Market Value414,291,000
Total Holdings339
File Date2019-10-25
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
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WFC / Wells Fargo & Company
XLNX / Xilinx, Inc.
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
FREL / Fidelity Covington Trust - Fidelity MSCI Real Estate Index ETF
PRU / Prudential Financial, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
HON / Honeywell International Inc.
MMM / 3M Company
CAT / Caterpillar Inc.
AMGN / Amgen Inc.
DIS / The Walt Disney Company
GOOG / Alphabet Inc.
HYMB / SPDR Series Trust - SPDR Nuveen ICE High Yield Municipal Bond ETF
CLX / The Clorox Company
GM / General Motors Company
SLYG / SPDR Series Trust - SPDR S&P 600 Small Cap Growth ETF
NEE / NextEra Energy, Inc.
CRM / Salesforce, Inc.
C / Citigroup Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
ABBV / AbbVie Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
GAB / The Gabelli Equity Trust Inc.
IBB / iShares Trust - iShares Biotechnology ETF
NKE / NIKE, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
CMI / Cummins Inc.
UNP / Union Pacific Corporation
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
WM / Waste Management, Inc.
BFK / BlackRock Municipal Income Trust
SWKS / Skyworks Solutions, Inc.
MBB / iShares Trust - iShares MBS ETF
PM / Philip Morris International Inc.
LMT / Lockheed Martin Corporation
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BMY / Bristol-Myers Squibb Company
GIS / General Mills, Inc.
LOW / Lowe's Companies, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
WTRG / Essential Utilities, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CNI / Canadian National Railway Company
STZ / Constellation Brands, Inc.
CCI / Crown Castle Inc.
MAR / Marriott International, Inc.
LIN / Linde plc
FI / Fiserv, Inc.
MDY / SPDR S&P MidCap 400 ETF Trust
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
ADBE / Adobe Inc.
FDX / FedEx Corporation
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
RTX / RTX Corporation
MDT / Medtronic plc
PFE / Pfizer Inc.
SPMD / SPDR Series Trust - SPDR Portfolio S&P 400 Mid Cap ETF
MA / Mastercard Incorporated
ADP / Automatic Data Processing, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
USB / U.S. Bancorp
XLP / The Select Sector SPDR Trust - The Consumer Staples Select Sector SPDR Fund
GS / The Goldman Sachs Group, Inc.
F / Ford Motor Company
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SAP / SAP SE - Depositary Receipt (Common Stock)
IVV / iShares Trust - iShares Core S&P 500 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
RSPS / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Consumer Staples ETF
UUUU / Energy Fuels Inc.
XHE / SPDR Series Trust - SPDR S&P Health Care Equipment ETF
NVDA / NVIDIA Corporation
US74348TAR32 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
BCS / Barclays PLC - Depositary Receipt (Common Stock)
GLD / SPDR Gold Trust
DE / Deere & Company
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MELI / MercadoLibre, Inc.
GSIE / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta International Equity ETF
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
SRLN / SSGA Active Trust - SPDR Blackstone Senior Loan ETF
GOLD / Barrick Mining Corporation
MIC / Macquarie Infrastructure Holdings LLC - Units
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
MDLZ / Mondelez International, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
EMR / Emerson Electric Co.
DOW / Dow Inc.
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
UGI / UGI Corporation
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
UPRO / ProShares Trust - ProShares UltraPro S&P500
BIF / Boulder Growth & Income Fund Inc
US67061Q1076 / Nuveen Maryland Quality Muncpl Incm Fund
RTN / Raytheon Co.
CI / The Cigna Group
AXP / American Express Company
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
TD / The Toronto-Dominion Bank
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
ORCL / Oracle Corporation
BIL / SPDR Series Trust - SPDR Bloomberg 1-3 Month T-Bill ETF
MUB / iShares Trust - iShares National Muni Bond ETF
AVGO / Broadcom Inc.
NLY / Annaly Capital Management, Inc.
TSS / Total System Services, Inc.
YUM / Yum! Brands, Inc.
WELL / Welltower Inc.
DUK / Duke Energy Corporation
HD / The Home Depot, Inc.
AMD / Advanced Micro Devices, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
CFA / Victory Portfolios II - VictoryShares US 500 Volatility Wtd ETF
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
FSK / FS KKR Capital Corp.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
CL / Colgate-Palmolive Company
PH / Parker-Hannifin Corporation
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
V / Visa Inc.
SJI / South Jersey Industries Inc.
WTI / W&T Offshore, Inc.
BAC / Bank of America Corporation
AMC / AMC Entertainment Holdings, Inc.
GE / General Electric Company
BRSP / BrightSpire Capital, Inc.
CMCSA / Comcast Corporation
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
C.WSA / Citigroup, Inc.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
AEM / Agnico Eagle Mines Limited
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
CELG / Celgene Corp.
UA / Under Armour, Inc.
AME / AMETEK, Inc.
UTRN / Exchange Traded Concepts Trust - Vesper U.S. Large Cap Short-Term Reversal Strategy ETF
XPO / XPO, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
PLM / Polymet Mining Corp
75605A108 / REALITY SHARES DIVS ETF
CASY / Casey's General Stores, Inc.
SPYB / Investment Managers Series Trust II - Tradr 2X Long SPY Weekly ETF
TSN / Tyson Foods, Inc.
US92854Q1067 / Vivint Solar Inc.
LPT / Liberty Property Trust
FIBR / iShares Trust - iShares U.S. Fixed Income Balanced Risk Systematic ETF
VIOV / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 Value ETF
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
US88104R2094 / TerraForm Power Inc.
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
HYND / WisdomTree Negative Duration High Yield Bond Fund
COMG / GraniteShares S&P GSCI Commodity
US1182301010 / Buckeye Partners, L.P.
