Dover Corporation
DOW / Dow Inc.
LCII / LCI Industries
DOW / Dow Inc.
DUK / Duke Energy Corporation
ECTM / ECA Marcellus Trust I
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
EVG / Eaton Vance Short Duration Diversified Income Fund
XETWX / Eaton Vance Tax-Managed Global
ECL / Ecolab Inc.
EPB /
EMR / Emerson Electric Co.
EEQ / Enbridge Energy Management LLC.
30064K105 / Exacttarget, Inc.
ERF / Enerplus Corporation
ETR / Entergy Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
YMLP / Yorkville High Income MLP ETF
XOM / Exxon Mobil Corporation
FCN / FTI Consulting, Inc.
FWM / Fairway Group Holdings Corp.
FDO /
FAST / Fastenal Company
FHI / Federated Hermes, Inc.
FCFS / FirstCash Holdings, Inc.
C.WSA / Citigroup, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
F / Ford Motor Company
FBHS / Fortune Brands Home & Security Inc
FWRD / Forward Air Corporation
FTR / Frontier Communications Corp.
GAB / The Gabelli Equity Trust Inc.
GRX / The Gabelli Healthcare & Wellness Trust
GGN / GAMCO Global Gold, Natural Resources & Income Trust
GE / General Electric Company
GIS / General Mills, Inc.
GM / General Motors Company
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GILD / Gilead Sciences, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
GS / The Goldman Sachs Group, Inc.
GOOGL / Alphabet Inc.
GWW / W.W. Grainger, Inc.
GGE / Green Giant Inc.
HCA / HCA Healthcare, Inc.
HAL / Halliburton Company
HWC / Hancock Whitney Corporation
THG / The Hanover Insurance Group, Inc.
HOG / Harley-Davidson, Inc.
HAR / Harman International Industries, Inc.
HAS / Hasbro, Inc.
HCN / Welltower Inc.
HSY / The Hershey Company
HES / Hess Corporation
HPQ / HP Inc.
/ Hi-Crush Inc.
HI / Hillenbrand, Inc.
HD / The Home Depot, Inc.
HPT / Hospitality Properties Trust
HUBG / Hub Group, Inc.
HCBK / Hudson City Bancorp, Inc.
HII / Huntington Ingalls Industries, Inc.
ITW / Illinois Tool Works Inc.
INERGY MIDSTREAM LP / U LTD PARTNERS (45671U106)
VOYA / Voya Financial, Inc.
NSP / Insperity, Inc.
INTC / Intel Corporation
TEG / Integrys Energy Group, Inc.
IBM / International Business Machines Corporation
IP / International Paper Company
IVR / Invesco Mortgage Capital Inc.
IRM / Iron Mountain Incorporated
DVY / iShares Trust - iShares Select Dividend ETF
TIP / iShares Trust - iShares TIPS Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
JJSF / J&J Snack Foods Corp.
JPM / JPMorgan Chase & Co.
JNJ / Johnson & Johnson
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
KCAP / KCAP Financial, Inc.
KMB / Kimberly-Clark Corporation
KMP /
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
KSS / Kohl's Corporation
KRFT /
BBWI / Bath & Body Works, Inc.
LANC / Lancaster Colony Corporation
LAYN / Layne Christensen Co.
LEG / Leggett & Platt, Incorporated
ASG / Liberty All-Star Growth Fund, Inc.
XUSAX / Liberty All Star Equity Fund
LIFE / aTyr Pharma, Inc.
LLY / Eli Lilly and Company
LINE / Lineage, Inc.
LMT / Lockheed Martin Corporation
LOW / Lowe's Companies, Inc.
US5537771033 / MTS Systems Corporation
MANH / Manhattan Associates, Inc.
MTW / The Manitowoc Company, Inc.
MARPS / Marine Petroleum Trust
MWE / MarkWest Energy Partners, LP
MMLP / Martin Midstream Partners L.P. - Limited Partnership
MASI / Masimo Corporation
MA / Mastercard Incorporated
MCD / McDonald's Corporation
MJN / Mead Johnson Nutrition Co.
MPW / Medical Properties Trust, Inc.
MDT / Medtronic plc
MRK / Merck & Co., Inc.
MCY / Mercury General Corporation
MSFT / Microsoft Corporation
MIDD / The Middleby Corporation
TAP / Molson Coors Beverage Company
MDLZ / Mondelez International, Inc.
61166W101 / Monsanto Co.
MLI / Mueller Industries, Inc.
MUR / Murphy Oil Corporation
NFLX / Netflix, Inc.
NCT.PRD / Newcastle Investment Corp.
