Market Value197,099,000
Total Holdings388
File Date2017-10-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FNDA / Schwab Strategic Trust - Schwab Fundamental U.S. Small Company ETF
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
TXT / Textron Inc.
CLDX / Celldex Therapeutics, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
JNJ / Johnson & Johnson
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
OGS / ONE Gas, Inc.
IRBT / iRobot Corporation
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
DDD / 3D Systems Corporation
BIVV / Bioverativ Inc.
FM / iShares, Inc. - iShares Frontier and Select EM ETF
GWRE / Guidewire Software, Inc.
INCIX / James Alpha Funds Trust - James Alpha Hedged High Inc Fd USD Cls I
JP Morgan Strategic Inc Opp- SEL / (4812A4351)
GS.PRA / The Goldman Sachs Group, Inc. - Preferred Stock
TGD / Timmins Gold Corp.
BSM / Black Stone Minerals, L.P. - Limited Partnership
OXY / Occidental Petroleum Corporation
CPB / The Campbell's Company
STI / Solidion Technology, Inc.
NOV / NOV Inc.
TSLA / Tesla, Inc.
MCD / McDonald's Corporation
ALL / The Allstate Corporation
MDU / MDU Resources Group, Inc.
OKE / ONEOK, Inc.
CTRA / Coterra Energy Inc.
BMY / Bristol-Myers Squibb Company
EBAY / eBay Inc.
REGN / Regeneron Pharmaceuticals, Inc.
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
AAPL / Apple Inc.
NSC / Norfolk Southern Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
WMB / The Williams Companies, Inc.
META / Meta Platforms, Inc.
NFG / National Fuel Gas Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
UGI / UGI Corporation
DUK / Duke Energy Corporation
UYG / ProShares Trust - ProShares Ultra Financials
MDLZ / Mondelez International, Inc.
GILD / Gilead Sciences, Inc.
GIS / General Mills, Inc.
PG / The Procter & Gamble Company
UNH / UnitedHealth Group Incorporated
CRM / Salesforce, Inc.
DHR / Danaher Corporation
LLY / Eli Lilly and Company
GLD / SPDR Gold Trust
PEP / PepsiCo, Inc.
DIS / The Walt Disney Company
NUE / Nucor Corporation
IBB / iShares Trust - iShares Biotechnology ETF
TMO / Thermo Fisher Scientific Inc.
SBUX / Starbucks Corporation
BAX / Baxter International Inc.
NEM / Newmont Corporation
AXP / American Express Company
CSX / CSX Corporation
CHKP / Check Point Software Technologies Ltd.
CSCO / Cisco Systems, Inc.
KEYS / Keysight Technologies, Inc.
DVN / Devon Energy Corporation
APD / Air Products and Chemicals, Inc.
MMM / 3M Company
FTV / Fortive Corporation
MPC / Marathon Petroleum Corporation
SO / The Southern Company
NGG / National Grid plc - Depositary Receipt (Common Stock)
AEP / American Electric Power Company, Inc.
PCAR / PACCAR Inc
ORCL / Oracle Corporation
PAYX / Paychex, Inc.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
C.WSA / Citigroup, Inc.
GRA / W.R. Grace & Co.
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
GOOGL / Alphabet Inc.
AMAT / Applied Materials, Inc.
DOW / Dow Inc.
V / Visa Inc.
BMRN / BioMarin Pharmaceutical Inc.
HSY / The Hershey Company
PSX / Phillips 66
COST / Costco Wholesale Corporation
UA / Under Armour, Inc.
GPC / Genuine Parts Company
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
SPH / Suburban Propane Partners, L.P. - Limited Partnership
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TYG / Tortoise Energy Infrastructure Corporation
KDP / Keurig Dr Pepper Inc.
US3021041047 / ExOne Co
CAG / Conagra Brands, Inc.
VSM / Versum Materials, Inc.
TUP / Tupperware Brands Corporation
SPLS / Staples, Inc.
SHPG / Shire Plc.
ASH / Ashland Inc.
