All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings.
These reports are called 13F reports. However, the filings are required
the following quarter
from the reporting period,
which means that by the time the filing is made (and we see them), the information could be five months old.
For funds
with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover,
the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions
are identified in the table. However, they are not required to report short positions.
Click the link icon to see the full transaction history.
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| Security |
Imputed
Share Price |
Prev
Shares |
Current
Shares |
Change
(Percent) |
Prev Value
(USD x1000) |
Current Value
(USD x1000) |
Change
(Percent) |
|---|
| AMR / Alpha Metallurgical Resources, Inc.
|
|
|
|
|
|
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| / Nesco Holdings, Inc. Warrants, exerciseable for
|
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| NIO / NIO Inc. - Depositary Receipt (Common Stock)
|
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|
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| SPY / SPDR S&P 500 ETF Put
|
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| SPLK / Splunk Inc.
|
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| AEP / American Electric Power Company, Inc.
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| US45845PAB40 / Intercept Pharmaceuticals In Bond
|
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| F / Ford Motor Company Put
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| SRE / Sempra
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| SRE / Sempra
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| US92337CAA27 / Verastem, Inc. Bond
|
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| US189464AB64 / Clovis Oncology, Inc. 2.5% 9/15/2021
|
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|
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| US19459JAA25 / COLLEGIUM PHARMACEUTICAL INC CONV 2.625% 02/15/2026
|
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| US59064RAA77 / Mesa Labs Inc Bond
|
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|
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| CUK / Carnival Corporation & plc - Depositary Receipt (Common Stock) Put
|
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| PLUG / Plug Power Inc.
|
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| US670002AB05 / Novavax, Inc. Bond 3.75% Due 2/1/2023
|
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| US5391831030 / Livongo Health, Inc.
|
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| PD / PagerDuty, Inc.
|
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| 872590112 / T-Mobile US Inc
|
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| US94419LAD38 / CONV. NOTE
|
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| US761299AB20 / Retrophin Inc Bond
|
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| PEGA / Pegasystems Inc.
|
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| SWT / Stanley Black & Decker Inc - Unit
|
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| VIVINT SMART HOME INC
/ WARRANT (928542117) |
|
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| ZS / Zscaler, Inc.
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| L7257P106 / Pacific Drilling S.A.
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| SGH / SMART Global Holdings, Inc.
|
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| RNG / RingCentral, Inc.
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| 89643QAB4 / Trinity Biotech Lp 4.00 1apr45 Bond
|
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| NKLA / Nikola Corporation
|
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| NKLA / Nikola Corporation Put
|
|
|
|
|
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| OPK / OPKO Health, Inc.
|
|
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| VSTM / Verastem, Inc. Call
|
|
|
|
|
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| ASRT / Assertio Holdings, Inc.
|
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| OXY / Occidental Petroleum Corporation Put
|
|
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| TWNK / Hostess Brands Inc - Class A
|
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| NIO / NIO Inc. - Depositary Receipt (Common Stock)
|
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| NEE / NextEra Energy, Inc.
|
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| CFX / Colfax Corp
|
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| 87960WAA2 / Teligent Inc New Bond
|
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| U2481AAK4 / Denbury Res Inc Del Bond
|
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| HCHC / HC2 Holdings Inc
|
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| US45773HAB87 / Inovio Pharmaceuticals Inc
|
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| US00856G1177 / AgroFresh Solutions, Inc. Warrants exp. 2019-02-19
|
|
|
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| ZEN / Zendesk Inc
|
|
|
|
|
|
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| DCUE / Dominion Energy Inc - Units - 2019 Series A
|
|
|
|
|
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|
| MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock) Call
|
|
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|
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| CHNG / Change Healthcare Inc
|
|
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| COUP / Coupa Software Inc
|
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| DDOG / Datadog, Inc.
|
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| / Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
|
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| US00163UAD81 / AMAG Pharmaceuticals, Inc. Bond
|
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| TGTX / TG Therapeutics, Inc.
|
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| NUVA / Nuvasive Inc
|
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| / Crescent Acquisition Corp Warrant
|
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| IFF / International Flavors & Fragrances Inc.
|
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| 384278115 / Graf Industrial Corp. Warrants (each warrant exercisable for one-half of one share of common stock,
|
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| US393222AF12 / Green Plains Inc 4.125 01sep22 Bond
|
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| US302301AF33 / Ezcorp Inc Bond
|
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|
|
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| US461203AH42 / Invacare Corp Bond
|
|
|
|
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| US302301AE67 / Ezcorp Inc Bond
|
|
|
|
|
|
|
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| / Tattooed Chef, Inc. Warrant
|
|
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| US699374AB04 / Paratek Pharmaceuticals Inc Bond
|
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| ENR.PRA / Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
|
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| 630104AB3 / Nanthealth Inc Bond
|
|
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|
|
|
|
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| US189464AC48 / Clovis Oncology Inc Bond
|
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|
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| US68375NAD57 / Opk 4.5 2/15/25 Bond
|
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| US461203AJ08 / INVACARE CORPORATION
|
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| 74365AAD3 / Protalix BioTherapeutics, Inc. Bond
|
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| BAND / Bandwidth Inc.
|
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| NEE.PRP / NextEra Energy, Inc.
|
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| DTP / DTE Energy Co. - Units
|
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| HUBS / HubSpot, Inc.
|
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| SQ / Block, Inc.
|
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| US682143AE23 / Omeros Corp., Series 2004-HYB1
|
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| ARCH / Arch Resources, Inc.
|
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| PANW / Palo Alto Networks, Inc.
|
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| MTCN / ArcelorMittal - 5.50% NT CONVERT 18/05/2023 USD 25
|
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| DLPN / Dolphin Entertainment, Inc.
|
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| LK / Luckin Coffee Inc. Put
|
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| ATI / ATI Inc.
|
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| HYMC / Hycroft Mining Holding Corporation
|
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| PLX / Protalix BioTherapeutics, Inc.
|
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| SENS / Senseonics Holdings, Inc.
|
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| VSTM / Verastem, Inc.
|
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|
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| OKTA / Okta, Inc.
|
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| US45667GAC78 / Infinera Corporation Bond
|
|
|
|
|
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| AMTX / Aemetis, Inc.
|
|
|
|
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| BKNG / Booking Holdings Inc.
|
|
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| US74736LAD10 / CONV. NOTE
|
|
|
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| QTNT / Quotient Ltd
|
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| US02376RAF91 / American Airlines Group Inc
|
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| CLVS / Clovis Oncology Inc Put
|
|
|
|
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|
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| SAEXW / SAExploration Holdings, Inc.
|
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| DHR / Danaher Corporation
|
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| GFLU / GFL Environmental Inc. - Units
|
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| W / Wayfair Inc. Put
|
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| VTOL / Bristow Group Inc.
|
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|
