Market Value95,830,000
Total Holdings195
File Date2018-02-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Shares
Current
Shares
Change
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(USD x1000)
Current Value
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Change
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US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
PFI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Financial Momentum ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
TUP / Tupperware Brands Corporation
MDU / MDU Resources Group, Inc.
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
CELG / Celgene Corp.
IQI / Invesco Quality Municipal Income Trust
VTR / Ventas, Inc.
TTC / The Toro Company
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
61166W101 / Monsanto Co.
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
RTN / Raytheon Co.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
GAL / SSGA Active Trust - SPDR SSGA Global Allocation ETF
VER / VEREIT Inc
DLB / Dolby Laboratories, Inc.
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
QQQ / Invesco QQQ Trust, Series 1
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco KBW Regional Banking ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
CIZ / Victory Portfolios II - VictoryShares Developed Enhanced Volatility Wtd ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
IEUS / iShares Trust - iShares MSCI Europe Small-Cap ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
ARNC / Arconic Corporation
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
FDEU / First Trust Dynamic Europe Equity Income Fund
NLY / Annaly Capital Management, Inc.
JAZZ / Jazz Pharmaceuticals plc
XSD / SPDR Series Trust - SPDR S&P Semiconductor ETF
ASRT / Assertio Holdings, Inc.
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
HBI / Hanesbrands Inc.
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
OLED / Universal Display Corporation
NTNX / Nutanix, Inc.
AIG / American International Group, Inc.
WYNN / Wynn Resorts, Limited
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
MNR / Mach Natural Resources LP
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
COR / Cencora, Inc.
C / Citigroup Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
MO / Altria Group, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
IWD / iShares Trust - iShares Russell 1000 Value ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
COST / Costco Wholesale Corporation
CWB / SPDR Series Trust - SPDR Bloomberg Convertible Securities ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
SO / The Southern Company
XYZ / Block, Inc.
PEP / PepsiCo, Inc.
KMI / Kinder Morgan, Inc.
PG / The Procter & Gamble Company
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund
DOW / Dow Inc.
GLW / Corning Incorporated
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
D / Dominion Energy, Inc.
SHOP / Shopify Inc.
PFE / Pfizer Inc.
UTG / Reaves Utility Income Fund
UPS / United Parcel Service, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
TOTL / SSGA Active Trust - SPDR DoubleLine Total Return Tactical ETF
NTLA / Intellia Therapeutics, Inc.
PM / Philip Morris International Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
CVX / Chevron Corporation
DUK / Duke Energy Corporation
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
WMT / Walmart Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
UNH / UnitedHealth Group Incorporated
AMZN / Amazon.com, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VLO / Valero Energy Corporation
GM / General Motors Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
XAR / SPDR Series Trust - SPDR S&P Aerospace & Defense ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
HSY / The Hershey Company
CRM / Salesforce, Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
VZ / Verizon Communications Inc.
GOOG / Alphabet Inc.
AMGN / Amgen Inc.
T / AT&T Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
GOOGL / Alphabet Inc.
JPM / JPMorgan Chase & Co.
HD / The Home Depot, Inc.
F / Ford Motor Company
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
XLE / The Select Sector SPDR Trust - The Energy Select Sector SPDR Fund
INTC / Intel Corporation
BA / The Boeing Company
BRK.B / Berkshire Hathaway Inc.
BX / Blackstone Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
PHYS / Sprott Physical Gold Trust
CSCO / Cisco Systems, Inc.
NFLX / Netflix, Inc.
ALB / Albemarle Corporation
BAC / Bank of America Corporation
MRK / Merck & Co., Inc.
CMI / Cummins Inc.
GILD / Gilead Sciences, Inc.
XOM / Exxon Mobil Corporation
DIS / The Walt Disney Company
COP / ConocoPhillips
BAC.PRL / Bank of America Corporation - Preferred Stock
MSFT / Microsoft Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
NVDA / NVIDIA Corporation
JNJ / Johnson & Johnson
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ABBV / AbbVie Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
DIA / SPDR Dow Jones Industrial Average ETF Trust
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
SPY / SPDR S&P 500 ETF
AXDX / Accelerate Diagnostics, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
QCOM / QUALCOMM Incorporated
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
XLI / The Select Sector SPDR Trust - The Industrial Select Sector SPDR Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
META / Meta Platforms, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
AAPL / Apple Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
ADME / ETF Series Solutions - Aptus Drawdown Managed Equity ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
XLK / The Select Sector SPDR Trust - The Technology Select Sector SPDR Fund
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
XBI / SPDR Series Trust - SPDR S&P Biotech ETF
VAW / Vanguard World Fund - Vanguard Materials ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
NXPI / NXP Semiconductors N.V.
XLB / The Select Sector SPDR Trust - The Materials Select Sector SPDR Fund
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
ARKK / ARK ETF Trust - ARK Innovation ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IAU / iShares Gold Trust
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
RTX / RTX Corporation
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
STZ / Constellation Brands, Inc.
KR / The Kroger Co.
PDI / PIMCO Dynamic Income Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
DBEM / DBX ETF Trust - Xtrackers MSCI Emerging Markets Hedged Equity ETF