TEL / TE Connectivity plc
BHLB / Berkshire Hills Bancorp, Inc.
MERC / Mercer International Inc.
EWA / iShares, Inc. - iShares MSCI Australia ETF
CWI / SPDR Index Shares Funds - SPDR MSCI ACWI ex-US ETF
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
MMP / Magellan Midstream Partners L.P.
LUMN / Lumen Technologies, Inc.
LHX / L3Harris Technologies, Inc.
CERN / Cerner Corp.
RYN / Rayonier Inc.
DELL / Dell Technologies Inc.
POT / Potash Corp. of Saskatchewan, Inc.
VRNT / Verint Systems Inc.
OCLS / Oculus Innovative Sciences, Inc.
RIG / Transocean Ltd.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
FHYTX / Federated Hermes High Yield Trust - Federated Hermes High Yield Tru USD - Ser
CGNX / Cognex Corporation
IVZ / Invesco Ltd.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
GCI / Gannett Co., Inc.
FSPHX / Fidelity Select Portfolios - Fidelity Select Health Care
Goldman Sachs Strategic Income - A / (38145C661)
Ingersoll Rand / (043946358)
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
GMLPX / Goldman Sachs Trust - Goldman Sachs MLP Energy Infrastructure Institutional Class
EIRL / iShares Trust - iShares MSCI Ireland ETF
LLEX / Lilis Energy, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
TEX / Terex Corporation
MASAX / Mainstay Funds - MainStay MacKay Strategic Bnd Fd USD Cls A
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
EEP / Enbridge Energy Partners, L.P.
GXP / Great Plains Energy, Inc.
PRGTX / T. Rowe Price Global Technology Fund Inc - T. Rowe Price Global Technology Fund
LILAB / Liberty Latin America Ltd.
James Alpha Hedged High Income Fund A / (803431212)
EWT / iShares, Inc. - iShares MSCI Taiwan ETF
UMPQ / Umpqua Holdings Corp
TGNA / TEGNA Inc.
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
SEP / Spectra Energy Partners LP
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
BCR / C. R. Bard, Inc. - Corporate Bond/Note
UBNK / United Financial Bancorp, Inc.
FBHS / Fortune Brands Home & Security Inc
US0549371070 / BB&T Corp.
BOH / Bank of Hawaii Corporation
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
AABA / Altaba Inc
RMBS / Rambus Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
VGHCX / Vanguard Specialized Funds - Vanguard Specialized Portfolios Health Care Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
AMHIX / American High Income Municipal Bond Fund - American HighIncome Municipal Bond Fund Class A
NTP / Nam Tai Property Inc
57772K101 / Maxim Integrated Products Inc.
VVV / Valvoline Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
RCD / Ready Capital Corporation - Corporate Bond/Note
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Fundamental High Yield Corporate Bond ETF
STI.PRA / Suntrust Preferred Capital I
BDVC / Franklin BSP Lending Corporation
GSOPX / Goldman Sachs Trust - Goldman Sachs Strategic Income Fund Class P Shares
05208W108 / Auryn Resources Inc.
VGM / Invesco Trust for Investment Grade Municipals
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
VGHAX / Vanguard Specialized Funds - Vanguard Health Care Fund Admiral Class
DBV / DB Commodity Services LLC - Invesco DB G10 Currency Harvest Fund
758766109 / Regal Entertainment Group
904784709 / Unilever N.V.
American High Income Muni Bond Fund F-1 / (026545400)
EES / WisdomTree Trust - WisdomTree U.S. SmallCap Fund
WELL / Welltower Inc.
PLND / MARKET VECTORS POLAND ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
CBU / Community Financial System, Inc.
XME / SPDR Series Trust - SPDR S&P Metals & Mining ETF
OOSAX / Aim Counselor Series Trust - Invesco Senior Floating Rate Fund USD Cls A
GS.PRC / The Goldman Sachs Group, Inc. - Preferred Security
MYND / Mynd.ai, Inc. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
74005P104 / Praxair, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
VR / Global X Funds - Global X Metaverse ETF
TPST / Tempest Therapeutics, Inc.
