Market Value160,411,000
Total Holdings432
File Date2013-10-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
AGCO / AGCO Corporation
GAS / AGL Resources Inc.
MMM / 3M Company
CMI / Cummins Inc.
MNKKQ / Mallinckrodt Plc
CMS / CMS Energy Corporation
LAQ / Aberdeen Latin America Equity Fund, Inc.
SPG / Simon Property Group, Inc.
XIAFX / Aberdeen Australia Equity Fund,
UNP / Union Pacific Corporation
018490100 / Allergan plc
DAL / Delta Air Lines, Inc.
AEZS / COSCIENS Biopharma Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
ARNC / Arconic Corporation
ALU / Alcatel Lucent
01449J105 / Alere Inc.
ACC / American Campus Communities Inc.
AIG / American International Group, Inc.
AMWD / American Woodmark Corporation
APU / AmeriGas Partners, L.P.
C / Citigroup Inc.
INTC / Intel Corporation
DE / Deere & Company
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
AMTG / Apollo Residential Mortgage, Inc.
GILD / Gilead Sciences, Inc.
ALL / The Allstate Corporation
HSY / The Hershey Company
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
US04351G1013 / Ascena Retail Group, Inc.
XAPBX / Asia Pacific Fund, Inc.
ISR / Perspective Therapeutics Inc
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN - Structured Product
ITT / ITT Inc.
DOV / Dover Corporation
NLY / Annaly Capital Management, Inc.
AXGN / Axogen, Inc.
WFC / Wells Fargo & Company
BBD / Banco Bradesco S.A. - Depositary Receipt (Common Stock)
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
BNS / The Bank of Nova Scotia
MCHP / Microchip Technology Incorporated
JJC / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJCB
BMS / Bemis Co., Inc.
BRK.B / Berkshire Hathaway Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
MUI / BlackRock Municipal Income Fund, Inc.
ADRE / Invesco Capital Management LLC - Invesco BLDRS Emerging Markets 50 ADR Index Fund
HRB / H&R Block, Inc.
BWP / Boardwalk Pipeline Partners L.P
BR / Broadridge Financial Solutions, Inc.
CHRW / C.H. Robinson Worldwide, Inc.
CVRR / CVR Refining LP
CPHC / Canterbury Park Holding Corporation
ACAT / Acasia Technology, Inc.
PLM / Polymet Mining Corp
MDU / MDU Resources Group, Inc.
KGC / Kinross Gold Corporation
FI / Fiserv, Inc.
GTU / Central Gold Trust
CERN / Cerner Corp.
CHK / Chesapeake Energy Corporation
CHS / Chico's FAS, Inc.
16941J205 / China Precision Steel, Inc.
RGLD / Royal Gold, Inc.
CMP / Compass Minerals International, Inc.
CLR / Continental Resources Inc (OKLA)
CROSSTEX ENERGY L P / (22765U102)
DRI / Darden Restaurants, Inc.
DTLK / Datalink Corp.
GASL / Direxion Daily Natural Gas Related Bull 3X Shares
DIREXION SHS ETF TR / LATN AM BULL3X (25459Y652)
BX / Blackstone Inc.
D / Dominion Energy, Inc.
DOW / Dow Inc.
WU / The Western Union Company
EOGSF / Emerald Resources NL
EEP / Enbridge Energy Partners, L.P.
EXK / Endeavour Silver Corp.
SXL / Sunoco Logistics Partners L.P.
ERF / Enerplus Corporation
IVR / Invesco Mortgage Capital Inc.
XLS / Exelis
ESRX / Express Scripts Holding Co.
FIRST AMERN MINN MUN INC FD / (31849P104)
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FLR / Fluor Corporation
FL / Foot Locker, Inc.
34958B106 / Fortress Investment Group LLC
FTR / Frontier Communications Corp.
GTAT / GT Advanced Technologies Inc
GNW / Genworth Financial, Inc.
GTY / Getty Realty Corp.
CHIQ / Global X Funds - Global X MSCI China Consumer Discretionary ETF
SOCL / Global X Funds - Global X Social Media ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
GRA / W.R. Grace & Co.
GGG / Graco Inc.
GMCR / Keurig Green Mountain, Inc.
PEAK / Healthpeak Properties, Inc.
HCN / Welltower Inc.
HICKORY TECH CORP / (429060106)
HFC / HollyFrontier Corp
441060100 / Hospira
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
IKNX / Ikonics Corporation
IMAX / IMAX Corporation
TEG / Integrys Energy Group, Inc.
IDCC / InterDigital, Inc.
IRM / Iron Mountain Incorporated
IAU / iShares Gold Trust
SCJ / iShares, Inc. - iShares MSCI Japan Small-Cap ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X Shares
EWG / iShares, Inc. - iShares MSCI Germany ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
TIP / iShares Trust - iShares TIPS Bond ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
JOY / Joy Global, Inc.
NEE / NextEra Energy, Inc.
GGG / Graco Inc.
EBAY / eBay Inc.
