Market Value197,444,000
Total Holdings403
File Date2013-10-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
ACCO / ACCO Brands Corporation
UNP / Union Pacific Corporation
AGCO / AGCO Corporation
NLY / Annaly Capital Management, Inc.
ASTE / Astec Industries, Inc.
ITGR / Integer Holdings Corporation
JCI / Johnson Controls International plc
AET / Aetna, Inc.
AGU / Agrium Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
ALSE / Alseres Pharmaceuticals, Inc.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
AMED / Amedisys, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
EXPD / Expeditors International of Washington, Inc.
American Reprographics Co. / (029263100)
CME / CME Group Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
US0325111070 / Anadarko Petroleum Corp.
APA / APA Corporation
RTX / RTX Corporation
META / Meta Platforms, Inc.
AMZN / Amazon.com, Inc.
ACN / Accenture plc
INTC / Intel Corporation
JNJ / Johnson & Johnson
SEEL / Seelos Therapeutics, Inc.
LLY / Eli Lilly and Company
VZ / Verizon Communications Inc.
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
04685W103 / athenahealth, Inc.
ETN / Eaton Corporation plc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AVA / Avista Corporation
BRGYY / BG Group Plc
BBL / BHP Group Plc - ADR
BTUI / Btu International Inc
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
OKE / ONEOK, Inc.
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
BNS / The Bank of Nova Scotia
BKS / Barnes & Noble, Inc.
GOLD / Barrick Mining Corporation
HOPE / Hope Bancorp, Inc.
TGT / Target Corporation
DFJ / WisdomTree Trust - WisdomTree Japan SmallCap Dividend Fund
SRE / Sempra
BMRN / BioMarin Pharmaceutical Inc.
BX / Blackstone Inc.
AEP / American Electric Power Company, Inc.
BBD.B / Bombardier Inc.
CSX / CSX Corporation
ADM / Archer-Daniels-Midland Company
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
CIT / CIT Group Inc
CNL / Collective Mining Ltd.
CST / CST Brands, Inc.
129603106 / Calgon Carbon Corp.
Cambridge Heart Inc / (131910101)
TD N / The Toronto-Dominion Bank
WMT / Walmart Inc.
CMO / Capstead Mortgage Corp.
BAC / Bank of America Corporation
CPCAY / Cathay Pacific Airways Limited - Depositary Receipt (Common Stock)
CELG / Celgene Corp.
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
CNP / CenterPoint Energy, Inc.
GTLS / Chart Industries, Inc.
GLD / SPDR Gold Trust
The Aberdeen Chile Fund / (168834109)
K3ED / China Telecom Corporation Ltd.
BIIB / Biogen Inc.
WHR / Whirlpool Corporation
CLRO / ClearOne, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
OXY / Occidental Petroleum Corporation
CNS / Cohen & Steers, Inc.
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
XOM / Exxon Mobil Corporation
HD / The Home Depot, Inc.
CDP / COPT Defense Properties
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
CVD / Covance, Inc.
CYS / CYS Investments, Inc.
DELL / Dell Technologies Inc.
25030WAB6 / Desarrolladora Homex S A De Cv Sr Guaranteed Notes 7.5% 09/28/15
ATGE / Adtalem Global Education Inc.
DBD / Diebold Nixdorf, Incorporated
MDLZ / Mondelez International, Inc.
ORCL / Oracle Corporation
HSY / The Hershey Company
UFS / Domtar Corporation
Dow Chemical / (260543103)
DUK / Duke Energy Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
PH / Parker-Hannifin Corporation
MDT / Medtronic plc
IMO / Imperial Oil Limited
SDY / SPDR Series Trust - SPDR S&P Dividend ETF
US2782651036 / Eaton Vance Corp.
WY / Weyerhaeuser Company
CBRE / CBRE Group, Inc.
NEE / NextEra Energy, Inc.
ETR / Entergy Corporation
PM / Philip Morris International Inc.
APD / Air Products and Chemicals, Inc.
EVRC / Evercel, Inc.
EXC / Exelon Corporation
WWW / Wolverine World Wide, Inc.
VERSX / Vanguard Emerging Markets Stock Index Fund
ADP / Automatic Data Processing, Inc.
PSX / Phillips 66
TRV / The Travelers Companies, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
WTRG / Essential Utilities, Inc.
FBR / Fibria Celulose S.A.
PPG / PPG Industries, Inc.
DLR / Digital Realty Trust, Inc.
FNLC / The First Bancorp, Inc.
First Marblehead Corp / (320771108)
KMB / Kimberly-Clark Corporation
VLO / Valero Energy Corporation
MKSI / MKS Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
DD / DuPont de Nemours, Inc.
UDR / UDR, Inc.
FORM / FormFactor, Inc.
Freeport McMoran Copper & Gold / (35670D857)
GDF / Western Asset Global Partners Income Fund, Inc.
GTAT / GT Advanced Technologies Inc
NUE / Nucor Corporation
GCI / Gannett Co., Inc.