ACV / Virtus Diversified Income & Convertible Fund
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
GCOW / Pacer Funds Trust - Pacer Global Cash Cows Dividend ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
IYF / iShares Trust - iShares U.S. Financials ETF
UAA / Under Armour, Inc.
MRO / Marathon Oil Corporation
FE / FirstEnergy Corp.
PSK / SPDR Series Trust - SPDR ICE Preferred Securities ETF
VTR / Ventas, Inc.
BXP / Boston Properties, Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
EMN / Eastman Chemical Company
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
ROKU / Roku, Inc.
CIM / Chimera Investment Corporation
GPN / Global Payments Inc.
PEG / Public Service Enterprise Group Incorporated
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
AWK / American Water Works Company, Inc.
NEM / Newmont Corporation
WMT / Walmart Inc.
XLC / The Select Sector SPDR Trust - The Communication Services Select Sector SPDR Fund
PAYX / Paychex, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
D / Dominion Energy, Inc.
JCI / Johnson Controls International plc
MSFT / Microsoft Corporation
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
ULTA / Ulta Beauty, Inc.
JSML / Janus Detroit Street Trust - Janus Henderson Small Cap Growth Alpha ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
TDG / TransDigm Group Incorporated
IWF / iShares Trust - iShares Russell 1000 Growth ETF
HDV / iShares Trust - iShares Core High Dividend ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CVX / Chevron Corporation
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IWM / iShares Trust - iShares Russell 2000 ETF
ETR / Entergy Corporation
JPM / JPMorgan Chase & Co.
BX / Blackstone Inc.
HPQ / HP Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
RSPH / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Health Care ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
JHMM / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Mid Cap ETF
SPAB / SPDR Series Trust - SPDR Portfolio Aggregate Bond ETF
ED / Consolidated Edison, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
CVS / CVS Health Corporation
EXC / Exelon Corporation
IWD / iShares Trust - iShares Russell 1000 Value ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
CSCO / Cisco Systems, Inc.
INTC / Intel Corporation
SPG / Simon Property Group, Inc.
LULU / lululemon athletica inc.
SO / The Southern Company
XYZ / Block, Inc.
PPL / PPL Corporation
ACN / Accenture plc
FIS / Fidelity National Information Services, Inc.
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
PEP / PepsiCo, Inc.
META / Meta Platforms, Inc.
AMT / American Tower Corporation
IP / International Paper Company
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
RJF / Raymond James Financial, Inc.
MTB / M&T Bank Corporation
PANW / Palo Alto Networks, Inc.
ADSK / Autodesk, Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
WEC / WEC Energy Group, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
XOM / Exxon Mobil Corporation
VTV / Vanguard Index Funds - Vanguard Value ETF
PG / The Procter & Gamble Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
MCK / McKesson Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IAU / iShares Gold Trust
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XEL / Xcel Energy Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
BA / The Boeing Company
DDWM / WisdomTree Trust - WisdomTree Dynamic International Equity Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
VFC / V.F. Corporation
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
ALL / The Allstate Corporation
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
EXAS / Exact Sciences Corporation
ES / Eversource Energy
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
NXJ / Nuveen New Jersey Quality Municipal Income Fund
RSPM / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Materials ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MRK / Merck & Co., Inc.
PSX / Phillips 66
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
MGEE / MGE Energy, Inc.
IIM / Invesco Value Municipal Income Trust
PGZ / Principal Real Estate Income Fund
NBB / Nuveen Taxable Municipal Income Fund
TRV / The Travelers Companies, Inc.
PFFD / Global X Funds - Global X U.S. Preferred ETF
MO / Altria Group, Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
RSPN / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Industrials ETF
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
PNC / The PNC Financial Services Group, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
SBUX / Starbucks Corporation
UPS / United Parcel Service, Inc.
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
MPC / Marathon Petroleum Corporation
QQQ / Invesco QQQ Trust, Series 1
FAST / Fastenal Company
GILD / Gilead Sciences, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
QCOM / QUALCOMM Incorporated
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
DVY / iShares Trust - iShares Select Dividend ETF
DIA / SPDR Dow Jones Industrial Average ETF Trust
CSX / CSX Corporation
TMO / Thermo Fisher Scientific Inc.
DAL / Delta Air Lines, Inc.
ET / Energy Transfer LP - Limited Partnership
SPY / SPDR S&P 500 ETF
OKE / ONEOK, Inc.
IBM / International Business Machines Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
NFLX / Netflix, Inc.
JNJ / Johnson & Johnson
IYJ / iShares Trust - iShares U.S. Industrials ETF
UNH / UnitedHealth Group Incorporated
BLE / BlackRock Municipal Income Trust II
BP / BP p.l.c. - Depositary Receipt (Common Stock)
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
ABT / Abbott Laboratories
GOOGL / Alphabet Inc.
ODFL / Old Dominion Freight Line, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
PYPL / PayPal Holdings, Inc.
AEP / American Electric Power Company, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
XLU / The Select Sector SPDR Trust - The Utilities Select Sector SPDR Fund
SPYD / SPDR Series Trust - SPDR Portfolio S&P 500 High Dividend ETF
TGT / Target Corporation
BRK.B / Berkshire Hathaway Inc.
HSY / The Hershey Company
NOW / ServiceNow, Inc.
MAS / Masco Corporation
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
T / AT&T Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
KMB / Kimberly-Clark Corporation
COST / Costco Wholesale Corporation
QYLD / Global X Funds - Global X NASDAQ 100 Covered Call ETF
KO / The Coca-Cola Company
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
MCD / McDonald's Corporation
VZ / Verizon Communications Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
ENB / Enbridge Inc.
AAPL / Apple Inc.
AMZN / Amazon.com, Inc.
TJX / The TJX Companies, Inc.