DCI / Donaldson Company, Inc.
MCD / McDonald's Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PHYS / Sprott Physical Gold Trust
BRK.A / Berkshire Hathaway Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EXC / Exelon Corporation
MXI / iShares Trust - iShares Global Materials ETF
RTX / RTX Corporation
AEP / American Electric Power Company, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
J / Jacobs Solutions Inc.
XJEQX / Aberdeen Japan Equity Fund, Inc
US00C4U1L353 / Mylan N.V.
KFH / KKR Financial Holdings LLC
KSU / Kansas City Southern
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
KMP /
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
50063B104 / Korea Equity Fund, Inc.
KRFT /
LSI / Life Storage Inc - Registered Shares
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
XLV / The Select Sector SPDR Trust - The Health Care Select Sector SPDR Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
GPN / Global Payments Inc.
JPM / JPMorgan Chase & Co.
NVS / Novartis AG - Depositary Receipt (Common Stock)
APD / Air Products and Chemicals, Inc.
EXEL / Exelixis, Inc.
IWV / iShares Trust - iShares Russell 3000 ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
MSFT / Microsoft Corporation
DIS / The Walt Disney Company
SPY / SPDR S&P 500 ETF
CSCO / Cisco Systems, Inc.
GOOGL / Alphabet Inc.
SWK / Stanley Black & Decker, Inc.
XLF / The Select Sector SPDR Trust - The Financial Select Sector SPDR Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
XLY / The Select Sector SPDR Trust - The Consumer Discretionary Select Sector SPDR Fund
ADM / Archer-Daniels-Midland Company
PFE / Pfizer Inc.
ETN / Eaton Corporation plc
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BA / The Boeing Company
IVW / iShares Trust - iShares S&P 500 Growth ETF
EMN / Eastman Chemical Company
PRU / Prudential Financial, Inc.
FHN / First Horizon Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
O / Realty Income Corporation
LULU / lululemon athletica inc.
MFC / Manulife Financial Corporation
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MKTVEC MORNSTR (57060U134)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MAS / Masco Corporation
AAPL / Apple Inc.
TAP / Molson Coors Beverage Company
SABA / Saba Capital Income & Opportunities Fund II
APA / APA Corporation
61166W101 / Monsanto Co.
MNST / Monster Beverage Corporation
MWW / Monster Worldwide, Inc.
AMGN / Amgen Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
ONTO / Onto Innovation Inc.
NFG / National Fuel Gas Company
NOV / NOV Inc.
NGD / New Gold Inc.
AXP / American Express Company
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
JWN / Nordstrom, Inc.
NTI / Northern Tier Energy LP
NRF / NorthStar Realty Finance Corp.
JMF / Nuveen Energy MLP Total Return Fund
OKS / ONEOK Partners, L.P.
ONXX / Onyx Pharmaceuticals Inc
PKG / Packaging Corporation of America
PDCO / Patterson Companies, Inc.
PBA / Pembina Pipeline Corporation
OWE / Obsidian Energy Ltd.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PDM / Piedmont Realty Trust, Inc.
PCQ / PIMCO California Municipal Income Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / INDL SECT PORT (73935X369)
POWERSHARES ETF TRUST / CON STAPLE SEC (73935X393)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
PAGG / PowerShares Global Agriculture Portfolio
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
74005P104 / Praxair, Inc.
OKE / ONEOK, Inc.
UYM / ProShares Trust - ProShares Ultra Materials
PROSHARES TR / ULT MSCI BRAZL (74347X120)
RALS / ProShares Trust - ProShares RAFI Long/Short
EZJ / ProShares Trust - ProShares Ultra MSCI Japan
QUANTUM FUEL SYS TECH WORLDW / (74765E208)
QCOR /
RTN / Raytheon Co.
RVT / Royce Small-Cap Trust, Inc.
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
SJM / The J. M. Smucker Company
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
DIA / SPDR Dow Jones Industrial Average ETF Trust
MDY / SPDR S&P MidCap 400 ETF Trust
STJ / St. Jude Medical, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
SIAL / Sigma-Aldrich Corporation
SLAB / Silicon Laboratories Inc.
82735Q102 / Silver Bay Realty Trust Corp.
SINGAPORE FD INC / (82929L109)
SIRO / Sirona Dental Systems, Inc.
SIRI / Sirius XM Holdings Inc.
SOHU / Sohu.com Limited - Depositary Receipt (Common Stock)
847560109 / Spectra Energy Corp.
HAL / Halliburton Company
GMO /
STPFQ / Suntech Power Holdings Co., Ltd.
868536103 / Supervalu, Inc.
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
872307903 / TCF Financial Corporation
TAL / TAL Education Group - Depositary Receipt (Common Stock)
AXON / Axon Enterprise, Inc.
US8766641034 / Taubman Centers, Inc.
TECK.B / Teck Resources Limited
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TLAB / Tellabs Inc
TEI / Templeton Emerging Markets Income Fund
MO / Altria Group, Inc.
891894107 / Towers Watson & Co.