CMCSA / Comcast Corporation
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SXI / Standex International Corporation
LNT / Alliant Energy Corporation
GM.WS.A / General Motors Company
GM.WS.B / General Motors Company - Warrants 07/10/2019
GM / General Motors Company
THRM / Gentherm Incorporated
GRC / The Gorman-Rupp Company
Greater China Fund / (39167B102)
GMCR / Keurig Green Mountain, Inc.
SIM / Grupo Simec, S.A.B. de C.V. - Depositary Receipt (Common Stock)
GES / Guess?, Inc.
Guggenheim S&P 500 Weight Mate / ETF (40167M106)
HSC / Enviri Corp
HCN / Welltower Inc.
HPY / Heartland Payment Systems, Inc.
HSH /
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
PEAK / Healthpeak Properties, Inc.
ZINC / Horsehead Holding Corp.
NSRGY / Nestlé S.A. - Depositary Receipt (Common Stock)
Ing Asia Pacific High Fd / (44983J107)
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
IDA / IDACORP, Inc.
WPC / W. P. Carey Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
WTS / Watts Water Technologies, Inc.
SUU N / Suncor Energy Inc.
VYX / NCR Voyix Corporation
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
MCD / McDonald's Corporation
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IEV / iShares Trust - iShares Europe ETF
MUB / iShares Trust - iShares National Muni Bond ETF
FXI / iShares Trust - iShares China Large-Cap ETF
SLV / iShares Silver Trust
ITRI / Itron, Inc.
JBLU / JetBlue Airways Corporation
KSU / Kansas City Southern
KDN / Kaydon Corp
KTEC / KraneShares Trust - KraneShares Hang Seng TECH Index ETF
KSS / Kohl's Corporation
KOPN / Kopin Corporation
KRFT /
LXU / LSB Industries, Inc.
LAYN / Layne Christensen Co.
LXK / Lexmark International, Inc.
LNKD / LinkedIn Corp.
LINE / Lineage, Inc.
COP / ConocoPhillips
MRO / Marathon Oil Corporation
EIX / Edison International
Market Vectors Gold Miners ETF / ETF (57060U100)
REMX / VanEck ETF Trust - VanEck Rare Earth/Strategic Metals ETF
PNC / The PNC Financial Services Group, Inc.
MBVT / Merchants Bancshares, Inc.
MA / Mastercard Incorporated
MCY / Mercury General Corporation
V / Visa Inc.
FDX / FedEx Corporation
MDVT / Middlebury National Corporation
US61179L1008 / Mindray Medical International Limited
HAL / Halliburton Company
61166W101 / Monsanto Co.
MNR / Mach Natural Resources LP
APF / Morgan Stanley Asia-Pacific Fund, Inc.
ANDR / Andrea Electronics Corporation
LMT / Lockheed Martin Corporation
GM / General Motors Company
MWA / Mueller Water Products, Inc.
EWBC / East West Bancorp, Inc.
NOV / NOV Inc.
NTUS / Natus Medical Inc
New Hampshire Thrift / (644722100)
IRL / New Ireland Fund Inc
NYT / The New York Times Company
NWL / Newell Brands Inc.
NWSA / News Corporation
PG / The Procter & Gamble Company
NSANF / Nissan Motor Co., Ltd.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NUAN / Nuance Communications Inc
BXMX / Nuveen S&P 500 Buy-Write Income Fund
NUV / Nuveen Municipal Value Fund, Inc.
TRP / TC Energy Corporation
AXP / American Express Company
ORI / Old Republic International Corporation
JPM / JPMorgan Chase & Co.
BA / The Boeing Company
PFE / Pfizer Inc.
AAPL / Apple Inc.
PCG / PG&E Corporation
EQR / Equity Residential
PRXL / PAREXEL International Corp.
PTEN / Patterson-UTI Energy, Inc.
BTU / Peabody Energy Corporation
PNR / Pentair plc
PBCT / People`s United Financial Inc
POM / PEPCO Holdings, Inc.
TUZ / PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
PBI / Pitney Bowes Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
POLY / Plantronics, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
PRAA / PRA Group, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
Powershs Exch Trad Fd Tr / ETF (73935X302)
74005P104 / Praxair, Inc.
PCP / Precision Castparts Corporation
T. Rowe Price Associates / (741477103)
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
PKT / Procera Networks, Inc.
MSFT / Microsoft Corporation
UYG / ProShares Trust - ProShares Ultra Financials
PZN / Pzena Investment Management Inc - Class A
DVN / Devon Energy Corporation
COR / Cencora, Inc.
RYN / Rayonier Inc.
GOOGL / Alphabet Inc.
UPS / United Parcel Service, Inc.
BMY / Bristol-Myers Squibb Company
SHEL / Shell plc - Depositary Receipt (Common Stock)
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
CRM / Salesforce, Inc.
CPB / The Campbell's Company
OSM / Navient Corp., CPI-Linked Bonds, Series A due 3/15/2017
RWO / SPDR Index Shares Funds - SPDR Dow Jones Global Real Estate ETF
SPDR Nuveen Barclays Muni Bd E / ETF (78464A458)
SIAL / Sigma-Aldrich Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
Singapore Fund Inc. / (82929L109)
SJM / The J. M. Smucker Company
UL / Unilever PLC - Depositary Receipt (Common Stock)
SUG / Southern Union Co
847560109 / Spectra Energy Corp.