TURN / 180 Degree Capital Corp.
RPAI / Retail Properties of America Inc - Class A
US0325111070 / Anadarko Petroleum Corp.
SCU / Sculptor Capital Management Inc - Class A
ABEO / Abeona Therapeutics Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
RTN / Raytheon Co.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
CAIAF / CA Immobilien Anlagen AG
SAP / SAP SE - Depositary Receipt (Common Stock)
DOW / Dow Inc.
CNI / Canadian National Railway Company
LNT / Alliant Energy Corporation
PRU / Prudential Financial, Inc.
GCP / GCP Applied Technologies Inc
STX / Seagate Technology Holdings plc
HP / Helmerich & Payne, Inc.
PEG / Public Service Enterprise Group Incorporated
MRO / Marathon Oil Corporation
PBCT / People`s United Financial Inc
AET / Aetna, Inc.
TWX / Warner Media LLC
BRX / Brixmor Property Group Inc.
CAH / Cardinal Health, Inc.
MET / MetLife, Inc.
AVB / AvalonBay Communities, Inc.
LPT / Liberty Property Trust
EPR / EPR Properties
CARS / Cars.com Inc.
FSP / Franklin Street Properties Corp.
PPL / PPL Corporation
US8865471085 / Tiffany & Co.
US87233Q1085 / TC Pipelines, LP
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
STT / State Street Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
B / Barrick Mining Corporation
CELG / Celgene Corp.
ESRX / Express Scripts Holding Co.
UEC / Uranium Energy Corp.
US98212B1035 / WPX Energy, Inc.
AJG / Arthur J. Gallagher & Co.
872307903 / TCF Financial Corporation
IPI / Intrepid Potash, Inc.
OLN / Olin Corporation
NWSA / News Corporation
ETN / Eaton Corporation plc
MAT / Mattel, Inc.
BKNG / Booking Holdings Inc.
AFL / Aflac Incorporated
A / Agilent Technologies, Inc.
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
UAA / Under Armour, Inc.
TPR / Tapestry, Inc.
DGX / Quest Diagnostics Incorporated
FOX / Fox Corporation
CI / The Cigna Group
SHEL / Shell plc - Depositary Receipt (Common Stock)
AIG / American International Group, Inc.
AEE / Ameren Corporation
US0153511094 / Alexion Pharmaceuticals, Inc.
CMG / Chipotle Mexican Grill, Inc.
018490100 / Allergan plc
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SWKS / Skyworks Solutions, Inc.
MCK / McKesson Corporation
VLO / Valero Energy Corporation
XEL / Xcel Energy Inc.
PNC / The PNC Financial Services Group, Inc.
MA / Mastercard Incorporated
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
EA / Electronic Arts Inc.
SWIR / Sierra Wireless Inc
EWU / iShares Trust - iShares MSCI United Kingdom ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
TRMB / Trimble Inc.
TXN / Texas Instruments Incorporated
BKR / Baker Hughes Company
AMTX / Aemetis, Inc.
MO / Altria Group, Inc.
VRTS / Virtus Investment Partners, Inc.
CCL / Carnival Corporation & plc
WBS / Webster Financial Corporation
KMB / Kimberly-Clark Corporation
RTX / RTX Corporation
INTC / Intel Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
UNP / Union Pacific Corporation
SPY / SPDR S&P 500 ETF
PFE / Pfizer Inc.
HON / Honeywell International Inc.
HD / The Home Depot, Inc.
TGT / Target Corporation
CLX / The Clorox Company
D / Dominion Energy, Inc.
GOOG / Alphabet Inc.
YUMC / Yum China Holdings, Inc.
COF / Capital One Financial Corporation
TRV / The Travelers Companies, Inc.
NFLX / Netflix, Inc.
JPM / JPMorgan Chase & Co.
USB / U.S. Bancorp
EPD / Enterprise Products Partners L.P. - Limited Partnership
MRK / Merck & Co., Inc.
T / AT&T Inc.
ELV / Elevance Health, Inc.