NEU / NewMarket Corporation
NKE / NIKE, Inc.
NRT / North European Oil Royalty Trust
ES / Eversource Energy
NOC / Northrop Grumman Corporation
872307903 / TCF Financial Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NS / NuStar Energy L.P. - Limited Partnership
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
JDD / Nuveen Diversified Dividend and Income Fund
NUVEEN PREM INCOME MUN FD 4 / (6706K4105)
JRS / Nuveen Real Estate Income Fund
JPS / Nuveen Preferred & Income Securities Fund
NUVEEN GBL INCOME OPPORTUN F / (67073C104)
JRI / Nuveen Real Asset Income and Growth Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
NUVEEN DIVER CURRENCY OPPOR / (67090N109)
NUVEEN NJ INVT QUALITY MUN F / (670971100)
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
OXY / Occidental Petroleum Corporation
OKS / ONEOK Partners, L.P.
ORCL / Oracle Corporation
ORN / Orion Group Holdings, Inc.
OMI / Owens & Minor, Inc.
PCG / PG&E Corporation
PPL / PPL Corporation
PVH / PVH Corp.
PH / Parker-Hannifin Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
OWE / Obsidian Energy Ltd.
PEP / PepsiCo, Inc.
PBT / Permian Basin Royalty Trust
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
PSX / Phillips 66
PCN / PIMCO Corporate & Income Strategy Fund
PHK / PIMCO High Income Fund
PTY / Partway Group Plc
PKO / Pimco Income Opportunity Fund
PNW / Pinnacle West Capital Corporation
XPHTX / Pioneer High Income Trust
PAA / Plains All American Pipeline, L.P. - Limited Partnership
POLY / Plantronics, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
74005P104 / Praxair, Inc.
BKNG / Booking Holdings Inc.
PG / The Procter & Gamble Company
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PSEC / Prospect Capital Corporation
PRU / Prudential Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
QCOM / QUALCOMM Incorporated
RTN / Raytheon Co.
REGN / Regeneron Pharmaceuticals, Inc.
RECN / Resources Connection, Inc.
RAI / Reynolds American, Inc.
RICKS CABARET INTL INC / (765641303)
RDS.B / Shell Plc - ADR
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
RMS / Rydex ETF Trust
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
SPY / SPDR S&P 500 ETF
GLD / SPDR Gold Trust
DWX / SPDR Index Shares Funds - SPDR S&P International Dividend ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
SBR / Sabine Royalty Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
SCHL / Scholastic Corporation
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SJM / The J. M. Smucker Company
SLRC / SLR Investment Corp.
SO / The Southern Company
SCCO / Southern Copper Corporation
SWK / Stanley Black & Decker, Inc.
SBUX / Starbucks Corporation
SYK / Stryker Corporation
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SXC / SunCoke Energy, Inc.
TJX / The TJX Companies, Inc.
TGT / Target Corporation
TECD / Tech Data Corp.
TECH / Bio-Techne Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
MMM / 3M Company
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TR / Tootsie Roll Industries, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
/ Total S.A.
USB / U.S. Bancorp
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
UL / Unilever PLC - Depositary Receipt (Common Stock)
904784709 / Unilever N.V.
UPS / United Parcel Service, Inc.
UNITED STATIONERS INC / (913004107)
RTX / RTX Corporation
UNM / Unum Group
UBP / Urstadt Biddle Properties, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VNR / Vanguard Natural Resources, LLC
VZ / Verizon Communications Inc.
VIAB / Viacom, Inc.
V / Visa Inc.
VMW / Vmware Inc. - Class A
VODPF / Vodafone Group Public Limited Company
WDFC / WD-40 Company
WPC / W. P. Carey Inc.
WMT / Walmart Inc.
WAG /
WRES / Warren Resources, Inc.
WM / Waste Management, Inc.
WMK / Weis Markets, Inc.
WFC / Wells Fargo & Company
WFC.PRL / Wells Fargo & Company - Preferred Stock
WEN / The Wendy's Company
WY / Weyerhaeuser Company
WMB / The Williams Companies, Inc.
Y / Alleghany Corp.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
WWW / Wolverine World Wide, Inc.
YUM / Yum! Brands, Inc.
ETN / Eaton Corporation plc
ESV / Ensco plc
FDP / Fresh Del Monte Produce Inc.
SDRL / Seadrill Limited
SFL / SFL Corporation Ltd.
RIG / Transocean Ltd.
ESLT / Elbit Systems Ltd.
ABBV / AbbVie Inc.
ABT / Abbott Laboratories
JCI / Johnson Controls International plc