SCPZF / Sprott Resource Corp.
SPLS / Staples, Inc.
STWD / Starwood Property Trust, Inc.
STE / STERIS plc
SPH / Suburban Propane Partners, L.P. - Limited Partnership
STKL / SunOpta Inc.
TTM / Tata Motors Ltd. - ADR
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
GIM / Templeton Global Income Fund
TEX / Terex Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TDW / Tidewater Inc.
TWX / Warner Media LLC
TWC / Spectrum Management Holding Company LLC
TWI / Titan International, Inc.
BRK.B / Berkshire Hathaway Inc.
/ Total S.A.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
893830AA7 / Transocean, Inc. Bond
TQNT /
TGI / Triumph Group, Inc.
FOXA / Fox Corporation
UPLMQ / Ultra Petroleum Corp.
X / United States Steel Corporation
UEIC / Universal Electronics Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
HUM / Humana Inc.
US92220P1057 / Varian Medical Systems, Inc.
VVC / Vectren Corp.
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
US92346NAB55 / VeriFone Systems, Inc
VODPF / Vodafone Group Public Limited Company
WGL / WGL Holdings, Inc.
ELME / Elme Communities
Waterfurn Renew Energy / (9415EQ108)
WAT / Waters Corporation
/ Weight Watchers International, Inc.
ELV / Elevance Health, Inc.
WU / The Western Union Company
WBK / Westpac Banking Corp - ADR
JW.A / John Wiley & Sons Inc. - Class A
PEP / PepsiCo, Inc.
XRX / Xerox Holdings Corporation
Lpkf Laser & Elec Ord / (D5075P109)
Covidien Ltd / (G2552X108)
IBM / International Business Machines Corporation
GSOL / Grayscale Solana Trust (SOL)
IR / Ingersoll Rand Inc.
JST / Jinpan International Limited
NBR / Nabors Industries Ltd.
PRE / Prenetics Global Limited
WFT / Weatherford International plc
CB / Chubb Limited
CRNT / Ceragon Networks Ltd.
ORBK / Orbotech Ltd.
D.E Master Blenders 1753 / (N2563N109)
QGEN / Qiagen N.V.
BLX / Banco Latinoamericano de Comercio Exterior, S. A.
DSX / Diana Shipping Inc.
FLEX / Flex Ltd.
CNR / Canadian National Railway Company
AFL / Aflac Incorporated
GS / The Goldman Sachs Group, Inc.
BAX / Baxter International Inc.
HON / Honeywell International Inc.
ZBH / Zimmer Biomet Holdings, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
CHE / Chemed Corporation
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
ABT / Abbott Laboratories
MET / MetLife, Inc.
MCK / McKesson Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SYK / Stryker Corporation
CBU / Community Financial System, Inc.
TRI / Thomson Reuters Corporation
ALL / The Allstate Corporation
IFN / The India Fund, Inc.
MMM / 3M Company
GLW / Corning Incorporated
DIS / The Walt Disney Company
XEL / Xcel Energy Inc.
NSC / Norfolk Southern Corporation
ECL / Ecolab Inc.
NOC / Northrop Grumman Corporation
VTR / Ventas, Inc.
CVX / Chevron Corporation
GPC / Genuine Parts Company
STX / Seagate Technology Holdings plc
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
MRK / Merck & Co., Inc.
RELX / RELX PLC - Depositary Receipt (Common Stock)
RSG / Republic Services, Inc.
AMGN / Amgen Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
CLX / The Clorox Company
TDC / Teradata Corporation
SON / Sonoco Products Company
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
CAT / Caterpillar Inc.
ABBV / AbbVie Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
XYL / Xylem Inc.
USB / U.S. Bancorp
EFA / iShares Trust - iShares MSCI EAFE ETF
CB / Chubb Limited
GIS / General Mills, Inc.
BDX / Becton, Dickinson and Company
ISRG / Intuitive Surgical, Inc.
UNM / Unum Group
C / Citigroup Inc.
MO / Altria Group, Inc.
TJX / The TJX Companies, Inc.
AWK / American Water Works Company, Inc.
WFC / Wells Fargo & Company
D / Dominion Energy, Inc.
KO / The Coca-Cola Company
CAJPY / Canon Inc. - Depositary Receipt (Common Stock)
DE / Deere & Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
ED / Consolidated Edison, Inc.
EMR / Emerson Electric Co.
BK / The Bank of New York Mellon Corporation
DOV / Dover Corporation
SCHW / The Charles Schwab Corporation
PEG / Public Service Enterprise Group Incorporated
CSCO / Cisco Systems, Inc.
CI / The Cigna Group
BCE / BCE Inc.
SLB / Schlumberger Limited
TIP / iShares Trust - iShares TIPS Bond ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IBB / iShares Trust - iShares Biotechnology ETF
WEC / WEC Energy Group, Inc.
DTEGY / Deutsche Telekom AG - Depositary Receipt (Common Stock)