TWER / Towerstream Corporation
UNG / United States Natural Gas Fund, LP - Limited Partnership
VALE / Vale S.A. - Depositary Receipt (Common Stock)
920355104 / Valspar Corp.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VTR / Ventas, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
WAG /
WRE / Washington Real Estate Investment Trust
WBMD / WebMD Health Corp.
WR / Westar Energy, Inc.
WNR / Western Refining, Inc.
WFM / Whole Foods Market, Inc.
Y / Alleghany Corp.
/ Windstream Holdings, Inc
DFJ / WisdomTree Trust - WisdomTree Japan SmallCap Dividend Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
XYL / Xylem Inc.
AABA / Altaba Inc
YRI / Yamana Gold Inc
ARCO / Arcos Dorados Holdings Inc.
BG / Bunge Global SA
COV /
CB / Chubb Limited
00B65Z9D7 / Noble Corporation plc
PNR / Pentair plc
VZ / Verizon Communications Inc.
WPM / Wheaton Precious Metals Corp.
DHI / D.R. Horton, Inc.
ALKS / Alkermes plc
GEL / Genesis Energy, L.P. - Limited Partnership
BBWI / Bath & Body Works, Inc.
AMT / American Tower Corporation
TGT / Target Corporation
YUM / Yum! Brands, Inc.
MRK / Merck & Co., Inc.
XOM / Exxon Mobil Corporation
GE / General Electric Company
A / Agilent Technologies, Inc.
XEL / Xcel Energy Inc.
BBY / Best Buy Co., Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
BTU / Peabody Energy Corporation
DVN / Devon Energy Corporation
DD / DuPont de Nemours, Inc.
EIX / Edison International
ENB / Enbridge Inc.
GSAT / Globalstar, Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
CAT / Caterpillar Inc.
CF / CF Industries Holdings, Inc.
PPG / PPG Industries, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
IBM / International Business Machines Corporation
MS / Morgan Stanley
INGR / Ingredion Incorporated
QCOM / QUALCOMM Incorporated
CAG / Conagra Brands, Inc.
PM / Philip Morris International Inc.
OTTR / Otter Tail Corporation
NOC / Northrop Grumman Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BAC / Bank of America Corporation
CDNS / Cadence Design Systems, Inc.
SRCL / Stericycle, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
KMB / Kimberly-Clark Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
SO / The Southern Company
KMI / Kinder Morgan, Inc.
FAST / Fastenal Company
ITW / Illinois Tool Works Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
ABT / Abbott Laboratories
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ABBV / AbbVie Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
CSX / CSX Corporation
PSX / Phillips 66
UPS / United Parcel Service, Inc.
LLY / Eli Lilly and Company
HD / The Home Depot, Inc.
EXPD / Expeditors International of Washington, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ORCL / Oracle Corporation
GOLD / Barrick Mining Corporation
SYY / Sysco Corporation
COST / Costco Wholesale Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
GS / The Goldman Sachs Group, Inc.
F / Ford Motor Company
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
CVS / CVS Health Corporation
WEC / WEC Energy Group, Inc.
WMT / Walmart Inc.
HPQ / HP Inc.
ALE / ALLETE, Inc.
KO / The Coca-Cola Company
FCX / Freeport-McMoRan Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MOS / The Mosaic Company
SYK / Stryker Corporation
PNC / The PNC Financial Services Group, Inc.
META / Meta Platforms, Inc.
SPSC / SPS Commerce, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CVX / Chevron Corporation
SBUX / Starbucks Corporation
MPC / Marathon Petroleum Corporation
LUMN / Lumen Technologies, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
HON / Honeywell International Inc.
JNJ / Johnson & Johnson
PCAR / PACCAR Inc
TMO / Thermo Fisher Scientific Inc.
CLX / The Clorox Company
NKE / NIKE, Inc.
CB / Chubb Limited
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
OXY / Occidental Petroleum Corporation
BSX / Boston Scientific Corporation
K / Kellanova
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
SEE / Sealed Air Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
T / AT&T Inc.
TWO / Two Harbors Investment Corp.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
SLB / Schlumberger Limited
C.WSA / Citigroup, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
ECL / Ecolab Inc.
USB / U.S. Bancorp
GLD / SPDR Gold Trust
GIS / General Mills, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
COP / ConocoPhillips
IWM / iShares Trust - iShares Russell 2000 ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
AVGO / Broadcom Inc.
PG / The Procter & Gamble Company
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
AFL / Aflac Incorporated
MCY / Mercury General Corporation
BMY / Bristol-Myers Squibb Company
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
FSP / Franklin Street Properties Corp.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PEP / PepsiCo, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
BK / The Bank of New York Mellon Corporation
ACN / Accenture plc
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
AMAT / Applied Materials, Inc.
UNH / UnitedHealth Group Incorporated
V / Visa Inc.
MDLZ / Mondelez International, Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
TRV / The Travelers Companies, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SLV / iShares Silver Trust
MDT / Medtronic plc
EW / Edwards Lifesciences Corporation