ICE / Intercontinental Exchange, Inc.
NKE / NIKE, Inc.
ZBRA / Zebra Technologies Corporation
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
CLF / Cleveland-Cliffs Inc.
BAC / Bank of America Corporation
WY / Weyerhaeuser Company
TD / The Toronto-Dominion Bank
CVX / Chevron Corporation
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
RF / Regions Financial Corporation
FCX / Freeport-McMoRan Inc.
KO / The Coca-Cola Company
AMGN / Amgen Inc.
NOW / ServiceNow, Inc.
MSFT / Microsoft Corporation
GLW / Corning Incorporated
ABT / Abbott Laboratories
LOW / Lowe's Companies, Inc.
IP / International Paper Company
OMC / Omnicom Group Inc.
GS / The Goldman Sachs Group, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
ADBE / Adobe Inc.
PH / Parker-Hannifin Corporation
HIG / The Hartford Insurance Group, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
VZ / Verizon Communications Inc.
ULTA / Ulta Beauty, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
SWK / Stanley Black & Decker, Inc.
ABBV / AbbVie Inc.
ARKK / ARK ETF Trust - ARK Innovation ETF
PCH / PotlatchDeltic Corporation
CL / Colgate-Palmolive Company
IYH / iShares Trust - iShares U.S. Healthcare ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
CVS / CVS Health Corporation
LMT / Lockheed Martin Corporation
ADM / Archer-Daniels-Midland Company
MDT / Medtronic plc
NAD / Nuveen Quality Municipal Income Fund
ITW / Illinois Tool Works Inc.
BTE / Baytex Energy Corp.
UPS / United Parcel Service, Inc.
CI / The Cigna Group
ACN / Accenture plc
ENB / Enbridge Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
WRK / WestRock Company
MUB / iShares Trust - iShares National Muni Bond ETF
FENC / Fennec Pharmaceuticals Inc.
INO / Inovio Pharmaceuticals, Inc.
VTGN / Vistagen Therapeutics, Inc.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
LW / Lamb Weston Holdings, Inc.
YUM / Yum! Brands, Inc.
DG / Dollar General Corporation
BDX / Becton, Dickinson and Company
TJX / The TJX Companies, Inc.
APA / APA Corporation
BX / Blackstone Inc.
GE / General Electric Company
ETN / Eaton Corporation plc
IYJ / iShares Trust - iShares U.S. Industrials ETF
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
HAS / Hasbro, Inc.
NI / NiSource Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
ES / Eversource Energy
XOM / Exxon Mobil Corporation
AMZN / Amazon.com, Inc.
ATNM / Actinium Pharmaceuticals, Inc.
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
BA / The Boeing Company
C / Citigroup Inc.
ADP / Automatic Data Processing, Inc.
WMT / Walmart Inc.
O / Realty Income Corporation
IBM / International Business Machines Corporation
QCOM / QUALCOMM Incorporated
ED / Consolidated Edison, Inc.
PM / Philip Morris International Inc.
BIIB / Biogen Inc.
KHC / The Kraft Heinz Company
SCHW / The Charles Schwab Corporation
NRG / NRG Energy, Inc.
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
IAC / IAC Inc.
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
F / Ford Motor Company
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
EWC / iShares, Inc. - iShares MSCI Canada ETF
DE / Deere & Company
SLB / Schlumberger Limited
EQT / EQT Corporation
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
RH / RH
VRTX / Vertex Pharmaceuticals Incorporated
ILMN / Illumina, Inc.
EMR / Emerson Electric Co.
PYPL / PayPal Holdings, Inc.
WHR / Whirlpool Corporation
NGVT / Ingevity Corporation
FLRN / SPDR Series Trust - SPDR Bloomberg Investment Grade Floating Rate ETF
EW / Edwards Lifesciences Corporation
KEY / KeyCorp
COP / ConocoPhillips
ONTX / Onconova Therapeutics, Inc.
CNP / CenterPoint Energy, Inc.
WM / Waste Management, Inc.
CAT / Caterpillar Inc.